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Mortgage Fraud Blog

Mortgage Fraud Blog

Covers mortgage fraud information, fraud schemes and indictments. By Rachel Dollar.

http://mortgagefraudblog.com/
  • Jul 31

    Loan Officer Pleads Guilty to Defrauding Lender

    Loan Officer Pleads Guilty to Defrauding Lender
    Paulynn Wright, 42, Knoxville, Tennessee, pleaded guilty on July 29, 2014, in U.S. District Court for the Eastern District of Tennessee at Knoxville, to conspiracy to commit wire fraud. Wright admitted conspiring to obtain a mortgage loan by…
  • Jul 31

    Developer Admits Stealing Financing From Affordable Housing Project

    Developer Admits Stealing Financing From Affordable Housing Project
    Robert Kahan, 68, Sunny Isles Beach, Florida, the developer of three Trenton, New Jersey, affordable housing projects admitted that he made false statements to a financial institution to divert project money for personal and other…
  • Jul 30

    Mortgage Fraud Conspirators Jailed for Straw Buyer Kickback Scheme

    Mortgage Fraud Conspirators Jailed for Straw Buyer Kickback Scheme
    Gregory D. Anderson, 47, Kingstree, South Carolina, was sentenced to 15 years prison, and his co-defendant Anthony C. Carrothers, 49, Charlotte, North Carolina, was sentenced to 10 months, for their involvement in a mortgage fraud conspiracy…
Rank this Week: 3

InfoBytes Blog

InfoBytes Blog

Monitors and reports on news, legal developments and legislative actions affecting the financial services industry. By Buckley Sandler LLP.

http://www.infobytesblog.com/
  • Jul 30

    Special Alert: CFPB Proposes Significant Expansion Of HMDA Reporting Requirement

    Special Alert: CFPB Proposes Significant Expansion Of HMDA Reporting Requirement
    On July 24, the Consumer Financial Protection Bureau (the CFPB or Bureau) issued a proposed rule that would expand the scope of the Home Mortgage Disclosure Act (HMDA) data reporting requirements and streamline certain existing reporting…
  • Jul 25

    CFPB Proposes Rule To Implement Dodd-Frank HMDA Change

    CFPB Proposes Rule To Implement Dodd-Frank HMDA Change
    On July 24, the CFPB issued a proposed rule to expand the scope of HMDA data reporting requirements. Section 1094 of the Dodd-Frank Act transferred responsibility for HMDA and Regulation C to the CFPB and directed the CFPB to conduct a…
  • Jul 25

    CFPB, FTC, And State Authorities Coordinate Action Against Foreclosure Relief Companie

    CFPB, FTC, And State Authorities Coordinate Action Against Foreclosure Relief Companie
    On July 23, the CFPB, the FTC, and 15 state authorities coordinated to take action against foreclosure relief companies and associated individuals alleged to have employed deceptive marketing tactics to obtain business from distressed…
Rank this Week: 111

Mandelman Matters

Mandelman Matters

Covers the foreclosure crisis. By Martin Andelman.

http://mandelman.ml-implode.com
Rank this Week: 122

Bank Lawyer's Blog

Bank Lawyer's Blog

Covers accounting/auditing, commercial lending, credit unions, electronic banking, privacy, RESPA and stocks. By Kevin Funnell.

http://www.banklawyersblog.com/3_bank_lawyers/
  • Jul 29

    We Won't Tell What To Do Until After We Punish You For Not Doing It

    We Won't Tell What To Do Until After We Punish You For Not Doing It
    The CFPB isn't the only federal government agency that is promulgating new "regulations" by enforcement action. According to yesterday's American Banker (paid subscription required), the OCC's been playing the same game, especially…
  • Jul 27

    Shaming The Shamele

    Shaming The Shamele
    While we're sure it's merely a coincidence, hot on the heels of the letter that Rep. Pete Sessions sent to the Treasury Department's Inspector General that complained about the repeated failure of the Comptroller of the Currency to issue a...
  • Jul 23

    Regulating With A Sledge Hammer

    Regulating With A Sledge Hammer
    *Mayer Brown published a client alert last week about the CFPB's recent squeezing of $10 million in blood out of the turnip known as ACE Cash Express, a (surprise! surprise!) payday lender. The Adjustment Bureau determined that ACE is not...
Rank this Week: 232

Ponzitracker

Ponzitracker

Covers Ponzi schemes. By Jordan Maglich.

http://www.ponzitracker.com/
  • Jul 24

    Second Florida Cop Sentenced For Rothstein Tie

    Second Florida Cop Sentenced For Rothstein Tie
    A former Broward County detective was sentenced to serve a year and a day in federal prison for his role in carrying out a wrongful arrest of a south Florida woman at the direction of convicted Ponzi schemer Scott Rothstein.  Jeff Poole,…
  • Jul 23

    TelexFree Founders Indicted On Fraud Charge

    TelexFree Founders Indicted On Fraud Charge
    A Massachusetts grand jury indicted TelexFree co-founders James Merrill and Carlos Wanzeler on multiple fraud charges in what authorities have alleged was a massive Pyramid/Ponzi scheme that may have defrauded victims out of hundreds of…
  • Jul 21

