Posts tagged with: "financial+services"
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9 Jul 2007, 10:33 pm
In 2005, American Express sold that firm and it was then renamed Ameriprise Financial Services. [read post]
30 Aug 2018, 4:15 am
It also called for the European Parliament to scrutinise equivalence decisions in the area of financial services including that the institution should be consulted before any equivalence decision is withdrawn. [read post]
19 Feb 2015, 4:00 am
The letter was sent by the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, and U.S. [read post]
19 Aug 2010, 7:29 am
It notes, for instance, that the recently-enacted federal financial reform legislation empowers the new Consumer Financial Protection Bureau to limit or ban mandatory arbitration in contracts for consumer financial products and services. [read post]
20 Jun 2012, 9:22 am
Jacqui heads up the Financial Services Advisory Group which sits within the Financial Industry Group. [read post]
9 Feb 2016, 7:21 am
Financial Services, a Miami based brokerage firm, settled what could have been a major criminal case with an agreed $ 1 million penalty payment to settle the charges and possibly avoid criminal prosecution. [read post]
1 May 2017, 2:22 pm
Descarga el documento: UBS Financial Services, Inc. et al v. [read post]
9 May 2017, 1:49 pm
Postal Service. [read post]
22 Sep 2014, 9:49 am
With the relatively recent closing of that department's 25 Beaver Street office in New York City what I like to call the "consumer advisory paragraph" of Regulation 64 now reads:Should you wish to take this matter up with the New York State Department of Financial Services, you may file with the Department either on its website at http://www.dfs.ny.gov/consumer/fileacomplaint.htm or you may write to or visit the Consumer Assistance Unit,… [read post]
29 Aug 2007, 1:40 pm
., lmelton@dhayes.com THE HAYES LAW FIRM, www.dhayeslaw.com, 1-866-332-3567, toll free Financial Industry Regulatory Authority filed a complaint against Mutual Service Corp alleging that it failed to reasonably supervise the firms' review of its variable annuity transactions, reports InvestmentNews.com. [read post]
26 Nov 2012, 5:57 am
Department of Health and Human Services. [read post]
21 Jun 2023, 11:07 am
Although a multiyear financial plan would provide more transparency regarding the district’s long-term financial goals and help guide the board and officials as they develop district budgets, they did not develop a multiyear financial plan for the district. [read post]
21 Jun 2023, 11:07 am
Although a multiyear financial plan would provide more transparency regarding the district’s long-term financial goals and help guide the board and officials as they develop district budgets, they did not develop a multiyear financial plan for the district. [read post]
21 Jul 2011, 12:17 pm
If we can shore up corporations and financial institutions, why can’t we shore up people, communities, and their faith in our legal system? [read post]
21 Mar 2014, 9:49 am
According to South Florida Business Journal, former Liberty Partners Financial Services broker, Ariel Luis Hernandez, has been permanently barred form working in the securities industry. [read post]
8 Sep 2023, 6:44 am
For further updates on regulatory developments in the ESG space please visit our Financial Services Regulatory Developments in ESG hub. [read post]
28 Nov 2022, 10:03 am
Supreme Court granted the unopposed request of the Community Financial Services Association for a 30-day extension until January 13, 2023 to file its brief in opposition to the CFPB’s certiorari petition seeking review of the Fifth Circuit panel decision in Community Financial Services Association of America Ltd. v. [read post]
26 Sep 2019, 8:01 am
On 25 September 2019, the Joint Money Laundering Steering Group (JMLSG) published a notification confirming that it had received ministerial approval for its revised guidance material on credit unions (sector 4), asset finance (section 12) and brokerage services to funds (section 20) of Part II of its anti-money laundering and counter-terrorist financing guidance for the financial services sector. [read post]
28 Oct 2010, 6:00 am
Financial giant Citigroup Inc. joins a long list of financial services companies being charged with gender discrimination. [read post]
1 Mar 2011, 6:00 am
Discussions at the 2011 meeting of the Davos World Economic Forum, “Shared Norms for the New Reality,” focused on increasing transparency in government and in the financial-services industry through regulation. [read post]
