Posts tagged with: "financial+services" Results 8701 - 8720 of 83,660
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
23 Apr 2023, 6:59 am by Rob Robinson
Second Requests often require a broader range of information, encompassing various aspects of the merging parties’ businesses, including internal communications, strategic plans, and financial data. [read post]
1 Jul 2020, 3:22 pm by Thomas Berg and Douglas Laycock
Formal and substantive neutrality both suggest equal treatment of religious and secular schools with respect to eligibility for financial aid, because money has the same value for everyone. [read post]
15 Apr 2010, 12:12 pm
Organizations in attendance will include financial agencies, healthcare assistance, employment services and social programs. [read post]
Retiree Suffers Significant Losses in PB Investment Holdings on Recommendation of Cetera Financial Advisor  A Chinese national has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim over losses she suffered after a Cetera Investment Services advisor unsuitably recommended and sold a PB Investment Holdings annuity to her. [read post]
17 Jul 2019, 9:00 pm
When an inventor of technology who is also a university employee wants to commercialize university-developed technology, it is customary for the university and the inventor to “spin out” the technology via a license agreement to a newly created company (a licensee company) that sets forth the terms of the license, including any necessary milestones for advancing the technology, restrictions on the use of the technology, and the royalties and other financial terms applicable to… [read post]
9 Oct 2023, 8:00 am by Geoff Cockrell
., is private equity firm which seeks to invest in growth-oriented financial services and financial technology companies. [read post]
30 Jul 2018, 6:00 am by Simon Lovegrove
Changes have been made to the following instruments: FCA Recognised Industry Codes (DEPP and EG) Instrument 2018; Benchmarks Regulation (Amendment) (Financial Ombudsman Service) Instrument 2018; Insurance Distribution Directive (Amendment) Instrument 2018; Banking (Information about Current Account Services) (Amendment) Instrument 2018; Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments) Instrument 2018; Enforcement (Social… [read post]
27 Jun 2018, 4:45 am by Joe Bamford
The FCA also proposes to allow eligible complainants to refer these complaints to the Financial Ombudsman Service (FOS). [read post]
10 Feb 2008, 5:06 am
  When and how are the courts entitled to interfere with a costs order of the Financial Services Tribunal? [read post]
1 Sep 2022, 5:39 pm by Sabrina I. Pacifici
“The benefits of instant payments are increasingly important to consumers and businesses, and the ability to provide this service will be critical for financial institutions to remain competitive,” explained Ken Montgomery, Federal Reserve Bank of Boston first vice president and FedNow Service program executive, in this week’s statement…” [read post]
4 Apr 2019, 11:48 am by Matthew D. Lee
The IRS generally does not initiate contact with taxpayers by email to request personal or financial information. [read post]
18 Jan 2009, 9:36 pm
  Perhaps in this financial crisis, alternative ways should be developed to supplement the Legal Services program and provide basic legal services for the poor. [read post]
13 May 2020, 5:17 am by Bob Kraft
If you’re always on top of what is happening with your body, you can avoid a lot of future problems and possible financial strain. [read post]
Many large U.S. based multinational banking and financial services corporations have implemented executive compensation clawback policies that require the cancellation and forfeiture of unvested deferred cash awards or performance share unit awards. [read post]
23 Aug 2007, 2:01 pm
I am always fascinated by the fact that the financial services industry loves ponzi schemes, like the Savings & Loan debacle and the sub-prime mortgage mess. [read post]
17 Dec 2018, 9:26 am
This was because the BRENT Marks were registered for an extremely broad specification of financial services even though it was clear that the Proprietor had no intention to use the marks in relation to any other financial services besides those relating to Brent oil. [read post]
27 Jan 2017, 12:53 pm by Adam Weinstein
  From July 2010 until June 2014, Sorensen was associated with Signator Financial Services, Inc. [read post]
7 Oct 2015, 7:55 am by Adam Nicolazzo
Gill is employed and registered with Chelsea Financial Services, a broker-dealer with an office in Tinton Falls, New Jersey, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]