Posts tagged with: "financial+services"
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23 Jan 2007, 4:13 pm
And when the businesses are in a highly regulated industry such as financial services, there are more obstacles. [read post]
3 Mar 2010, 3:52 pm
House of Representatives Financial Services Committee is expected to review tomorrow the text of H.R. 4573. [read post]
10 Feb 2009, 1:32 am
On Wednesday, eight chief executives of big banks will make theirway to Washington to appear at a Congressional hearing in front of the House Financial Services Committee.Tthe guest list will be interesting. [read post]
19 Jun 2007, 10:33 pm
The Parliamentary Joint Committee on Corporations and Financial Services has released its Report on the Corporations Legislation Amendment (Simpler Regulatory System) Bill 2007 (pdf). [read post]
22 Apr 2021, 12:43 pm
On April 14, 2021, the New York Department of Financial Services (NYDFS) announced a US$3 million settlement with insurance company National Securities Corp. [read post]
7 Dec 2014, 5:00 am
But given all the vitriol aimed at software patents, particularly those in the financial services sector, there is a real irony that big banks are able to get software patents that explicitly cover computer implemented methods in the wake of Alice v. [read post]
29 Nov 2011, 5:48 pm
Arrow Financial Services, is whether the federal courts have jurisdiction over private claims under the federal Telephone Consumer Protection Act; the Times has a story on that here. [read post]
30 Aug 2012, 12:18 pm
Treasury has invited submissions on the advantages and disadvantages of an intergovernmental agreement between Australia and the US, based on the published US Model, as an alternative to individual agreements between Australian financial institutions and the US Internal Revenue Service. [read post]
31 Oct 2009, 10:29 am
As Chairman Ketchum noted, most investors cannot distinguish between the two, in part because their services have begun to overlap each other in many respects. [read post]
19 May 2010, 11:37 pm
He says despite a turbulent economy, agriculture lenders continue to service the industry and many have taken on new loans even with tighter credit standards. [read post]
29 Jul 2011, 12:59 pm
On July 26, 2011, the Financial Industry Regulatory Authority ("FINRA") announced that it fined SunTrust Robinson Humphrey ("SunTrust RH") and SunTrust Investment Services ("SunTrust IS") for violations in connection with the sale of auction rate securities ("ARS"). [read post]
26 Oct 2012, 5:21 pm
Do not agree to any offers for services or give out any personal or financial information via any of these forms of communication without first checking into the source of the communication. [read post]
6 Jun 2019, 7:49 am
The inquiry will scrutinise the role of HM Treasury, regulators and financial services firms in supporting the Government’s climate change commitments. [read post]
12 Apr 2012, 12:24 am
I mostly agree with that, although the U.S. government does work furiously on behalf of sectors like financial services and entertainment, sometimes I think to the detriment of other industries. [read post]
11 Sep 2009, 8:25 am
JPMorgan Chase has prevailed against a number of financial services executives on a preliminary injunction involving claimed misappropriation of a customer list.The defendants serviced a number of high net worth clients and, according to their counsel, "merely wrote down the names of clients and later got their contact information from the internet. [read post]
15 Nov 2014, 10:01 am
On Wednesday, November 19, 2014, from 9am to 3pm, Brooklyn Law School will host, in its Subotnick Center on the 10th Floor, the second annual Small Business Legal Academy (SBLA) bringing together corporate law firms, civil legal services organizations, financial services consultants, City and State agencies and other service providers to strengthen New York City’s vibrant and diverse small-business community. [read post]
26 Jul 2012, 1:46 pm
Structural reforms of the regulation of financial institutions, such as those recommended in the UK by the Vickers Commission, or to be implemented in the USvia the Volcker Rule, will play an important role in robust regulatory reform, according to Adair Turner, Chair of the UK Financial Services Authority. [read post]
7 Dec 2011, 6:19 am
No actual service or receipt of this statement is required by the ordinance. [read post]
16 May 2011, 1:12 pm
It offers carriers a financial incentive not to drop lightly traveled routes. [read post]
23 Jun 2009, 12:13 am
The elimination of the Office of Thrift Supervision in exchange for direct Federal Reserve involvement is sure to raise the ire of banking groups (see Financial Services Forum "Lobbyists Dig In As Obama Pushes Financial Overhaul").Importantly, Obama plans the creation of a consumer watchdog. [read post]
