Posts tagged with: "financial+services"
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9 Dec 2011, 8:13 pm
A major factor in why people take one job over another is which company offers the best benefits such as health coverage, financial planning, and even legal service plans. [read post]
12 Sep 2011, 9:13 pm
A major factor in why people take one job over another is which company offers the best benefits such as health coverage, financial planning, and even legal service plans. [read post]
16 Oct 2009, 7:19 am
Current financial conditions and a growth in the number of fund cases has resulted in changes which will impact benefits and coverage. [read post]
7 Feb 2008, 10:49 am
Elder abuse and neglect, home repair fraud, and financial exploitation of elders are some of the areas that Detective Liesen investigates. [read post]
18 Sep 2011, 7:10 pm
In the financial services industry a calendar will include the ASIC credit licence compliance certificate, ASIC FS 71, APRA reports and Austrac reports. [read post]
1 Oct 2011, 4:08 pm
(RJA) and Raymond James Financial Services, Inc. [read post]
24 Jun 2021, 6:20 pm
All too often, securities brokers who lose their licenses to sell stocks, bonds, and mutual funds find an escape hatch to remain in the financial services industry: They move on to sell insurance products. [read post]
15 Nov 2008, 5:18 am
Several insurance groups with ties to the structured settlement industry submitted applications to become bank holding companies to the Office of Thrift Supervision (OTS) on Friday November 14, 2008.The Hartford Financial Services Group, parent of current structured annuity issuer Hartford Life Insurance Company, Genworth Financial Inc., and Aegon NV, parents of former structured annuity issuers were among the insurance groups.Hartford is seeking to acquire the Federal… [read post]
11 Sep 2018, 1:30 pm
He was previously employed by Ameriprise Financial Services, Inc. [read post]
5 Nov 2010, 11:20 am
The Securities and Exchange Commission (SEC) has charged Brewer Investment Group, LLC (a registered investment adviser), Brewer Financial Services, LLC (a registered broker-dealer), Brewer Investment Advisors, LLC (the parent company) and its top executives with the sale of $5.6 million fraudulent and unregistered promissory notes to 74 of its investors. [read post]
22 Aug 2019, 6:47 am
On 20 August 2019, the European Securities and Markets Authority and the European Banking Authority (together the European Supervisory Authorities) published a letter in response to an earlier letter from Valdis Dombrovskis (Vice-President European Commission, Financial Stability, Financial Services and Capital Markets Union) concerning crypto-assets, including so-called ‘stablecoins’. [read post]
10 Jan 2011, 5:13 am
The Financial Services Authority (the FSA) has confirmed in its Final Notice dated 15 December 2010 that Barry Williams, a director at Surety Guarantee Consultants Ltd (SGC), has been fined £25,000 and banned from working in regulated financial services.SGC, a specialty underwriter, wrote security bond insurance between January 2005 and August 2006. [read post]
18 Nov 2009, 1:07 am
Whatever else might be said about the new CVS lawsuit, the suit clearly was not filed against a financial services company and the allegations appear unrelated to the financial crisis. [read post]
21 Apr 2013, 8:23 am
Editor's Note: The following post comes to us from Charles Horn, partner focusing on banking and financial services matters at Morrison & Foerster LLP, and is based on a Morrison & Foerster memorandum by Mr. [read post]
29 Mar 2023, 6:54 am
Prohibition of correspondent relationships with unregistered or unlicensed entities providing crypto-asset services: the ECON amendments would prohibit financial institutions from entering into or continuing correspondent relationships with unregistered and unlicensed entities providing crypto-asset services; this would include entities that are not established in any jurisdiction or not having a central contact point or substantive management presence in any jurisdiction.… [read post]
26 Jul 2017, 2:55 am
The Pony Express was a financial failure. [read post]
27 Oct 2008, 6:00 am
The bus company is attempting to avoid liability and financial responsibility by contending they were not operating a school bus "service" at the time of the incident. [read post]
14 Apr 2009, 4:35 pm
Committees will generally retain counsel and/or financial advisors immediately after formation through an expedited interview process. [read post]
14 Apr 2009, 4:35 pm
Committees will generally retain counsel and/or financial advisors immediately after formation through an expedited interview process. [read post]
2 Apr 2014, 1:04 am
The law firm to in-house move involves one of going from “service provider to trusted advisor. [read post]