    Florida Cop Gets 5-Year Sentence For Rothstein Ties, Including Illegal Arrest

    Florida Cop Gets 5-Year Sentence For Rothstein Ties, Including Illegal Arrest
    "Mr. Benjamin, while wearing the cloak of BSO authority, engineered the arrest and incarceration of an innocent citizen.  This was done purely for financial gain. This conduct is deplorable — it is unconscionable." - U.S. District…
Rank this Week: 238

Securities Law Blog

Securities Law Blog

Features news, commentary and thoughts on the law of the securities markets. By Mark Astarita.

http://seclaw.blogspot.com/
  • Jul 30

    SEC Charges Florida-Based Transfer Agent and Owner with Defrauding Investor

    SEC Charges Florida-Based Transfer Agent and Owner with Defrauding Investor
    The SEC announced it has charged a Florida-based transfer agent and its owner with defrauding investors by using aggressive boiler room tactics to peddle worthless securities with promises of high returns or discounted prices. Transfer…
  • Jul 30

    SEC Announces Additional Charges in Football-Related Boiler Room Scheme

    SEC Announces Additional Charges in Football-Related Boiler Room Scheme
    The SEC announced a second round of charges against individuals behind a boiler room scheme that hyped a company whose new technology was purportedly Super Bowl-bound.The SEC previously charged the operators of the scheme based in…
  • Jul 29

    SEC Adopts Money Market Fund Reform Rule

    SEC Adopts Money Market Fund Reform Rule
    The SEC adopted amendments to the rules that govern money market mutual funds.  The amendments make structural and operational reforms to address risks of investor runs in money market funds, while preserving the benefits of the…
Rank this Week: 294

Australian Regulatory Compliance…

Australian Regulatory Compliance Review

Covers legal and regulatory impacts on Australian businesses. By David Jacobson.

http://www.djacobson.com/australian_regulatory_rev/
  • Jun 15

    Are ASIC investigations of financial service providers private?

    Are ASIC investigations of financial service providers private?
    Are ASIC investigations of financial service providers private? Not automatically. In dealing with ASIC and other regulators it is important to understand that the Freedom of Information Act 1982 applies to government agency records and…
  • Jun 15

    Can a special general meeting be adjourned?

    Can a special general meeting be adjourned?
    In the matter of Re1 Limited (ABN 80 145 743 862) and Re2 Limited as responsible entities for Westfield Retail Trust 1 and Westfield Retail Trust 2 (No 3) [2014] NSWSC 762 the NSW Supreme Court considered the adjournment of the adjournment of…
  • Jun 15

    Small amount credit change

    Small amount credit change
    The National Consumer Credit Protection Amendment (Small Amount Credit Contracts) Regulation 2014 was registered on 12 June 2014. The Regulation clarifies the changes introduced on 1 July 2013 which imposed a cap on costs and a limit on fees…
Rank this Week: 326

Jim Hamilton's World of Securities…

Jim Hamilton's World of Securities Regulation

Commentaries on security regulation.

http://jimhamiltonblog.blogspot.com/
  • Jul 31

    SEC Whistleblower Banks $400K+ Award

    SEC Whistleblower Banks $400K+ Award
    By Amy Leisinger, J.D.The SEC today announced an award of more than $400,000 for a whistleblower who reported a fraud to the SEC after the company failed to address the issue. According to the Commission, the whistleblower provided the…
  • Jul 30

    House Leader Asks NY Fed for FSOC SIFI Designation Data

    House Leader Asks NY Fed for FSOC SIFI Designation Data
    Rep. Scott Garrett (R-NJ), Chair of the House Capital Markets Subcommittee, has asked the Federal Reserve Bank of New York to share information that it has provided to the Financial Stability Oversight Council (FSOC) related to the process of…
  • Jul 30

    Bi-Partisan House Bill Would Enhance Cybersecurity at Office of Financial Research

    Bi-Partisan House Bill Would Enhance Cybersecurity at Office of Financial Research
    Rep. Ed Royce (R-CA) and Rep. Patrick Murphy (D-FL) have introduced  legislation to improve transparency and increase accountability at the Office of Financial Research created by the Dodd-Frank Act. The Office of Financial Research…
Rank this Week: 486

Pension Risk Matters

Pension Risk Matters

Focuses on pension financial risk issues from a governance and fiduciary perspective. Published by Susan M. Mangiero.

http://www.pensionriskmatters.com/
  • Jul 26

    Pension Governance Grill Line

    Pension Governance Grill Line
    I am back from a health camp vacation in the Southwest and excited to blog anew. Besides walking unexpectedly into the path of a poisonous and large, scaly gila monster one night (a "what do I do now" moment I might add), I had a chance…
  • Jul 6

    Jersey Boys and Working at 80

    Jersey Boys and Working at 80
    If you are looking for a few hours of musical fun, I recommend Jersey Boys. I had the pleasure of seeing the stage production in Las Vegas last year. I liked it so much that I am seeing the Broadway show later this summer. The movie is…
  • Jul 5

    ERISA Advisory Council Investigating Fiduciary Management

    ERISA Advisory Council Investigating Fiduciary Management
    According to a 2014 statement, the ERISA Advisory Council intends to investigate the nature of retirement plan outsourcing and report its research to the U.S. Department of Labor ("DOL"). "Outsourcing Employee Benefit Plan…
Rank this Week: 601

