Posts tagged with: "financial+services"
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7 Sep 2008, 12:01 am
This means that a credit card company settlement can result in an income tax bill from the Internal Revenue Service. [read post]
14 Nov 2022, 6:05 am
The Superintendent for the New York Department of Financial Services recently announced a consent order assessing a $4.5 million penalty against a health insurance company for violations of the DFS Cybersecurity Regulations, 23 NYCRR, Part 500. [read post]
5 Dec 2022, 1:50 am
The guidance has been updated to clarify the application of the prohibition on provision of technical assistance, financial services or funds related to G7 dependency and further goods. [read post]
8 Jul 2011, 8:02 am
“An investigation by the Financial Services Authority has found no evidence that insurers discriminated against black and ethnic minority law firms during last year’s professional indemnity insurance renewal. [read post]
18 May 2024, 12:05 am
. ___ (2023): The Internal Revenue Service (IRS) collects more information on more individuals than any other government agency. [read post]
15 Oct 2009, 1:22 pm
The House Financial Services Committee today approved legislation that would, for the first time ever, require the comprehensive regulation of the over-the-counter (OTC) derivatives marketplace. [read post]
30 Dec 2021, 3:00 am
The Petitioner is the Florida Department of Financial Services, and one of the paragraphs in the Consent Order stated: Respondent... [read post]
31 Oct 2018, 10:58 am
Civitas Capital Group, an independent specialty asset management and financial services firm based in Dallas, has closed on the acquisition of the 115-room TownePlace Suites in Clinton. [read post]
28 Jan 2013, 7:22 am
Finlock Financial Group, LLC, is the subject of an order to immediately cease and desist from conducting unlicensed activities as a mortgage broker and lender without first obtaining a license or registering under the Mortgage Brokers, Lenders, and Servicers Licensing Act (MBLSLA). [read post]
27 Sep 2011, 2:59 am
“Two experts on banking and financial services law have been invited to make presentations to the Leveson inquiry as part of its bid to come up with a new model for press regulation in the wake of the phone-hacking scandal.” Full story The Guardian, 26th September 2011 Source: www.guardian.co.uk [read post]
14 Mar 2008, 11:46 pm
The UK Financial Services Authority (FSA) has published a review of UK firms' implemention of anti-money laundering risk management procedures (pdf). [read post]
28 Jun 2016, 2:18 pm
Maryland is in the midst of an unusual experiment to try to keep its citizens healthy and reduce the cost of health care by changing the way hospitals are paid – essentially giving them a financial incentive to keep people from needing their services. [read post]
16 Jul 2015, 2:29 pm
Honorees were selected based on their leadership and vision; competitiveness and innovation; community leadership and service; financial ... [read post]
11 Jul 2009, 8:41 am
The SEC announced that broker-dealer Ameriprise Financial Services, Inc., settled charges alleging that it received millions of dollars in undisclosed compensation as a condition for offering and selling certain real estate investment trusts (REITs) to its brokerage customers. [read post]
5 Mar 2009, 1:15 am
“The Financial Services Authority is facing a multimillion-pound compensation claim from a group of investors who say that the City watchdog failed to stop the activities of a suspected rogue trader. [read post]
29 Jan 2024, 10:00 pm
Common examples include mandatory fees charged by hotels, restaurants, concert venues, and financial institutions. [read post]
20 Jul 2010, 12:12 pm
Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges before the United States House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises on... [read post]
27 Dec 2021, 7:51 am
Beginning today and over the next several days, we feature a series of articles exploring the events that shaped the consumer financial services industry in 2021. [read post]
13 Oct 2021, 8:21 am
The Fifth Circuit Court of Appeals recently reversed a ruling that a directors and officers liability policy provided no coverage for an insured financial services firm that fell for a scam involving a fraudulent direction to wire $1 million from one of its customer’s accounts. [read post]
20 Apr 2021, 8:45 pm
On 19 April 2021, the Financial Ombudsman Service announced that Nausicaa Delfas had been appointed its interim Chief executive and chief ombudsman. [read post]
