Posts tagged with: "financial+services" Results 141 - 160 of 75,516
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22 May 2010, 10:59 am by laborprof lpb
Whistleblower Law Blog has a detailed description of the whistleblower provisions of the financial services industry bill. [read post]
15 Nov 2018, 11:30 am by D Daniel Sokol
Fabio Falconi and Lars Suhr describe The Application of European Competition Law in the Financial Services Sector. [read post]
9 Aug 2013, 5:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo, Niels Baeten and Shane Cranley (Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
11 Jul 2012, 6:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
29 Aug 2022, 3:10 am by Rebecca C. Morgan Stetson Law
"At the request of Adult Protective Services, in August 2021, agents began an investigation into an allegation of financial exploitation of two vulnerable... [read post]
24 Apr 2021, 11:43 am by Iorio Altamirano
United Planners Financial Services is a broker-dealer headquartered in Scottsdale, Arizona. [read post]
13 Sep 2014, 1:22 pm by James Hamilton
In a groundbreaking move, the new European Commission will have a Commissioner for Financial Services, Financial Stability and Capital Markets, with complete oversight of securities and banking regulation across the E.U. [read post]
  Continue Reading › The post Trinidad & Tobago Investor Files Northstar Financial Services (Bermuda) Claim Against Truist Investment Services appeared first on Investor Lawyers Blog. [read post]
18 Jul 2023, 4:04 am by Maria Ross (UK)
The Financial Services and Markets Act (the Act) received Royal Assent on 29 June 2023. [read post]
24 Sep 2016, 7:23 am
On Sept. 13, 2016, the New York State Department of Financial Services (“NYDFS”) issued a proposed regulation that would impose new, rigorous cybersecurity requirements on banks, consumer lenders, money transmitters, insurance companies and certain other financial service providers (each, a “Covered Entity”) regulated by the NYDFS (the “Proposed Regulation”). [read post]
Investors Can Still Pursue Damages from Bankoh, Truist, and Ocean Financial Services The Bermuda Supreme Court has turned down a request by Northstar Financial Services (Bermuda) Ltd. [read post]
9 Sep 2022, 5:28 am by Simon Lovegrove (UK)
On 9 September 2022, the House of Commons published an Amendment Paper for the Financial Services and Markets Bill. [read post]
24 Feb 2022, 4:05 am by Simon Lovegrove (UK)
In April 2021 the Banking Standards Board relaunched itself as the Financial Services Culture Board (FSCB), with an expanded membership scope to include firms across financial services. [read post]