Posts tagged with: "financial+services"
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15 Dec 2022, 7:59 am
An essential part of this is the Financial Services and Markets Bill (the FS&M Bill) which is currently making its way through Parliament. [read post]
10 Mar 2025, 7:14 am
On 10 March 2025, the Financial Conduct Authority (FCA) published a letter on supporting artificial intelligence (AI), innovation and growth in financial services, which was written jointly by the FCA and the Information Commissioner’s Office (ICO) and addressed to Trade Association chairs and CEOs. [read post]
18 Mar 2025, 6:18 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anida Venniro (Venniro), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. [read post]
5 Mar 2010, 4:28 pm
Financial services are generally exempt from GST. [read post]
21 Aug 2018, 6:49 am
ET, Ballard Spahr will conduct a webinar, “More Than Just Fintech: What Are the Important Takeaways for All Consumer Financial Services Providers from Treasury’s Sweeping Report? [read post]
30 Jul 2024, 8:00 am
Financial Services Litigation in International Jurisdictions Access this guide with links to international questions and answers covering essential aspects of financial services litigation. [read post]
31 May 2024, 11:27 am
The post New York Department of Financial Services Issues Guidance on Insurance Loss Mitigation Tools and Services appeared first on Insurance & Reinsurance. [read post]
19 Feb 2025, 6:20 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephan Edwards (Edwards), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. [read post]
11 Sep 2017, 12:03 pm
Several provisions added last week to the House Financial Services appropriations bill would alter some federal campaign laws. [read post]
21 Dec 2023, 8:53 am
On 20 December 2023, there was published on legislation.gov.uk a draft of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024. [read post]
9 Feb 2023, 7:12 am
In early 2022, the EU and UK banned certain financial services. [read post]
18 Sep 2015, 6:36 am
With the EU having put in place a complex web of overlapping law, regulation and guidance during 2013 and 2014, national regulators are faced with the task of interpreting these requirements and imposing them on a sometimes skeptical (if not openly hostile) financial services industry. [read post]
2 Jul 2024, 5:01 am
On 27 June 2024, the Monetary Authority of Singapore (MAS) announced the expansion of two initiatives to scale asset tokenisation for financial services. [read post]
8 Dec 2023, 8:06 am
The report sets out: The changes to the financial services landscape, what this means for the FCA’s accountability and strategy, and how it is changing in response. [read post]
1 Aug 2011, 8:50 am
Here is a reminder of the call for papers for the AALS Section on Financial Institutions and Consumer Financial Services. [read post]
21 Oct 2011, 10:32 am
In a statement released on October 21, 2011, the House Financial Services Committee re-emphasized its position that changing the form of governance of the Consumer Financial Protection Bureau from a single Director to a bi-partisan Commission would make the CFPB more accountable, replicate the structure of other federal agencies charged with consumer or investor protection, and promote continuity and predictability in rulemaking. [read post]
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
5 Jun 2020, 12:06 pm
UBS Financial Services’ Managing Director Edward W. [read post]
