Posts tagged with: "financial+services"
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6 Nov 2009, 9:45 am
In addition, you can register if you are applying for a student loan by completing a Federal Student Financial Aid (FAFSA form). [read post]
8 Nov 2016, 7:20 am
Niekras (CRD# 2417486, Watertown, NY) is currently under investigation related to his work for two elderly customers, specifically involving claims that he was allegedly entitled to more than $70,000 for purported “estate planning” and “financial planning” services. [read post]
17 Aug 2017, 1:34 am
The Financial Ombudsman Service (FOS) has published the latest issue of its newsletter, Ombudsman news (issue 141). [read post]
16 Apr 2008, 1:28 pm
The Financial Institutions and Consumer Credit Subcommittee (Chairman Maloney, D-N.Y.) of the House Financial Services Committee is scheduled to hold a hearing tomorrow titled "The Credit Cardholders' Bill of Rights: Providing New Protections for Consumers. [read post]
15 Jul 2023, 8:34 am
Parliament’s Treasury Committee called for evidence for a new inquiry launched on Friday to investigate sexism towards women in the financial services sector. [read post]
9 Jul 2018, 12:59 pm
According to publicly available records with the Financial Industry Regulatory Authority (FINRA), Fortune Financial Services broker Bruce Musselman has been subject to nine customer complaints and one criminal regulatory action. [read post]
9 Jan 2011, 4:00 pm
Last spring, Dow Jones launched a new service called Lexicon, which sends real-time financial news to professional investors. [read post]
28 Mar 2023, 5:55 am
These tools are designed to protect and enhance UK financial stability, protect public funds and ensure the continuity of banking services. [read post]
18 Aug 2012, 3:58 am
NOTE: My legal services include family law, divorce, child support, litigation, arbitration, mediation, child custody and visitation, alimony, equitable distribution, separation agreements, palimony, PSA, property settlement agreement, premarital and prenuptial agreements, midmarriage and marital agreements. [read post]
28 Apr 2023, 5:01 am
The statute at issue in that case broadly permitted the sealing of any divorce pleading listing the parties' financial assets and did not permit the unsealing of such records absent good cause. [read post]
14 May 2017, 2:24 pm
The House Financial Services committee recently approved the bill and it now remains pending before the House of Representatives. [read post]
23 Mar 2022, 3:15 am
The Securities and Exchange Commission probe highlights the agency’s new focus on financial-market gatekeepers such as accountants, bankers and lawyers. [read post]
2 Apr 2021, 7:18 am
Duguid means for those in the financial services industry. [read post]
21 Feb 2022, 8:52 pm
But one underreported aspect of this broader assault on Canadian civil liberties is the effort to bring crowdfunding and payment service providers — two of the most prominent routes for financial transactions on the Internet — under the permanent control of a centralized government authority. [read post]
10 Nov 2011, 1:13 pm
: that the service removed positive reviews, resulting in a lowered overall “star” rating for a business; that the service retained negative reviews, even if those reviews violated the service’s terms of use; that the service’s own employees wrote negative reviews; and that the service said it would manipulate reviews in a positive direction for businesses that paid for advertising on the service. [read post]
3 May 2012, 4:25 am
Florida Chief Financial Officer Jeff Atwater reported a record setting first quarter for the Florida Department of Financial Services Division of Insurance Fraud (DIF). [read post]
6 Aug 2010, 11:36 am
The listing also enables the Secretary of the Interior to authorize financial assistance, personnel, and the training of personnel for management and conservation programs for the penguins. [read post]
22 Apr 2015, 6:00 am
COB regulation governs financial intermediaries’ conduct toward their clients; that is, toward the actors—whether individuals or institutions—with whom financial intermediaries transact in providing financial products and services. [read post]
5 Jan 2015, 4:14 am
Companies in the life sciences sector were particularly hard hit, as were companies in the computer services and in the financial services and oil and gas extraction industries. [read post]
4 Jan 2023, 10:04 am
McGill 1Dept. of Financial Services v. [read post]
