Posts tagged with: "financial+services"
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5 Dec 2022, 1:49 am
The Paper lists all amendments tabled to the Financial Services and Markets Bill. [read post]
22 Mar 2022, 9:33 am
Our financial services and regulation team have launched the ‘Beyond Sanctions’ insights hub, highlighting the broader issues that financial services firms will need to consider, above and beyond the immediate concerns and challenges arising from the economic sanctions. [read post]
18 Apr 2022, 8:14 am
Among other firms, brokers at SunTrust Investment Services, Ocean Financial Services, Bankoh Investment Services, and Cetera Investment Services sold Northstar products. [read post]
13 Jun 2023, 2:28 am
We have published a new Financial Services Regulatory Developments in ESG Hub which houses, in one place, our financial services resources and insights to help clients stay informed of key regulatory developments in the ESG space. [read post]
11 Jun 2014, 12:30 pm
The CFPB will also be holding a field hearing on mobile financial services tomorrow. [read post]
23 Oct 2019, 8:50 pm
Jason Lowy, senior vice president of wealth management in the Hunt Valley office of UBS Financial Services Inc., was named to the Financial Times’ 2019 list of 401 Top Retirement Advisers. [read post]
4 Jul 2012, 12:05 pm
Wolters Kluwer Financial Services will host a web seminar on July 16, 2012, from 3-4 PM, on managing the complexities of European Union financial regulation and what UKfirms need to know right now to manage comply with financial regulations. [read post]
29 Jun 2023, 8:57 am
On 29 June 2023, the Financial Services and Markets (FSM) Bill received Royal Assent. [read post]
18 Aug 2022, 5:21 am
Morgan Securities Ocean Financial Services, LLC Trust Investment Services, Inc. [read post]
18 Sep 2011, 9:20 am
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
23 Nov 2009, 11:52 am
The Parliamentary Joint Committee on Corporations and Financial Services (chaired by Bernie Ripoll MP) has released its report into the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses, with particular reference to: the role of financial advisers; the general regulatory environment for these products and services; the role played by… [read post]
16 Aug 2022, 10:06 am
In our latest podcast on the Financial Services and Markets Bill, Matthew Gregory and Hannah Meakin take a closer look at the Bill’s provisions on financial promotion (Apple podcasts / Spotify). [read post]
1 Apr 2021, 9:48 am
CovingtonAlsina, an Annapolis-based financial planning firm, announced the acquisition of Athena Financial Services of Hughesville. [read post]
7 Sep 2023, 1:51 am
The Financial Services and Markets Act 2023 introduces a regulatory ‘gateway’ for the approval of financial promotions. [read post]
30 Nov 2015, 9:19 am
For example, the report notes the costs involved in providing mobile financial services – both to financial services providers and to consumers. [read post]
22 Mar 2010, 8:23 am
Scott McClesky has an op-ed in the Times urging the financial regulatory agencies to devise a foreign service for financial regulators. [read post]
30 Mar 2016, 4:46 pm
” Consumers and Mobile Financial Services 2016 PDF March 30, 2016. [read post]
4 Apr 2015, 4:02 pm
Financial Analysis of United States Postal Service Financial Results and 10 – K Statement Fiscal Year 2014, April 1, 2015 – “In FY 2014, the Postal Service recorded its eighth consecutive financial loss, bringing the total net deficit since FY 2007 to $51.7 billion. [read post]
3 Dec 2009, 2:40 pm
Yesterday the House Financial Services Committee completed its work on a comprehensive set of reforms intended to modernize America’s financial regulations. [read post]
26 Jun 2021, 9:24 am
The AALS Section on Financial Institutions and Consumer Financial Services invites submissions of no more than five pages for its session at the 2022 annual meeting of the AALS. [read post]
