Posts tagged with: "financial+services"
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15 Nov 2018, 11:30 am
Fabio Falconi and Lars Suhr describe The Application of European Competition Law in the Financial Services Sector. [read post]
11 Jul 2012, 6:00 am
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
8 Jun 2013, 12:31 pm
Dynamic Regulation of the Financial Services Industry, by Wulf A. [read post]
13 Sep 2014, 1:22 pm
In a groundbreaking move, the new European Commission will have a Commissioner for Financial Services, Financial Stability and Capital Markets, with complete oversight of securities and banking regulation across the E.U. [read post]
4 Jul 2022, 9:08 am
Continue Reading › The post Trinidad & Tobago Investor Files Northstar Financial Services (Bermuda) Claim Against Truist Investment Services appeared first on Investor Lawyers Blog. [read post]
18 Jul 2023, 4:04 am
The Financial Services and Markets Act (the Act) received Royal Assent on 29 June 2023. [read post]
28 Jan 2018, 7:54 pm
This Tuesday I'm going to be testifying about "fintechs" before the House Financial Services Committee's Subcommittee on Financial Institutions and Consumer Credit. [read post]
21 Sep 2021, 2:24 am
This time, the broker-dealer that we are pursuing for damages is Raymond James Financial Services. [read post]
24 Sep 2016, 7:23 am
On Sept. 13, 2016, the New York State Department of Financial Services (“NYDFS”) issued a proposed regulation that would impose new, rigorous cybersecurity requirements on banks, consumer lenders, money transmitters, insurance companies and certain other financial service providers (each, a “Covered Entity”) regulated by the NYDFS (the “Proposed Regulation”). [read post]
15 Apr 2021, 7:02 am
Investors Can Still Pursue Damages from Bankoh, Truist, and Ocean Financial Services The Bermuda Supreme Court has turned down a request by Northstar Financial Services (Bermuda) Ltd. [read post]
9 Sep 2022, 5:28 am
On 9 September 2022, the House of Commons published an Amendment Paper for the Financial Services and Markets Bill. [read post]
13 Mar 2023, 8:08 pm
It also released its first Indigenous Financial Services Framework, which was a landmark document for the regulator. [read post]
24 Jun 2009, 8:23 pm
The Financial Services Committee of the U.S. [read post]
24 Feb 2022, 4:05 am
In April 2021 the Banking Standards Board relaunched itself as the Financial Services Culture Board (FSCB), with an expanded membership scope to include firms across financial services. [read post]
16 Jul 2009, 3:48 pm
Download In that case, Arrow Financial Services asked the court for a default judgment. [read post]
14 Dec 2020, 11:22 am
Northstar Financial Services was created in the 1990s and offered fixed- and variable-rate annuity and investment products. [read post]
12 May 2022, 9:13 am
On 11 May 2022, the European Commission published a draft Directive that amends the current EU rules on Distance Marketing of Consumer Financial Services, which govern financial services sold at a distance. [read post]
11 Dec 2020, 1:13 pm
Northstar Financial Services (Bermuda) Ltd. [read post]
7 Dec 2022, 8:36 am
The witness list did not include any representatives of the financial services industry testified. [read post]
24 May 2018, 1:52 pm
Former Beverly Hills, California-based Stockcross Financial Services broker Herbert Voss was permanently barred from the financial services industry by the Financial Industry Regulatory Authority (FINRA). [read post]
