Posts tagged with: "financial+services"
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23 Dec 2020, 6:41 pm
On December 22, 2022, a FINRA Dispute Resolution Services arbitration panel in Boca Raton, Florida, ordered UBS Financial Services, Inc. to pay a customer $89,675 in compensatory damages. [read post]
30 Sep 2014, 7:28 am
As we’ve noted before, the kinds of financial abuses to which unscrupulous lenders subject active duty service members is truly shocking. [read post]
18 Feb 2008, 9:00 pm
Somasekhar SundaresanPractice Focus: Capital Markets, Securities Laws, Banking and Non-banking Financial Services and Mergers and Acquisition involving listed companies.Somasekhar has extensive experience and expertise in the practice and evolution of securities laws in India. [read post]
22 Apr 2010, 2:52 am
The Financial Services Authority (FSA) has recently published a report setting out findings from a resilience benchmarking survey of the insurance sector. [read post]
3 Jun 2012, 6:32 am
The Japanese Financial Services Agency has issued a document (see Taxation of J-Sukuk Q&A) highlighting reforms to Japanese tax laws implemented in 2011 that facilitate the issuance of sukuk by Japanese companies (J-Sukuk). [read post]
17 Mar 2011, 12:38 pm
Almost 2 years before Enron declared bankruptcy and created one of the largest financial meltdowns in history, a whistleblower tipped off the Internal Revenue Service (IRS) that the company was using illegal tax shelters to generate income. [read post]
1 Mar 2010, 3:37 am
Foreign language translation and legal translation and interpreting services play an important role in international business and financial transactions. [read post]
22 Apr 2010, 2:52 am
The Financial Services Authority (FSA) has recently published a report setting out findings from a resilience benchmarking survey of the insurance sector. [read post]
4 Dec 2019, 6:29 am
The Financial Services Committee said “The movement of illicit funds throughout the global financial system raises numerous questions regarding the actors who are involved in these money laundering schemes and where the money is going. [read post]
6 Mar 2014, 10:54 am
Three additional practices that reflect increasing emphasis by other regulators include supervision of third party service providers to include security-related contract requirements, establishing a breach response process and providing an annual assessment of the program to the Board of Directors. [read post]
23 Feb 2012, 10:53 am
Attorney General Eric Holder stated, "It holds mortgage servicers accountable for abusive practices and requires them to commit more than $20 billion towards financial relief for consumers. [read post]
29 Jul 2024, 9:05 pm
In today’s rapidly evolving corporate governance landscape, the role of audit committees in overseeing financial reporting has never been more important. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
16 Mar 2022, 10:46 am
The Supreme Court of Texas recently set aside default judgment against a mortgage asset securitization trust after finding that its trustee had not been properly served as required by Section 17.028 of the Texas Civil Practice and Remedies Code. [read post]
26 Apr 2017, 1:48 pm
Kathleen Engel (Suffolk), Jonathan Glater (U.C. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
9 Jul 2020, 12:24 pm
Here is today’s order list. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
1 Oct 2013, 7:49 am
Here: NY Order Denying PI Relief Materials are here. [read post]
