Posts tagged with: "financial+services"
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15 Nov 2017, 12:00 pm
Last year, I used some of my time as a guest blogger to draw some attention to the persons appointed as public governors at the Financial Industry Regulatory Authority (FINRA). [read post]
9 Aug 2018, 8:00 am
We back up their decision with world-class service. [read post]
31 May 2011, 2:49 pm
A senior Financial Services Authority official has examined the European Commission’s proposals to amend the Markets in Financial Instruments Directive (MiFID) and stated the UK position in a number of areas, including high frequency trading, derivatives, and third-party access. [read post]
6 Oct 2010, 8:36 pm
CITIES FACE FINANCIAL CARNAGE. [read post]
17 Sep 2008, 2:39 pm
As accountants and financial consultants, they provide a unique blend of technical expertise while providing practical business advice or assurance services. [read post]
14 Jun 2011, 6:16 am
This guest post is courtesy of attorney Dale Krause and Krause Financial Services. [read post]
8 Jan 2010, 4:44 am
Wednesday’s announcement that Senate Banking, Housing and Urban Affairs Committee Chairman Christopher Dodd (D-CT) will retire and not seek reelection in 2010 will surely have an impact on the large-scale financial regulatory overhaul effort he is currently shepherding through the Committee.Almost immediately after news of Chairman Dodd’s decision broke, financial services insiders began speculating on the effect it would have on the fate of the reform… [read post]
16 Oct 2022, 1:32 pm
When Chase closed our account, it triggered a chain reaction that led to other financial service accounts being closed and caused the fledgling organization to experience unexpected operational and financial challenges. [read post]
27 Mar 2017, 7:33 am
According to Frank Murphy, Acting Chief Financial Officer, who recently spoke at a PPAC public meeting, the USPTO will not be using the services because the USPTO systems are superior to the shared services being created. [read post]
25 Nov 2014, 9:26 am
Regarding vicarious infringement, the court says Giganews lacks a direct financial benefit: Perfect 10 must prove with competent evidence that at least some of Giganews’ customers were “drawn” to Giganews’ services, in part, to obtain access to infringing Perfect 10 material. [read post]
4 May 2023, 7:22 am
Bergsman) [Mere descriptiveness refusal of PHARMASHARES for "Brokerage of shares and other securities; Brokerage services for capital investments; Brokerage services for stocks and bonds; Brokerage services in the field of securities and commodities investing; Commodities exchange services; Financial exchange; Financial investment brokerage; Financial securities exchange services; Futures exchange services;… [read post]
10 Feb 2009, 5:24 am
Ben Bernanke, Federal Reserve Chairman, testified today before the House Financial Services Committee about the Federal Reserve's emergency assistance to the financial markets. [read post]
8 Aug 2017, 10:57 am
Unlike the majority of the CFPB’s regulations, which cover specific financial products or services, the Rule applies across a wide swath of traditional and online consumer financial products and services, including among other things deposit accounts, credit cards and consumer reporting products. [read post]
1 Feb 2024, 6:59 pm
Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one living in the US and one abroad, in their more than $5M annuity loss claim that was brought in Financial Industry Regulatory Authority… [read post]
26 Apr 2011, 7:07 am
Bankruptcy Judge Elizabeth Magner has ordered financial sanctions against Lender Processing Services Inc. for wrongfully attempting to foreclose on one couple. [read post]
22 Aug 2023, 6:54 pm
Another Chinese Investor Sues Cetera Over Northstar Financial Services (Bermuda) Losses. [read post]
25 Jan 2015, 7:30 am
Advertising is intended for financial gain. [read post]
10 Feb 2015, 1:27 pm
Topics will include: Practical steps financial institutions can implement to protect trade secrets and client relationships. [read post]
5 Mar 2018, 10:38 am
Being cautious and taking basic security steps can help protect people and their sensitive tax and financial data. [read post]
14 Mar 2014, 12:24 pm
Q: We are a self managed association and members often ask for copies of records such as financial data and minutes of meetings. [read post]