The Venture Alley

The Venture Alley

Covers business and legal issues for entrepreneurs, startups, venture capitalists and angel investors. By DLA Piper.

http://www.theventurealley.com
  • Jul 23

    Equity Compensation Alphabet Soup – ISO, NSO, RSA, RSU and more

    Equity Compensation Alphabet Soup – ISO, NSO, RSA, RSU and more
    CONTRIBUTED BY Rachel M. Perkins rachel.perkins@dlapiper.com Startups and public companies alike often use equity to help attract, retain and incentivize talented employees and other service providers. The different forms of awards have…
  • Jul 11

    Seattle Office Real Estate Market Review for Q2 2014

    Seattle Office Real Estate Market Review for Q2 2014
    Compliments of Jason Smith of Kidder Mathews, attached is a Seattle-area office real estate market review for Q2 2014. As the report notes, so far in 2014, the only major surprise in the office market was Boeing expanding into over 600,000…
  • Jul 8

    Pacific Northwest Investment and Exit Report

    Pacific Northwest Investment and Exit Report
    CONTRIBUTED BY Trent Dykes trent.dykes@dlapiper.com CB Insights recently released its Pacific Northwest Investment and Exit Report, which analyzed private company investment and exit activity over the past five years. The report collected…
Rank this Week: 663

Sharesleuth.com

Sharesleuth.com

Offers investigative reporting aimed at exposing securities fraud. By Chris Carey.

http://sharesleuth.com/
Rank this Week: 497

Illinois Business Law Journal

Illinois Business Law Journal

Covers recent developments affecting business law. From the University of Illinois College of Law.

http://www.law.illinois.edu/bljournal/
  • Jun 12

    Crowdfunding Limits – Raising the Cap

    Crowdfunding Limits – Raising the Cap
    Almost everyone has heard of Kickstarter by now: it’s the premier place for a team with an idea and a plan to raise capital to fund almost any sort of product. However, your return on your investment is the product itself if you pay…
  • Jun 12

    The Contraceptive Mandate: Birth Control or Business Control?

    The Contraceptive Mandate: Birth Control or Business Control?
    The Supreme Court heard oral arguments on March 25th, 2014, on the Tenth Circuit Case Hobby Lobby Stores, Inc. v. Sebelius and the Third Circuit Case Conestoga Wood Specialties v. Sebelius; a ruling is expected in late June.[i] Hobby Lobby…
  • Apr 17

    Owning the Internet: The Demise of Net Neutrality

    Owning the Internet: The Demise of Net Neutrality
    The Internet is the modern day printing press; a revolutionary game changer. The Internet owes much of its success to the theory of net neutrality. While net neutrality is not a new topic of discussion, it has been thrust in the limelight…
Rank this Week: 527

TheCorporateCounsel.net Blog

TheCorporateCounsel.net Blog

Covers corporate and securities law. By Broc Romanek.

http://www.thecorporatecounsel.net/Blog/
  • Jul 31

    Cybersecurity: Implementing the Framework

    Cybersecurity: Implementing the Framework
    There has certainly been no shortage of attention paid to cybersecurity issues over the past couple of years, and one thorny issue that has plagued lawmakers and others is how to you compel companies to improve their cybersecurity efforts…
  • Jul 30

    Chamber Releases Disclosure Effectiveness Recommendation

    Chamber Releases Disclosure Effectiveness Recommendation
    Yesterday, the U.S, Chamber of Commerce’s Center for Capital Markets Competitiveness released a set of recommendations for the SEC as the agency considers how to make disclosure more effective.  The report contains both near-term…
  • Jul 29

    Is the JOBS Act’s IPO On-Ramp Working?

    Is the JOBS Act’s IPO On-Ramp Working?
    As we rapidly approach the August doldrums for capital markets activity, the good news is that 2014 has been a very strong year for the IPO market.  As noted in this Morrison & Foerster blog by Nilene Evans, we experienced the…
Rank this Week: 1285

NC Business & Banking Law Blog

NC Business & Banking Law Blog

Legal news and analysis on matters affecting financial institutions and other businesses, with an emphasis on North Carolina. By Matt Cordell.

http://bizlawnc.com/
  • Jul 30

    Is Bank Regulatory Relief Gaining Momentum?

    Is Bank Regulatory Relief Gaining Momentum?
    Banks have been pleading with Congress for regulatory relief for as long as I can recall.  (For example, before the ink on the Dodd-Frank Act was dry, bankers were warning of the harmful effects of the cumulative regulatory burdens…
  • Jul 21

    New N.C. Statute Gives Lenders More Options When Developers Default

    New N.C. Statute Gives Lenders More Options When Developers Default
    Lenders now have a bit more to think about when making a loan to a developer of a planned community.   A few days ago, the General Assembly enacted, and the Governor signed into law, important amendments to the Planned…
  • Jul 4

    New Tax Changes in North Carolina

    New Tax Changes in North Carolina
    July means the start of a new fiscal year for the State of North Carolina, which means some new changes to the tax code become effective.  Below are brief descriptions of some of the key changes:Elimination of Back to School (August)…
Rank this Week: 1182

