Posts tagged with: "financial+services"
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19 Mar 2012, 12:36 pm
FINRA announced today that it fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered more than $648,000 in restitution and interest to more than 3,600 customers for charging excessive markups and markdowns on corporate and... [read post]
27 Apr 2011, 11:10 am
The In House Counsel Job of the Week for the week of April 25, 2011, is an Assistant General Counsel position with one of the world’s largest financial services companies, ... [read post]
16 Jan 2018, 8:41 am
View Brexit and financial services – Latest developments, 15 January 2018 [read post]
1 Mar 2009, 12:20 pm
UBS is increasing the base salary of senior investment bankers after reducing many bonuses to a fraction and to align overall compensation more with other financial services professions, such as consultants, DealBook colleague Julia Werdigier reports. [read post]
16 Mar 2011, 9:06 am
Sandler O'Neill, the investment bank focused on financial services firms, says it has hired Aaron Dorr from Jefferies to lead its asset management banking team. [read post]
4 Sep 2020, 1:21 pm
Ben Shaw, who specializes in disputes in banking, insolvency and financial services, joins the 13-lawyer firm as a special counsel. [read post]
25 Apr 2016, 6:00 pm
Private foundations will now be able to use a wide variety of financial tools to achieve their charitable goals.... [read post]
9 Feb 2022, 10:00 pm
Join us on Tuesday, February 22 as our Digital Innovation and Disruption Webinar Series continues with “ A Focus on Outsourcing in Financial Services: Digital Transformation and Innovation . [read post]
1 Mar 2010, 9:35 pm
The Financial Times reported over the weekend that the geographic giant is threatening to revoke Austrian Airlines’s... [read post]
7 Feb 2019, 4:13 am
On 7 February 2019, the FCA published a new video on its website in which senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime. [read post]
7 Jul 2009, 2:59 am
Discover Financial Services says it will sell $500 million of common stock and use the proceeds for investments or to buy back preferred stock issued to the U.S. [read post]
9 Jun 2011, 1:31 am
“The Financial Services Authority has found that 19 comparison websites are treating customers unfairly after flouting rules. [read post]
18 Oct 2018, 4:12 am
In our latest financial services and Brexit video we discuss the FCA’s recent consultation paper on the temporary permissions regime. [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
21 Jul 2010, 6:20 am
The Deal Professor examines some developments involving Novartis's proposed acquisition of Alcon and Gentiva Health Services' acquisition of Odyssey Healthcare that might have been overlooked in the rush of financial news. [read post]
22 Aug 2010, 6:54 am
The Justice Department has issued a letter to chief justices and administrators of state courts clarifying the obligation of courts that receive federal financial assistance to provide oral interpretation, written translation and other language services to people who are limited... [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
8 Feb 2010, 2:32 pm
The government's warrants for the PNC Financial Services Group, acquired in the banking bailout, may raise $253.3 million for taxpayers if they go up for auction, according to Pluris Valuation Advisors. [read post]
6 May 2014, 4:00 am
Bankrate, a financial services company, has compiled a list of the 10 best states to retire in based on weather, taxes, cost of living, crime rates, quality of healthcare, and general well-being. [read post]
1 Jun 2009, 4:56 am
The British market regulator, the Financial Services Authority, said Monday that it would keep its disclosure policies in place for short sellers of 32 banking and insurance shares beyond June 30, when they were due to expire. [read post]
