Posts tagged with: "financial+services"
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7 Apr 2015, 2:31 pm by Travis P. Nelson
Reed Smith recently added Steven Nesmith to its Financial Industry, Financial Services Regulatory, and Government Relations Group. [read post]
16 Jan 2018, 7:15 am by Fitapelli Kurta
Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made with Raymond James Financial Services. [read post]
6 Feb 2008, 8:52 am
The American College, a non-profit institution that provides financial services education, has been tracking this matter. [read post]
6 Feb 2008, 8:52 am
The American College, a non-profit institution that provides financial services education, has been tracking this matter. [read post]
5 Nov 2007, 6:21 am
Over on my consumer awareness site, Pink Truth, I have put together a few articles about Primerica Financial Services. [read post]
25 Sep 2012, 8:41 am by Alexis Yee-Garcia
On September 20, 2012, the Financial Services Roundtable (FSR), a trade organization representing the 100 largest financial services companies in the country, announced that former Minnesota Governor Tim Pawlenty will become its new President and Chief Executive Officer on November 1. [read post]
1 Jul 2013, 5:59 am by By MICHAEL J. DE LA MERCED
Intuit is selling its financial services division, which provides online and mobile banking software to banks and credit unions, but will retain Mint.com, the popular personal finances tracking service, and its Open Financial Exchange connectivity unit. [read post]
11 Jul 2012, 6:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
22 May 2010, 10:59 am by laborprof lpb
Whistleblower Law Blog has a detailed description of the whistleblower provisions of the financial services industry bill. [read post]
9 Aug 2013, 5:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo, Niels Baeten and Shane Cranley (Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
13 Sep 2014, 1:22 pm by James Hamilton
In a groundbreaking move, the new European Commission will have a Commissioner for Financial Services, Financial Stability and Capital Markets, with complete oversight of securities and banking regulation across the E.U. [read post]
31 Jul 2012, 3:12 pm by Nathalie Martin
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses.  [read post]
28 Jan 2018, 7:54 pm by Adam Levitin
This Tuesday I'm going to be testifying about "fintechs" before the House Financial Services Committee's Subcommittee on Financial Institutions and Consumer Credit. [read post]
1 Dec 2014, 12:31 pm by Heather Jarvis
Vol. 43 No. 4 The post Proceed with Caution: Evaluating Financial Planning Services appeared first on ABA for Law Students. [read post]
1 Dec 2014, 12:31 pm by Heather Jarvis
Vol. 43 No. 4 The post Proceed with Caution: Evaluating Financial Planning Services appeared first on ABA for Law Students. [read post]
24 Sep 2016, 7:23 am
On Sept. 13, 2016, the New York State Department of Financial Services (“NYDFS”) issued a proposed regulation that would impose new, rigorous cybersecurity requirements on banks, consumer lenders, money transmitters, insurance companies and certain other financial service providers (each, a “Covered Entity”) regulated by the NYDFS (the “Proposed Regulation”). [read post]
15 Feb 2016, 10:09 am by rexsecuritieslaw
  On February 5, 2016, MidAmerica Financial Services entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 2010-2014, MidAmerica Financial Services failed to commit sufficient time, attention and resources to compliance and supervision. [read post]
27 Feb 2017, 7:09 am by Andrew Stoltmann
The post Shawn MacDonell; Hantz Financial Services, Taylor, Michigan; 48180 appeared first on . [read post]