Posts tagged with: "financial+services"
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31 Dec 2014, 4:22 pm
The article is a first principles reexamination of the industrial organization of financial services. [read post]
3 Jun 2011, 6:44 pm
The bill was introduced in March 2011 by Representative David Schweiker and is currently being considered by the House Committee on Financial Services. [read post]
9 Jul 2019, 7:55 am
In many industries, bringing a lawsuit against a professional or service provider for negligence or misconduct is common practice. [read post]
11 Apr 2011, 10:03 am
For the most part, retail customers have no effective alternatives to their banks for vital financial services; hence the imperative to avert disruption to the system for their continuous provision. [read post]
25 Mar 2015, 12:28 pm
When we make charitable contributions, we must be very careful to protect ourselves from financial fraud. [read post]
14 Oct 2020, 6:31 am
In other words, the notification process for third country insurers laid down in Article 2:45 of the Act on the Financial Supervision (Wet op het financieel toezicht, AFS) will cease to exist. [read post]
29 Jul 2009, 8:36 am
The House Financial Services Committee approved legislation on Tuesday that would require U.S. companies to hold annual advisory votes on executive compensation. [read post]
10 Sep 2021, 8:45 am
The Financial Services Act 2021 inserted a new Schedule 6A into the Financial Services and Markets Act 2000 (FSMA). [read post]
8 Jul 2008, 1:49 pm
In the Matter of UBS Securities, LLC and UBS Financial Services, Inc., Docket No. 2008-0045 (Mass. [read post]
5 Jul 2019, 6:58 am
On 21 June 2019, the Financial Action Task Force (FATF) updated its Recommendations by adding an interpretative note to Recommendation 15 which sets out in detail the application of the FATF Standards to virtual asset activities and service providers. [read post]
21 Dec 2018, 4:32 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
24 Aug 2022, 11:19 am
The FCA is mindful that the financial wellbeing of consumers has been impacted by current economic pressures and that FinTech has an important role to play in driving financial inclusion. [read post]
21 Dec 2018, 4:34 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
21 Jan 2009, 12:11 pm
Shiller's Economic View column, How About a Stimulus for Financial Advice? [read post]
31 Jan 2017, 1:06 pm
As financial services innovators and financial technology (“FinTech”) have expanded over the last several years, a point of industry consensus is that the U.S. regulatory landscape in particular is challenging to, and in some cases poses a barrier to, innovation and new competition within the FinTech arena. [read post]
26 May 2022, 9:03 pm
The concern is that consulting and other non-audit services may cloud independence and influence judgment on financial audits – and consulting relationships are continuing to grow. [read post]
4 Oct 2009, 7:25 am
On July 8, House Financial Services Committee Chairman Barney Frank unveiled the Consumer Financial Protection Agency Act of 2009 (HR 3126), which shares key features with the President’s proposal. [read post]
18 Oct 2013, 6:17 am
(IBLC), a/k/a Internet Business Law Services and IBLS Online Education, Inc. [read post]
22 Nov 2011, 1:35 am
In the case of JCOM, if the remaining service obligation for eFax customers can be determined with certainty, as is implied by the disclosure in the firm’s 10-Q it would appear to us to be a result of oversight of facts existing at the time of financial statement preparation. [read post]
23 Jun 2023, 3:11 am
Fewer SFO cases taken on – the HM Crown Prosecution Service Inspectorate has recently reported that the SFO has limited the number of cases it accepts, to ensure that existing cases are progressed effectively. [read post]