OFAC SDN Sanctions Removal Lawyers

OFAC SDN Sanctions Removal Lawyers

Covers the Department of Treasury's Office of Foreign Assets Control and its Specially Designated Nationals list. By McNabb Associates, P.C.

http://ofac-sdn-list-removal.com/
Rank this Week: 1296

Broke and Broker

Broke and Broker

Covers the Wall Street docket of criminal, civil, regulatory, and arbitration cases. By Bill Singer.

http://brokeandbroker.com/index.php
  • Jul 29

    Raymond James Settlement Is Elusive Victory For Former Employee

    Raymond James Settlement Is Elusive Victory For Former Employee
    Winston Churchill sagely observed that the "problems of victory are more agreeable than those of defeat, but they are no less difficult." Speak to enough lawyers and their clients, and you will find many voices of concurrence with that…
  • Jul 29

    Sharknado 2: The Second One.An Epic Cinematic Event. A People Bringing Together Spectacle

    Sharknado 2: The Second One.An Epic Cinematic Event. A People Bringing Together Spectacle
    Tonight there’s going to be a BIG dispute in the Singer family household. Sometime around 9 p.m. there is a world premiere of what I consider a cutting-edge bit of film noir, or, if you prefer, cinema verite. My wife, a purportedly…
  • Jul 24

    UPDATE: FINRA Arbitrators Award Punitive Damages For Fraud, Malice, And Bad Faith

    UPDATE: FINRA Arbitrators Award Punitive Damages For Fraud, Malice, And Bad Faith
    This is an UPDATE of "FINRA Arbitrators Award Punitive Damages For Fraud, Malice, And Bad Faith" (BrokeAndBroker Blog, February 13, 2014)In his Second Inaugural Address, President Abraham Lincoln famously said "With malice toward none, with…
Rank this Week: 1424

That Credit Union Blog

That Credit Union Blog

Covers current issues affecting the credit union industry. By the law firm of Weltman, Weinberg & Reis.

http://thatcreditunionblog.wordpress.com
  • Jul 23

    Amendments to Pennsylvania’s Law on Powers of Attorney

    Amendments to Pennsylvania’s Law on Powers of Attorney
    By Keri P. Ebeck, Attorney On July 2, 2014, Governor Tom Corbett signed into law as part of Act 95 of 2014, House Bill 1429, which provides for the amendments of Title 20 Chapter 56 (20 Pa. C.S. §§5601-5612). Title 20, Chapter 56…
  • Apr 8

    Trusts Made Simple

    Trusts Made Simple
    By Matthew M. Young, Attorney As general counsel for many credit unions, among the most common inquiry I address relates to the law of trusts.  Trusts law is a complex area of the law and for those credit unions navigating these waters,…
  • Apr 3

    Credit Unions and the Battle to Expand the MBL Cap and Retain Their Tax Exempt Statu

    Credit Unions and the Battle to Expand the MBL Cap and Retain Their Tax Exempt Statu
    By Matthew Urban, Attorney First there was LBJ’s war on poverty in the 1960′s and then President Reagan’s war on drugs in the 1980′s.  The common thread among all of these “wars” is that for better or…
Rank this Week: 957

RIA Compliance Blog

RIA Compliance Blog

Covers registered investment advisor regulations. By Parker MacIntyre.

http://www.riacomplianceblog.com/
  • Jul 14

    SEC fines RIA for failure to disclosure conflicts of interest on Form ADV

    SEC fines RIA for failure to disclosure conflicts of interest on Form ADV
    In a consented-to Administrative Order dated July 2, 2014, the Securities and Exchange Commission fined a Missouri-based Registered Investment Adviser, SignalPoint Asset Management ("SignalPoint" or "SAM"), $215,000 for breaching its'…
  • Jun 16

    Alabama Joins the Crowd: State Crowdfunding Exemption

    Alabama Joins the Crowd: State Crowdfunding Exemption
    The Alabama Legislature passed a crowdfunding exemption bill this April, but the bill is still awaiting the Governor's signature to become effective. Alabama is the eleventh state to enact legislation or develop regulations on this topic. …
  • Jun 12

    State Private Fund Adviser Exemption Update

    State Private Fund Adviser Exemption Update
    In the past six months two states, Iowa and Texas, have adopted private fund adviser exemptions to their investment adviser registration requirements under their respective state securities acts. Another state, Washington, has proposed a…
Rank this Week: 1244

Strictly Business

Strictly Business

Covers business law for entrepreneurs, emerging companies and the investment management industry. By Alexander J. Davie.

http://www.strictlybusinesslawblog.com/
  • Jul 7

    Venture Capital Term Sheet Negotiation — Part 12: Preemptive Right

    Venture Capital Term Sheet Negotiation — Part 12: Preemptive Right
    This post is the twelfth in a series giving practical advice to startups with respect to understanding and negotiating a venture capital term sheet. In the prior eleven posts, we provided an introduction to negotiation of…
  • Jun 30

    Is it time for the JOBS Act, Part Two?

