Posts tagged with: "financial+services"
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28 Mar 2023, 4:19 am
The draft statutory instrument (SI) proposes to expand the scope of the financial promotion restriction in section 21 of the Financial Services and Markets Act 2000 (FSMA), by amending the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (2005/1529) (the FPO), to include financial promotions in respect of certain cryptoassets. [read post]
25 Apr 2018, 2:42 pm
Dale Horn, a senior vice president in wealth managemen with UBS Financial Services Inc., was named to Forbes’ list of Best-in-State Wealth Advisers. [read post]
2 Mar 2009, 10:20 pm
In his speech to the 2009 ASIC Summer School, Impact of the Global Financial Crisis on the Corporations and Financial Services Regime, the Minister for Superannuation & Corporate Law described the actions and reforms the government is making in response to the crisis including: review of ratings agencies short selling reform national system to regulate all consumer credit APRA guidelines for executive remuneration [read post]
15 Nov 2024, 6:21 am
What factors matter most to firms when considering the UK as a destination to invest and grow a financial services business. [read post]
5 Apr 2017, 5:54 am
The growth of investment robo-advisors, web-based insurance exchanges, on-line credit comparison sites, and automated personal financial management services creates significant opportunities and risks for consumers that regulators across the financial services spectrum have yet even to assess, let alone address. [read post]
25 Jun 2009, 1:14 pm
The Minister for Financial Services, Superannuation and Corporate Law, Chris Bowen MP,has introduced the Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009 into Parliament. [read post]
25 Mar 2012, 8:25 am
Of course, the Annex on Financial Services has this "prudential carve-out": 2. [read post]
4 Oct 2014, 6:38 pm
He emphasized his commitment to be a Financial Services Commissioner for all E.U. [read post]
15 Nov 2021, 8:40 pm
On 11 November 2021, there was published on the legislation.gov.uk website the Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2021.These Regulations extend by 12 months the transitional arrangements under Parts 2 and 3 of the Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019, which enable specified categories of Gibraltar-based firms to provide financial services in the United Kingdom and facilitate the… [read post]
6 Feb 2008, 8:52 am
The American College, a non-profit institution that provides financial services education, has been tracking this matter. [read post]
6 Feb 2008, 8:52 am
The American College, a non-profit institution that provides financial services education, has been tracking this matter. [read post]
30 Aug 2022, 7:02 am
In our latest podcast on the Financial Services and Markets Bill, Simon Lovegrove and Emily Stone cover the Bill’s provisions on EU retained law (Apple podcasts / Spotify). [read post]
19 Oct 2023, 6:49 am
In this latest edition of Regulation Around the World we review recent steps that financial services regulatory authorities have taken as regards Environmental, Social and Governance measures focussing in particular on disclosures, greenwashing and taxonomy. [read post]
28 Nov 2023, 9:05 am
The Directive makes targeted modernising amendments to the DMD framework and extends certain rules in the CRD to financial services distance contracts. [read post]
5 Nov 2007, 6:21 am
Over on my consumer awareness site, Pink Truth, I have put together a few articles about Primerica Financial Services. [read post]
6 Oct 2022, 2:11 pm
Morgan Securities, and Ocean Financial Services. [read post]
20 Nov 2019, 1:09 pm
The Task Force on Financial Technology of the House Financial Services Committee has scheduled a hearing entitled “Banking on Your Data: The Role of Big Data in Financial Services” on November 21, 2019. [read post]
25 Sep 2012, 8:41 am
On September 20, 2012, the Financial Services Roundtable (FSR), a trade organization representing the 100 largest financial services companies in the country, announced that former Minnesota Governor Tim Pawlenty will become its new President and Chief Executive Officer on November 1. [read post]
14 Feb 2019, 11:19 am
Establishes Financial Services Regulatory Sandbox and Innovation Council appeared first on Insurance & Reinsurance. [read post]
19 Sep 2018, 9:44 am
The post James Wright; American Portfolios Financial Services; appeared first on Stoltmann Law. [read post]
