Posts tagged with: "financial+services"
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13 Aug 2009, 12:13 pm
Under a Contingency Fee Agreement the client is not charged an up front fee or ongoing for the lawyer’s time, services and financial expenditures. [read post]
24 Oct 2007, 3:49 am
Dingell of Michigan, chairman of the Energy and Commerce Committee, and Barney Frank of Massachusetts, head of the Financial Services Committee, are still being determined, but will probably [...] [read post]
12 Mar 2024, 10:00 pm
Singapore’s new bill grants the Monetary Authority of Singapore (MAS) broader authority over the financial sector to oversee, investigate, and penalize misconduct. [read post]
26 Oct 2009, 1:53 pm
Spaugy, the former Vice President of Financial Services at SemGroup, LP ("SemGroup"), engaged in insider trading in the securities of then Nasdaq-listed SemGroup Energy Partners, LP ("SGLP"). [read post]
15 Feb 2011, 1:08 pm
Securities and Exchange Commission before the United States House Financial Services Committee. [read post]
24 Jan 2007, 12:07 pm
If you're in Sydney and want a plain-speaking half-day seminar on the implications of WorkChoices for the financial services industry, Langes are holding a seminar on Friday 9 February. [read post]
29 Jan 2024, 10:00 pm
Common examples include mandatory fees charged by hotels, restaurants, concert venues, and financial institutions. [read post]
21 Jun 2022, 8:41 am
Newell examine the increased focus of financial services regulators on how businesses use artificial intelligence (AI) and machine learning (ML) in underwriting and pricing consumer finance products. [read post]
10 Mar 2008, 1:59 am
” The Financial Services Authority (FSA) has dropped a plan to force investment banks to inform on companies they brought to market long after the initial flotation was completed, the regulator confirmed today. [read post]
CFPB Issues Interim Final Rule Regarding Loss Mitigation Options for Homeowners Impacted by COVID-19
25 Jun 2020, 10:00 pm
The Consumer Financial Protection Bureau (CFPB or Bureau) issued an interim final rule (IFR) on June 23, 2020 that temporarily permits mortgage servicers to offer to borrowers impacted by the coronavirus (COVID-19) pandemic certain loss mitigation options based on the evaluation of an incomplete loss mitigation application. [read post]
17 Jun 2012, 3:51 am
Last week European financial services giant ING agreed to pay the largest civil fine ever for alleged violation of U.S. economic sanctions. [read post]
18 Jul 2019, 4:44 pm
A yearlong, unprecedented government inquiry into misconduct in Australia's banking and financial services sector has kept law firms busy—and there's more work to come. [read post]
4 May 2011, 12:45 pm
The SEC and UBS Financial Services Inc. [read post]
23 Aug 2021, 10:00 pm
We recently highlighted the Morgan Lewis financial services team’s overview of proposed guidance released by the three federal banking agencies with respect to third-party relationships within the fintech industry. [read post]
22 Sep 2009, 8:53 pm
-based financial-services company Standard Chartered PLC is expected to file paperwork with Indian securities regulators as soon as this week to become the first foreign company to list its shares on an Indian stock exchange, according to people familiar with the matter. [read post]
17 Mar 2010, 1:56 am
The Financial Services Authority, the British securities regulator, said Wednesday that it had banned Alexis Stenfors, once a proprietary trader for Merrill Lynch's international arm, from regulated market activity, saying he had mismarked his positions while on the bank's short-term interest rate desk. [read post]
26 Sep 2023, 10:00 pm
Partners Peter Sharp and David Waldron, with associates Robert Bolgar-Smith and Keir Baker, wrote an article for Global Relay Intelligence & Practice on the UK Law Commission’s review of the Arbitration Act 1996 and its relevance to the financial services sector. [read post]
19 Mar 2012, 1:35 pm
After discussions with the New York State Department of Financial Services, MBIA decided not to pay Jay Brown, its chief executive, and three other senior executives cash bonuses or long-term stock awards for 2011, people briefed on the matter say. [read post]
15 May 2016, 2:00 pm
As reported in several financial news services, including McKnight's Long-Term Care News here, HCR ManorCare, owner/operator of a large number of skilled nursing and assisted living properties, is to be spun off by its corporate parent, HCP Inc., into the... [read post]
12 Mar 2024, 10:00 pm
Singapore’s new bill grants the Monetary Authority of Singapore (MAS) broader authority over the financial sector to oversee, investigate, and penalize misconduct. [read post]