    Is it time for the JOBS Act, Part Two?
    When the JOBS Act was passed, a lot of people hoped that it would de-regulate startup finance, resulting in a boom of new startups being funded.  Through repealing the ban on general solicitation, allowing online angel investment…
  • Jun 29

    Venture Capital Term Sheet Negotiation — Part 11: Management and Information Right

    Venture Capital Term Sheet Negotiation — Part 11: Management and Information Right
    This post is the eleventh in a series giving practical advice to startups with respect to understanding and negotiating a venture capital term sheet. In the prior ten posts, we provided an introduction to negotiation of the term…
Rank this Week: 1289

Southeast VC

Southeast VC

Covers businesses, trends, technology and venture investing in the Southeast. By Jason Caplain.

http://southeastvc.blogs.com/southeast_vc/
  • Jun 26

    Bull City Venture Partners III, L.P.

    Bull City Venture Partners III, L.P.
    We are really excited to announce the closing of Bull City Venture Partners III, a $26 million venture capital fund. David and I sincerely appreciate the commitment from all of our LPs and the overwhelming support from the entreprenurial…
  • Apr 11

    Durham, Washington DC, Tech Job

    Durham, Washington DC, Tech Job
    Like all VC firms, we receive a lot of resumes. And I just wanted to post here as a reminder that most of our companies are hiring. ChannelAdvisor - Morrisville NC Etix - Morrisville NC Global Value Commerce - Raleigh...
  • Apr 9

    Reference Check a VC

    Reference Check a VC
    Pulling up and referencing some old blog posts, but I think this is important topic. Entrepreneurs need to take time to do their homework referencing a new investor. With some recent financings I have seen getting done, this was not...
Rank this Week: 1205

Dividends and Preferences

Dividends and Preferences

Musings on Venture Capital, Technology and Entrepreneurship. By Hank J. Heyming.

http://www.dividendsandpreferences.com/
  • Jan 24

    Microsoft/Skype -- Putting Things into Perspective

    Microsoft/Skype -- Putting Things into Perspective
    {EAV:984c4a016f17013d} Microsoft acquires Skype! Largest Microsoft acquisition ever!! Facebook jilted!!! Google jilted!!!! Wait, Facebook wins through Microsoft!!!!! Wait, Microsoft overpaid by $4 billion with a B!!!!!! OMG Google just…
  • May 10

    Nerd Chic

    Nerd Chic
    Lately, I've noticed a new twist to the typical ebb and flow of the fashion wars.  It occurred to me that, for perhaps the first time in my lifetime, it is cool right now to be a nerd.
  • Apr 25

    Out and About

    Out and About
    Hey folks -- I'm getting ready to head down to the RTP area for the annual CED Venture Conference.  This year it is in downtown Raleigh, instead of Pinehurst, and looks to be bigger and better than ever. So, if anyone happens to be in the…
Rank this Week: 1473

Inside Sarbanes Oxley

Inside Sarbanes Oxley

Covers Sarbanes-Oxley and compliance.

http://insidesarbanesoxley.com/
  • Sep 10

    Whistleblowing – What you need to know about the Dodd-Frank Act

    Whistleblowing – What you need to know about the Dodd-Frank Act
    If your organization isn’t already offering incentives to ferret out inappropriate behaviors, the new Dodd-Frank Act and whistleblowing rewards just might (and could make your company the next public spectacle). Deloitte’s…
  • May 26

    Internal Audit: The Continuous Conundrum

    Internal Audit: The Continuous Conundrum
    The department painstakingly went through its inventory of SOX controls to determine which ones could be assessed just by analyzing data in company systems. Then data-analytic scripts were written to allow exceptions to be found. Now, for…
  • May 26

    How to choose the right nonexecutive board leader

    How to choose the right nonexecutive board leader
    Ever since stock-listing requirements prompted many US companies to name an independent director to serve as the chairman, lead director, or presiding director of the board, these companies have been grappling with what, exactly, this board…
Rank this Week: 1292

Florida Banking Law Blog

Florida Banking Law Blog

Covers legal developments impacting banking, finance and loan enforcement in Florida. By Rogers Towers, PA.

http://www.floridabankinglawblog.com/
  • Jul 31

    Detroit Bankruptcy Update: Restructuring the Restructuring Plan

    Detroit Bankruptcy Update: Restructuring the Restructuring Plan
    Authored by Scott St. Amandand J. Ellsworth Summers, Jr. of Rogers TowersOn Friday July 25, 2014, the City of Detroit released a revised restructuring plan that provides for a reserve fund that may enhance the recovery for certain classes of…
  • Jul 29

    U.S. Supreme Court Issues Bank Fraud Decision

    U.S. Supreme Court Issues Bank Fraud Decision
    Authored by Adam B. Brandon of Rogers TowersOn June 23, 2014, the U.S. Supreme Court issued its decision in Laughlin v. United States which defined what type of fraudulent activity is punishable under the federal bank fraud statute. …
  • Jul 24

    Standing To Foreclose– Revisited

    Standing To Foreclose– Revisited
    Authored by Douglas L. Waldorf, Jr. of Rogers TowersThere have been several articles posted on this blog on the subject of standing – the legal right to enforce a promissory note and/or mortgage.  This continues to be a popular…
Rank this Week: 3566

