Posts tagged with: "financial+services"
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30 Apr 2018, 3:34 pm
Brotman Financial Group Inc., a financial services firm offering wealth management services to multi-generational families, announced Jaclyn Dunn, CFP, MBA has joined the firm as an associate adviser. [read post]
29 Sep 2019, 6:44 am
All five SEC Commissioners testified yesterday at an oversight hearing held by the House Financial Services Committee, the first time all five have appeared since 2007, according to Chair Maxine Waters. [read post]
10 Jul 2009, 12:58 pm
District Court for the Southern District of Ohio against three former employees of UBS Financial Services Inc. [read post]
15 Oct 2008, 5:29 am
Behaviorally Informed Financial Services Regulation, By Eldar Shafir, Michael Barr, Sendhil Mullainathan, New America Foundation, October 14, 2008 "Financial services... [read post]
25 Sep 2019, 12:45 pm
The House Financial Services Committee’s Task Force on Financial Technology will hold a hearing entitled “The Future of Real-Time Payments,” at 2:00 p.m. on Thursday, September 26, 2019. [read post]
19 Mar 2015, 10:30 am
Interestingly, we noted a great number of innovations filed by IBM that extend into the field of financial services. [read post]
11 Aug 2014, 9:56 am
Rasnick put together “Five Documents That Financial Services Employers Should Revisit Now” in this month’s Take 5 newsletter. [read post]
13 Jan 2025, 11:00 pm
With key coverage, this guide provides links to international guides addressing essential aspects of financial services M&A. [read post]
13 Dec 2018, 8:21 am
As an eventful 2018 comes to a close, we look ahead to 2019 and our “Top 10 List” of key issues U.S. financial institutions, non-banks providing financial services, and financial technology (fintech) entities should plan for and watch throughout the upcoming year. [read post]
10 Jul 2017, 9:23 am
On July 12, 2017, a subcommittee of the House Financial Services Committee will hold a hearing entitled “Examining Legislative Proposals to Provide Targeted Regulatory Relief to Community Financial Institutions. [read post]
10 Aug 2018, 7:04 am
HM Treasury intends to lay the first financial services onshoring SIs in the near future, the first providing a temporary permission regime and delegating authority to cure deficiencies to UK financial services regulators. [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
6 May 2016, 6:59 am
However, it will only impact arbitration agreements concerning covered consumer financial products or services entered into after its effective date. [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
7 Jun 2010, 11:56 am
The lengthy notice addresses several areas, including the general regulatory responsibilities of financial services firms which I will address in this article. [read post]
3 Feb 2023, 4:46 am
On 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
