Posts tagged with: "financial+services"
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1 Jul 2013, 5:59 am by By MICHAEL J. DE LA MERCED
Intuit is selling its financial services division, which provides online and mobile banking software to banks and credit unions, but will retain, the popular personal finances tracking service, and its Open Financial Exchange connectivity unit. [read post]
25 Sep 2012, 8:41 am by Alexis Yee-Garcia
On September 20, 2012, the Financial Services Roundtable (FSR), a trade organization representing the 100 largest financial services companies in the country, announced that former Minnesota Governor Tim Pawlenty will become its new President and Chief Executive Officer on November 1. [read post]
9 Aug 2013, 5:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo, Niels Baeten and Shane Cranley (Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
11 Jul 2012, 6:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
22 May 2010, 10:59 am by laborprof lpb
Whistleblower Law Blog has a detailed description of the whistleblower provisions of the financial services industry bill. [read post]
31 Jul 2012, 3:12 pm by Nathalie Martin
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses.  [read post]
13 Sep 2014, 1:22 pm by James Hamilton
In a groundbreaking move, the new European Commission will have a Commissioner for Financial Services, Financial Stability and Capital Markets, with complete oversight of securities and banking regulation across the E.U. [read post]
1 Dec 2014, 12:31 pm by Heather Jarvis
Vol. 43 No. 4 The post Proceed with Caution: Evaluating Financial Planning Services appeared first on ABA for Law Students. [read post]
24 Sep 2016, 7:23 am
On Sept. 13, 2016, the New York State Department of Financial Services (“NYDFS”) issued a proposed regulation that would impose new, rigorous cybersecurity requirements on banks, consumer lenders, money transmitters, insurance companies and certain other financial service providers (each, a “Covered Entity”) regulated by the NYDFS (the “Proposed Regulation”). [read post]
15 Feb 2016, 10:09 am by rexsecuritieslaw
  On February 5, 2016, MidAmerica Financial Services entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 2010-2014, MidAmerica Financial Services failed to commit sufficient time, attention and resources to compliance and supervision. [read post]
27 Feb 2017, 7:09 am by Andrew Stoltmann
The post Shawn MacDonell; Hantz Financial Services, Taylor, Michigan; 48180 appeared first on . [read post]
16 Jul 2009, 3:48 pm
Download   In that case, Arrow Financial Services asked the court for a default judgment. [read post]
21 Mar 2015, 11:24 am by rexsecuritieslaw
  Share Financial was censured and … Continue reading Dallas Based Share Financial Services Sanctioned by Securities Regulators → [read post]
9 Jan 2017, 1:06 pm by Fitapelli Kurta
Public records published by the Financial Industry Regulatory Authority (FINRA) on January 9, 2017 indicate that New Jersey-based brokerage firm Tullett Prebon Financial Services has been sanctioned by FINRA. [read post]
27 Aug 2007, 11:46 pm
Extending the relationship will make it easier for financial services member organizations to protect employees. [read post]
5 Nov 2008, 6:31 pm
Permira, the British buyout firm, said on Wednesday that it has hired James Fraser to head its financial services group. [read post]
11 Jun 2007, 9:01 am
The Carlyle Group said Monday that it had created a new group that will invest in the financial services sector, including banking and insurance. [read post]