Redeye VC

Redeye VC

Offers a view of startup ecosystem. By Josh Kopelman.

http://redeye.firstround.com/
  • Jul 30

    How to Engage Your Users to Build the Product They Actually Want

    How to Engage Your Users to Build the Product They Actually Want
    Massdrop launched in 2012 based on one idea: To use bulk buying to help people get lower prices on products they love. This idea became a platform, letting people band together across the internet to place large orders and unlock bargains on…
  • Jul 28

    Product Hunt is Everywhere - This is How It Got There

    Product Hunt is Everywhere - This is How It Got There
    Last year at this time, Product Hunt didn’t exist. Its founder, Ryan Hoover, was the Director of Product at gaming company PlayHaven and an active blogger, attracting a loyal but modest following. He couldn’t have…
  • Jul 23

    How Startups Can Do Retail Right from the Inventor of the Apple Store

    How Startups Can Do Retail Right from the Inventor of the Apple Store
    As Apple prepared to open its first retail store, Ron Johnson — the project’s chief architect — realized that the company was making a big mistake. The design was wrong, he told Steve Jobs, as they drove to the pre-launch…
Rank this Week: 2381

The Swap Report

The Swap Report

Covers regulatory and transactional issues related to derivatives. By Reed Smith LLP.

http://www.theswapreport.com/
Rank this Week: 3895

Payment Law Advisor

Payment Law Advisor

Provides legal commentary and resources for the payment industry. By Davis Wright Tremaine LLP.

http://www.paymentlawadvisor.com/
  • Jul 30

    FACTA Class Action

    FACTA Class Action
    In the July 2014 issues of The Review of Banking & Financial Services, DWT payments team members Burt Braverman and Micah Ratner wrote about the truncation requirement of FACTA, which has spawned a wave of class action litigation…
  • Jul 30

    Online Payments in China: Recent and Regulatory Action

    Online Payments in China: Recent and Regulatory Action
    On March 13, 2014, People’s Bank of China (“PBC”) issued an opinion letter halting immediately the use of QR codes for payments using mobile phones (as distinguished from using QR codes at POS terminals) well as the use of…
  • Jul 29

    PLCC Program Structures: Strategic Choices for Merchant

    PLCC Program Structures: Strategic Choices for Merchant
    Consistent with Payment Law Advisor’s purpose of demystifying card programs – see, for example, Culture Shock: A Retailer’s Initial Lending Program with a Bank, and PLCC and Cobrand Arrangements – this article briefly…
Rank this Week: 2008

Cosgrove Law Securities and…

Cosgrove Law Securities and Investment Blog

News and commentary on the latest securities and investment developments.

http://securitiesandinvestmentblog.blogspot.com/
  • Jul 29

    Calculating Breach of Fiduciary Duty Damage

    Calculating Breach of Fiduciary Duty Damage
    According to a variety of authorities including the SEC, the much-debated fiduciary duty for registered investment advisers and their representatives includes a subset of responsibilities[1].  Common sense would, or should tell you that…
  • Mar 28

    Defamation v. Tortious Interference

    Defamation v. Tortious Interference
    Most of us have at least a “street-level” understanding of defamation. Individuals that hear or read damaging false statements about themselves or their business typically think: “I need to find a defamation lawyer.”…
  • Mar 19

    Defamation Reputation Damage Management

    Defamation Reputation Damage Management
    In 1378, the Statute of Scandalum Magnatum granted judges and church officials in England a legal right to compensation if they had been insulted or defamed. The first Common Law defamation action on record was filed in England in 1507. …
Rank this Week: 3970

Investment Fund Law Blog

Investment Fund Law Blog

Provides updates and insights on legal issues facing fund managers and investors. By Pillsbury Winthrop Shaw Pittman LLP.

http://www.investmentfundlawblog.com/
  • Jul 29

    House of Representatives Passes SAFETY Act Amendment – Clarifies that liability protections are available for cyber attack

    House of Representatives Passes SAFETY Act Amendment – Clarifies that liability protections are available for cyber attack
    The U.S. House of Representatives took a major positive step towards increasing the nation’s cyber security posture today when, on a voice vote, it passed H.R. 3696, the “National Cybersecurity and Critical Infrastructure…
  • Jul 24

    Money Market Fund Reform

    Money Market Fund Reform
    The Securities and Exchange Commission (SEC) yesterday adopted a series of amendments to the rules that govern money market funds.  The most controversial of these amendments will require institutional prime and tax-exempt money market…
  • Jul 23

    Size Doesn’t Matter: Insider Trading Charges for $11k Profit

    Size Doesn’t Matter: Insider Trading Charges for $11k Profit
    The Securities and Exchange Commission (the “SEC”) charged Kevin McGrath, a partner at a New York investor relations firm with insider trading.  According to the SEC complaint, McGrath allegedly received confidential…
Rank this Week: 3193

Blog y Lana finanzas personales…

Blog y Lana finanzas personales que se entienden

Porque de nada sirve ganar mucho dinero si no sabemos mantenerlo en nuestra bolsa. Finanzas personales que se entienden.

