Posts tagged with: "financial+services"
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9 Feb 2023, 7:12 am
In early 2022, the EU and UK banned certain financial services. [read post]
There are Recent Customer Complaints with Broker Mark D’ercole in Firm Portsmouth Financial Services
23 May 2025, 1:18 pm
The firm, Portsmouth Financial Services, was named as the respondent. [read post]
18 Sep 2015, 6:36 am
With the EU having put in place a complex web of overlapping law, regulation and guidance during 2013 and 2014, national regulators are faced with the task of interpreting these requirements and imposing them on a sometimes skeptical (if not openly hostile) financial services industry. [read post]
2 Jul 2024, 5:01 am
On 27 June 2024, the Monetary Authority of Singapore (MAS) announced the expansion of two initiatives to scale asset tokenisation for financial services. [read post]
8 Dec 2023, 8:06 am
The report sets out: The changes to the financial services landscape, what this means for the FCA’s accountability and strategy, and how it is changing in response. [read post]
1 Aug 2011, 8:50 am
Here is a reminder of the call for papers for the AALS Section on Financial Institutions and Consumer Financial Services. [read post]
21 Oct 2011, 10:32 am
In a statement released on October 21, 2011, the House Financial Services Committee re-emphasized its position that changing the form of governance of the Consumer Financial Protection Bureau from a single Director to a bi-partisan Commission would make the CFPB more accountable, replicate the structure of other federal agencies charged with consumer or investor protection, and promote continuity and predictability in rulemaking. [read post]
8 Feb 2010, 12:21 pm
In an opinion piece in The Washington Post that appeared last Friday, SIFMA President and CEO Tim Ryan argues that while recent proposals by the Obama Administration have suggested that the financial services industry hasn't changed, in fact, the industry... [read post]
24 Mar 2023, 8:19 am
On 23 March 2023, the House of Lords concluded its line by line examination of the Financial Services and Markets Bill in committee stage. [read post]
5 Nov 2009, 8:51 am
The House Financial Services Committee voted (41-28) on Nov. 4 to recommend the Investor Protection Act of 2009(Download H.R.3817) that has a variety of measures intended to improve investor protection and increase investor confidence. [read post]
12 Aug 2011, 11:25 am
Daniel Sokol Mark Powell & Katarzyna Czapracka (White & Case) ask Recent EU Investigations into Financial Services: What is the Scope for Antitrust Intervention? [read post]
2 Jun 2023, 9:09 am
On 2 June 2023, the UK Parliament website issued a press release stating that the House of Lords will begin its further examination of the Financial Services and Markets Bill at report stage, on Tuesday 6 June. [read post]
8 Jul 2020, 2:54 am
The NY Department of Financial Services entered into a Consent Order with Deutsche Bank AG (NY Branch) and Deutsche Bank Trust Company America with the Bank agreeing "to pay $150 million in penalties" "for significant compliance failures in connection with... [read post]
19 Apr 2010, 12:48 pm
Tomorrow the House Financial Services Committee will hold a hearing on “Public... [read post]
15 Aug 2012, 6:05 am
Yesterday, New York Department of Financial Services (DFS) announced a $340 Million settlement with Standard Chartered Bank. [read post]
10 Feb 2011, 10:51 am
Recently an anonymous expert witness posted a review of the Litigation Services Handbook: The Role of the Financial Expert, 4th Edition. [read post]
22 Jun 2007, 1:27 am
” Full story Financial Times, 22nd June 2007 Source: www.ft.com [read post]
12 Dec 2024, 1:51 pm
., will chair the House Financial Services Committee in the next Congress. [read post]
23 Mar 2009, 12:32 pm
Delaware Securities Commissioner James Ropp and Massachusetts Secretary of the Commonwealth William Galvin appeared before the House Financial Services Committee on Friday, March 20. [read post]
29 Nov 2022, 3:13 am
On 28 November 2022, the House of Commons published an Amendment paper to the Financial Services and Markets Bill. [read post]
