Posts tagged with: "financial+services"
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7 Apr 2020, 6:47 am
From January 2015 until March 2017 Evan was associated with MSI Financial Services, Inc. [read post]
2 Nov 2017, 12:56 pm
On November 1, President Trump formally did away with a Consumer Financial Protection Bureau (CFPB) arbitration rule that would have given consumers the opportunity to file class actions against banks and other companies in the financial services industry. [read post]
14 Jun 2023, 1:22 pm
Matthew Boehm (Matthew John Boehm CRD# 4418029) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. [read post]
26 May 2020, 1:50 pm
Hannes operated out of Hannes Financial Services Inc in Spokane Washingon. [read post]
18 Apr 2012, 4:01 am
The LawStore is run by MTA Solicitors LLP, and is a new way to receive legal advice and services.??? [read post]
18 Mar 2014, 5:30 pm
However, even if the financial services offered under the trade marks were aimed at the average consumer, then it would have to be assumed that these would pay a heightened level of attention due to the fact that financial decisions are usually more closely considered than everyday purchases. [read post]
14 Mar 2012, 6:07 am
On Tuesday, the conference agreed to ask Congress to pass legislation that would eliminate some probation and pretrial services seen as duplicative. [read post]
17 Jul 2017, 7:07 pm
[1] Plaintiffs have named as defendants Ditech Financial LLC, successor to Green Tree Servicing, and Fannie Mae, allegedly the holder of the note. [read post]
30 Jun 2022, 12:15 am
Section 90009(e) of the Financial Code authorizes the DFPI to define unfair, deceptive, and abusive acts and practices in connection with the offering or provision of commercial financing or other financial products and services to small businesses, nonprofits, and family farms. [read post]
25 Sep 2009, 11:05 am
Frank Circulates Draft Legislation on Consumer Financial ProtectionHouse Financial Services Chair Barney Frank is circulating draft legislation establishing a new independent federal consumer financial protection agency with power to prohibit unfair and deceptive practices in connection with a consumer financial transaction for a product or service and to mandate disclosure to consumers of the costs, benefits, and risks associated with any… [read post]
27 Aug 2009, 4:28 pm
The widow of a 77-year-old man has filed an arbitration claim with the Financial Industry Regulatory Authority (FINRA) against Ameriprise Financial Services on allegations an Ameriprise broker failed to appropriately advise her elderly husband about a variable annuity purchase and further botched the beneficiary designation on the investment. [read post]
31 Mar 2008, 9:30 am
I recently circulated an AEI Financial Services Outlook entitled Healthy Hedge Funds, Sick Banks. [read post]
18 Jun 2024, 9:01 am
On 18 June 2024, the European Commission (Commission) published a speech by Mairead McGuinness (European Commissioner for Financial Services, Financial Stability and Capital Markets Union) in which she discusses the Capital Markets Union and Banking Union. [read post]
30 Jun 2009, 2:55 pm
House Financial Services Committee bought and sold financial stocks last fall, at the same time that the Committee was approving the bailout, and in the same companies that the Committee would later criticize for incompetence and greed. [read post]
16 Dec 2011, 4:42 am
On December 8, 2011 the House Financial Services Subcommittee on Insurance, Housing and Community Opportunity approved legislation eliminating the Federal Insurance Office’s (“FIO”) and the Office of Financial Research’s (“OFR”) authority to subpoena information from insurance companies. [read post]
23 Feb 2016, 8:05 am
There have been a number of cases internationally where financial institutions have been obliged to refund policyholders for imposing force-placed insurance deals at the time of contracting for financial services. [read post]
6 Jan 2012, 6:24 pm
In a letter to Attorney General Eric Holder, House Financial Services Chair Spencer Bachus (R-ALA) asked for information about the recess appointment of Richard Cordray to be Director of the Consumer Financial Protection Bureau, which the Chair described as a matter of significant public interest and importance. [read post]
14 Dec 2009, 8:00 am
., GMAC Financial Services, Chrysler Group, and Chrysler Financial. [read post]
17 Apr 2023, 1:32 am
The Chinese company acted with the requisite bad faith under the ACPA when it bought and re-registered the domain name, which was identical to several registered trademarks owned by the insurance and financial services giant. [read post]
22 Mar 2024, 9:57 am
The Statement of Policy outlines the intended approach for appointing members to these panels in accordance with section 1RA of the Financial Services and Markets Act 2000 (the Act). [read post]