http://www.blogylana.com/
  • Jul 29

    El dinero no está en tu cartera

    El dinero no está en tu cartera
    Pero entonces ¿ónde está el dinero? esa importante pregunta es respondida en el video de esta semana de Dinero en Imagen (suscríbanse!). Por favor, si les gustó compártanlo y ¡queden bien con…
  • Jul 28

    Cómo decidir a que actividades dar tus recursos para maximizar tu negocio

    Cómo decidir a que actividades dar tus recursos para maximizar tu negocio
    Julián es un buen diseñador gráfico. Es creativo y cumplido. Conoce sus herramientas y tiene muy buen trato al cliente. Sin embargo, económicamente parece no despegar. Trabajo no le falta, pero tampoco abunda y las…
  • Jul 25

    Qué pasa con las deudas de un fallecido. Podcast #143

    Qué pasa con las deudas de un fallecido. Podcast #143
    Bienvenidos al podcast 143 donde contesto algunas preguntas de los ovejitos. Compras un seguro de tarjeta departamental y con tal de que no lo canceles, en la tienda te amenazan con que sin el seguro, le pasarás la deuda a tus seres…
Rank this Week: 4656

Canadian M&A Perspectives

Canadian M&A Perspectives

Covers developments in private and public mergers and acquisitions, and private equity. By McCarthy Tetrault.

http://www.canadianmergersacquisitions.com
  • Jul 28

    Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive compensation

    Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive compensation
    By McCarthy Tétrault LLP The following post on the Canadian Appeals Monitor blog may be of interest to readers of this blog: Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive…
  • Jun 17

    The Ontario Court Revisits Fairness Opinion

    The Ontario Court Revisits Fairness Opinion
    By Graham Gow, Jonathan Grant, Andrew Parker and Matthew Cumming As we described in a previous blog post, the Ontario Court released a decision in March (Champion Iron Mines Limited) in which it held that a fairness opinion that does not…
  • May 22

    More on “Golden Leash” Arrangement

    More on “Golden Leash” Arrangement
    Institutional investor organization urges SEC to require disclosureBy Deandra Schubert and Shane C. D'Souza The debate about so-called “golden leash” arrangements has picked up again. The Council of Institutional Investors…
Rank this Week: 3750

Financial Industry Review

Financial Industry Review

Covers asset management, litigation, and rating agencies. By Orrick, Herrington & Sutcliffe LLP.

http://blogs.orrick.com/financial/
  • Jul 28

    Amendments to Offshore Fund Rules to Reflect Finance Act 2014 AIFM Partnership Tax Change

    Amendments to Offshore Fund Rules to Reflect Finance Act 2014 AIFM Partnership Tax Change
    Regulations amending the Offshore Funds Regulations 2009 (the 2009 Regulations) to reflect the Finance Act 2014 changes to the taxation of alternative investment fund managers operating as partnerships (AIFM firms) were made on July 21 and…
  • Jul 28

    Reviews into LIBOR, EURIBOR and TIBOR

    Reviews into LIBOR, EURIBOR and TIBOR
    On July 22, the International Organisation of Securities Commissions (IOSCO) published a Web page on its review of the implementation of IOSCO’s principles for financial benchmarks by administrators of the London Interbank Offered Rate…
  • Jul 28

    ESMA Discussion Paper on Calculation of Counterparty Risk by UCITS for OTC Derivatives Subject to EMIR Clearing

    ESMA Discussion Paper on Calculation of Counterparty Risk by UCITS for OTC Derivatives Subject to EMIR Clearing
    On July 23, ESMA published a discussion paper on how the limits on counterparty risk in centrally cleared OTC derivative transactions under the UCITS IV Directive should be calculated, and whether the same rules for both OTC transactions that…
Rank this Week: 3537

Al-Mirsal

Al-Mirsal

Covers Middle East banking and finance law. By Latham & Watkins LLP.

http://www.al-mirsal.com/
  • Jul 27

    Saudi Opens Market to Foreign Financial Institution

    Saudi Opens Market to Foreign Financial Institution
    In a long anticipated measure, the Saudi Council of Ministers (which is the highest authority in the Kingdom) issued a resolution on 21 July, 2014 authorizing foreign financial institutions to directly buy and sell stocks listed on the Saudi…
  • Jul 20

    Top 4 Innovations Driving Growth in the Global Sukuk Market

    Top 4 Innovations Driving Growth in the Global Sukuk Market
    The Sukuk Opportunity Total Sukuk issuances for 2013 stood at approximately US$120 billion and the Sukuk market is likely to sustain double-digit growth in the coming two to three years with assets in Islamic finance expected to reach US$2.8…
  • Jul 10

    How the GCC Can Boost Confidence in its Local Exchange

    How the GCC Can Boost Confidence in its Local Exchange
    The Gulf Cooperation Council (GCC) countries accounted for IPO issuances valued at US$1.1 billion in 2013, according to Bloomberg. Notably, Qatar Exchange bounced back this year with the successful IPO and listing of Mesaieed Petrochemical…
Rank this Week: 3797

The 10b-5 Daily

The 10b-5 Daily

Covers securities class action litigation. By Lyle Roberts.

http://www.the10b-5daily.com/
  • Jul 25

    Too Tangential

    Too Tangential
    In its recent Chadbourne decision, the U.S. Supreme Court held that to be "in connection with" the purchase or sale of a security, an alleged securities fraud must involve "victims who took, who tried to take, who divested…
  • Jul 18

