Posts tagged with: "financial+services"
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6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
5 Jun 2020, 12:06 pm
UBS Financial Services’ Managing Director Edward W. [read post]
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
10 Feb 2011, 10:51 am
Recently an anonymous expert witness posted a review of the Litigation Services Handbook: The Role of the Financial Expert, 4th Edition. [read post]
5 Nov 2009, 8:51 am
The House Financial Services Committee voted (41-28) on Nov. 4 to recommend the Investor Protection Act of 2009(Download H.R.3817) that has a variety of measures intended to improve investor protection and increase investor confidence. [read post]
12 Aug 2011, 11:25 am
Daniel Sokol Mark Powell & Katarzyna Czapracka (White & Case) ask Recent EU Investigations into Financial Services: What is the Scope for Antitrust Intervention? [read post]
22 Jun 2007, 1:27 am
” Full story Financial Times, 22nd June 2007 Source: www.ft.com [read post]
8 Jul 2020, 2:54 am
The NY Department of Financial Services entered into a Consent Order with Deutsche Bank AG (NY Branch) and Deutsche Bank Trust Company America with the Bank agreeing "to pay $150 million in penalties" "for significant compliance failures in connection with... [read post]
2 Jun 2023, 9:09 am
On 2 June 2023, the UK Parliament website issued a press release stating that the House of Lords will begin its further examination of the Financial Services and Markets Bill at report stage, on Tuesday 6 June. [read post]
15 Aug 2012, 6:05 am
Yesterday, New York Department of Financial Services (DFS) announced a $340 Million settlement with Standard Chartered Bank. [read post]
19 Apr 2010, 12:48 pm
Tomorrow the House Financial Services Committee will hold a hearing on “Public... [read post]
22 Dec 2016, 1:47 pm
For the financial services sector, however, Trump’s election opened a door to potential regulatory relief. [read post]
13 Jul 2007, 2:37 am
“The Government today announced the successful passage through Parliament of the Regulatory Reform (Financial Services and Markets Act 2000) Order 2007. [read post]
8 Feb 2010, 12:21 pm
In an opinion piece in The Washington Post that appeared last Friday, SIFMA President and CEO Tim Ryan argues that while recent proposals by the Obama Administration have suggested that the financial services industry hasn't changed, in fact, the industry... [read post]
29 Nov 2022, 3:13 am
On 28 November 2022, the House of Commons published an Amendment paper to the Financial Services and Markets Bill. [read post]
12 Aug 2011, 11:25 am
Daniel Sokol Mark Powell & Katarzyna Czapracka (White & Case) ask Recent EU Investigations into Financial Services: What is the Scope for Antitrust Intervention? [read post]
23 Mar 2009, 12:32 pm
Delaware Securities Commissioner James Ropp and Massachusetts Secretary of the Commonwealth William Galvin appeared before the House Financial Services Committee on Friday, March 20. [read post]
24 Mar 2023, 8:19 am
On 23 March 2023, the House of Lords concluded its line by line examination of the Financial Services and Markets Bill in committee stage. [read post]
11 Jan 2022, 8:46 am
Understandably, investors who have lost money in the bankruptcy of Northstar Financial Services (Bermuda) Ltd. have many questions to ask. [read post]
