Posts tagged with: "financial+services"
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2 Aug 2023, 9:37 am
The consultation covers: The current restrictions in place on cold calling for different financial services and products. [read post]
2 Aug 2023, 9:35 am
Phase one of the programme included the commissioning of a third-party review on the topic of data standards in financial services, with the aim of identifying the necessary conditions for achieving greater development and adoption of standards. [read post]
2 Aug 2023, 9:33 am
The power to temporarily restrict or prohibit discretionary payments to shareholders or employees of these CCPs is a new power conferred upon the BoE by the Financial Services and Markets Act 2023, which requires the BoE to publish a statement of its policy with respect to giving directions under this power. [read post]
2 Aug 2023, 9:24 am
Current EU trade defence instruments are limited to subsidised goods imported into the EU (in line with the WTO Agreement on Subsidies and Countervailing Measures) and cannot be used against FS in the form of subsidised investments, services or financial flows. [read post]
2 Aug 2023, 8:59 am
“MOHELA could no longer service those closed accounts, costing it, by Missouri’s estimate, $44 million a year in fees…The plan’s harm to MOHELA is also a harm to Missouri. [read post]
2 Aug 2023, 8:34 am
It's not a company whose financial distress would normally stand out but for the fact that it received $700M in national security loans from the US Treasury in 2020, and, oh man, are taxpayers going to take it on the chin. [read post]
2 Aug 2023, 7:08 am
They do not manufacture products or sell any services. [read post]
2 Aug 2023, 6:37 am
These are services that can promote greater financial inclusion and innovation. [read post]
1 Aug 2023, 11:55 pm
Municipal Bonds Gone Bad In 2015 The Financial Industry Regulatory Authority (FINRA) announced that it has censured and fined UBS Financial Services Incorporated of Puerto Rico (UBS PR) $7.5 million for supervisory failures related to the suitability of transactions in Puerto Rican closed-end fund (CEF) shares. [read post]
1 Aug 2023, 7:31 pm
Continue Reading › The post Northstar Financial Services (Bermuda) Attorney appeared first on Investor Lawyers Blog. [read post]
1 Aug 2023, 6:55 pm
Geake, who most recently was an American Trust Investment Services financial advisor, has 25 customer disputes on his CRD. [read post]
1 Aug 2023, 5:07 pm
Financial advisors examined the assets of BSA and the local councils which had restricted deeds on their real estate. [read post]
1 Aug 2023, 4:28 pm
DCAA’s mission is to conduct contract audits and to provide accounting and financial advisory services to all Department of Defense (DoD) components responsible for procurement and contract administration. [read post]
1 Aug 2023, 4:27 pm
Companies and investors incorporate ESG principles because they understand that long-term financial performance and sustainability may be impacted by business practices that are materially different than short-term return-on-investment. [read post]
1 Aug 2023, 2:50 pm
As described below, the Final Rule also imposes new and heightened financial requirements on both interconnecting customers and transmission providers. [read post]
1 Aug 2023, 1:27 pm
Under New York Department of Financial Services (DFS) regulatory framework, UL policies are those that credit additional amounts (i.e., policies with non-guaranteed elements).While this update was needed to maintain consistency with the indexed changes to the maximum nonforfeiture interest rate and IRC 7702’s definition of life insurance, the actual wording in NY’s amendment to the law was likely unintentional and certainly unfortunate.Under §4221(n-1), the… [read post]
1 Aug 2023, 1:05 pm
A motorcycle accident can have devastating consequences, leaving victims with severe injuries and financial burdens. [read post]
1 Aug 2023, 1:05 pm
A motorcycle accident can have devastating consequences, leaving victims with severe injuries and financial burdens. [read post]
1 Aug 2023, 12:42 pm
Texas’ jails are the second-leading provider of mental health services in the state. [read post]
1 Aug 2023, 12:30 pm
While these activities can spur growth, they also lead to “forced” layoffs, asset stripping, and financial instability. [read post]