Posts tagged with: "financial+services" Results 161 - 180 of 82,572
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27 Jun 2022, 6:32 am
  The CCFPL authorizes the Department of Financial Protection & Innovation to define unfair, deceptive, and abusive acts and practices in connection with the offering or provision of commercial financing or other financial products and services to small businesses, nonprofits, and family farms. [read post]
27 Jun 2023, 9:54 am by Simon Lovegrove (UK) and Anita Edwards
On 27 June 2023, HM Treasury announced that the UK and EU have signed a Memorandum of Understanding (MoU) on regulatory cooperation in financial services. [read post]
8 Aug 2012, 4:58 pm by Hunton & Williams LLP
Earlier this year, the Consumer Financial Protection Bureau (“CFPB”) published a Bulletin signaling its intent to regulate and exercise enforcement authority over service providers to financial institutions. [read post]
1 Apr 2012, 5:29 pm by zimmermansguide
   Not many PI firms have experience with this work, but you can get a list of firm who do by calling the New York Department of Financial Services. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
11 May 2012, 5:08 am by JA Hodnicki
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
11 May 2012, 5:08 am by JA Hodnicki
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
15 Dec 2021, 12:59 pm by Shepherd Smith Edwards & Kantas, LLP
They invested $200K in Northstar (Bermuda) at the recommendation of Bankoh Investment Services financial advisor Yoko Farias. [read post]
8 Dec 2022, 8:04 am by Simon Lovegrove (UK)
On 8 December 2022, the Financial Services and Markets Bill completed all of its stages in the House of Commons and moved to the House of Lords for further consideration. [read post]
20 Jun 2016, 8:23 am by Beth Graham
This report examines how the financial services industry uses these clauses to defeat consumers’ rights and evade accountability for their wrongdoing. [read post]
11 Jul 2012, 6:00 am by JA Hodnicki
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
28 Sep 2015, 8:45 am by D Daniel Sokol
Thomas Franchoo, Niels Baeten and Lukas Solek, all Linklaters discuss The Application of European Competition Law in the Financial Services Sector. [read post]
9 Dec 2019, 12:38 pm by Alan S. Kaplinsky
Google has updated its financial products and services policy to restrict the advertisement of debt settlement, debt management services, and credit repair services. [read post]