Posts tagged with: "financial+services"
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4 Jul 2012, 12:05 pm
Wolters Kluwer Financial Services will host a web seminar on July 16, 2012, from 3-4 PM, on managing the complexities of European Union financial regulation and what UKfirms need to know right now to manage comply with financial regulations. [read post]
9 Apr 2024, 2:34 am
On Thursday 11 April 2024, as part of our global ESG webinar series, please join us for the second instalment of this webinar series, as we will be taking a closer look at the ESG financial services trends in the US. [read post]
29 Jun 2023, 8:57 am
On 29 June 2023, the Financial Services and Markets (FSM) Bill received Royal Assent. [read post]
18 Aug 2022, 5:21 am
Morgan Securities Ocean Financial Services, LLC Trust Investment Services, Inc. [read post]
23 Nov 2009, 11:52 am
The Parliamentary Joint Committee on Corporations and Financial Services (chaired by Bernie Ripoll MP) has released its report into the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses, with particular reference to: the role of financial advisers; the general regulatory environment for these products and services; the role played by… [read post]
18 Sep 2011, 9:20 am
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
16 Aug 2022, 10:06 am
In our latest podcast on the Financial Services and Markets Bill, Matthew Gregory and Hannah Meakin take a closer look at the Bill’s provisions on financial promotion (Apple podcasts / Spotify). [read post]
6 Oct 2023, 6:59 am
On 5 October 2023, the FCA published a speech by Jessica Rusu (FCA Chief Data, Information and Intelligence Officer) entitled Flipping the coin in financial services. [read post]
1 Apr 2021, 9:48 am
CovingtonAlsina, an Annapolis-based financial planning firm, announced the acquisition of Athena Financial Services of Hughesville. [read post]
10 Jul 2024, 8:41 am
The White Law Group reviews the regulatory history of UBS Financial Services. [read post]
7 Sep 2023, 1:51 am
The Financial Services and Markets Act 2023 introduces a regulatory ‘gateway’ for the approval of financial promotions. [read post]
22 Mar 2010, 8:23 am
Scott McClesky has an op-ed in the Times urging the financial regulatory agencies to devise a foreign service for financial regulators. [read post]
30 Nov 2015, 9:19 am
For example, the report notes the costs involved in providing mobile financial services – both to financial services providers and to consumers. [read post]
20 Dec 2023, 12:25 am
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (FPO) provides exemptions from the restriction on communicating financial promotions. [read post]
4 Apr 2015, 4:02 pm
Financial Analysis of United States Postal Service Financial Results and 10 – K Statement Fiscal Year 2014, April 1, 2015 – “In FY 2014, the Postal Service recorded its eighth consecutive financial loss, bringing the total net deficit since FY 2007 to $51.7 billion. [read post]
30 Mar 2016, 4:46 pm
” Consumers and Mobile Financial Services 2016 PDF March 30, 2016. [read post]
25 Oct 2010, 8:45 am
ABSTRACT: This paper examines the application of Sherman Section 2 to systemic financial service institutions and concludes that a systemic financial... [read post]
25 Oct 2010, 8:45 am
ABSTRACT: This paper examines the application of Sherman Section 2 to systemic financial service institutions and concludes that a systemic financial... [read post]
3 Dec 2009, 2:40 pm
Yesterday the House Financial Services Committee completed its work on a comprehensive set of reforms intended to modernize America’s financial regulations. [read post]
2 Dec 2009, 6:41 pm
Today, the House Financial Services Committee approved legislation that, according to its press release, will put an end to “too big to fail†financial firms, help prevent the failure of large institutions from becoming a systemwide crisis, and ensure that... [read post]