    Doubling Down

    Doubling Down
    In Spitzberg v. Houston American Energy Corp., 2014 WL 3442515 (5th Cir. July 15, 2014), the Fifth Circuit reversed the dismissal of a securities class action based on alleged false statements concerning oil and gas reserves. The decision…
  • Jul 11

    Comparing Lychee

    Comparing Lychee
    Securities class actions brought against China-based companies often allege discrepancies between the company's Chinese regulatory filings and SEC filings. In that type of case, the plaintiff must allege at least some facts to support that…
Rank this Week: 2423

Mortgage Crisis Watch

Mortgage Crisis Watch

Covers business and legal issues affecting loan repurchases, mortgage-backed securities and mortgage insurance. By Bilzin Sumberg.

http://www.mortgagecrisiswatch.com/
  • Jul 23

    Citigroup Settles with DOJ for $7 Billion

    Citigroup Settles with DOJ for $7 Billion
    Citigroup announced last week that it will pay $7 billion to end an investigation by the U.S Department of Justice into misconduct related to its mortgage securitization practices.  The blockbuster settlement came days before DOJ lawyers…
  • Jul 22

    Buyback and Indemnifications: The New Danger

    Buyback and Indemnifications: The New Danger
    On Thursday, July 31, I will be speaking as part of a panel of business professionals during a live webinar about the continuing repurchase and indemnification risk surrounding mortgage buybacks. This panel will assist mortgage professionals…
  • Jul 17

    Suntrust Reaches $320 Million Settlement

    Suntrust Reaches $320 Million Settlement
    SunTrust Banks (“SunTrust”) reached a settlement with Federal prosecutors last week in which it agreed to a $320 million settlement for a combination of consumer relief and housing counseling services. SunTrust issued a press…
Rank this Week: 3697

Financial Regulatory Report

Financial Regulatory Report

Covers financial services regulation, compliance, enforcement and litigation. By Reed Smith LLP.

http://www.financialregulatoryreport.com/
  • Jul 18

    OFAC Targets Russia's Financial and Energy Sectors in New Sectoral Sanction

    OFAC Targets Russia's Financial and Energy Sectors in New Sectoral Sanction
    Our Global Regulatory Enforcement colleagues, Hena M. Schommer and Leigh T. Hannson, recently wrote about the the U.S. Treasury Department’s Office of Foreign Assets Control’s ("OFAC") issuance of new sanctions targeting Russian…
  • Jul 11

    Financial Services Regulatory Group Member Honored for Success and Philanthropy

    Financial Services Regulatory Group Member Honored for Success and Philanthropy
    Our Financial Services Regulatory Group colleague, Roberta Torian, has been selected for the 2014 Minority Business Leader Awards by the Philadelphia Business Journal. Roberta is one of the most experienced bank regulatory and…
  • Jun 24

    Supreme Court Clarifies Scope of Federal Bank Fraud Statute, But Leaves Some Question

    Supreme Court Clarifies Scope of Federal Bank Fraud Statute, But Leaves Some Question
    This post was written by Travis P. Nelson. On June 23, 2014, the U.S. Supreme Court clarified – and arguably expanded – the reach of the federal bank fraud statute. In Loughrin v. U.S., petitioner Kevin Loughrin challenged the…
Rank this Week: 3898

North Carolina Business Litigation…

North Carolina Business Litigation Report

Reports on judicial decisions of significance to business and shareholders. By Mack Sperling of Brooks Pierce LLP.

http://www.ncbusinesslitigationreport.com/
  • Jul 18

    An Important Tip On Appealing A Decision From The NC Business Court

    An Important Tip On Appealing A Decision From The NC Business Court
    The Business Court is electronic.  Paper copies of documents are not filed with the Business Court.  So when you e-file a Notice of Appeal, is that sufficient for purposes of Rule 3 of the NC Rules of Appellate Procedure? Let's look…
  • Jul 8

    Pro Se Defendant Wins Trial On Breach Of Fiduciary Duty Claims In Business Court

    Pro Se Defendant Wins Trial On Breach Of Fiduciary Duty Claims In Business Court
    When I was a young pup preparing to go to court against the uncommon adversary who was proceeding without a lawyer, I would joke that "I hope I don't lose."  Luckily, I never did. But the Plaintiff in Seraph Garrison, LLC v. Garrison,…
  • Jul 3

    Business Court Refuses To Admit University Of Maryland's Lawyers On A Pro Hac Basi

    Business Court Refuses To Admit University Of Maryland's Lawyers On A Pro Hac Basi
    The lawsuit filed by the Atlantic Coast Conference against the University of Maryland continues to percolate in the North Carolina Business Court.  But the University will have to proceed without its chosen attorneys, as the Court last…
Rank this Week: 1833

Banking Law Update

Banking Law Update

Provides updates and commentary on developments in law affecting banks and financial institutions. By Verrill Dana LLP.

http://www.bankinglawupdate.com/
  • Jul 10

    Financial Institutions...In the New

    Financial Institutions...In the New
    Many borrowers suspicious of Home Affordable Refinance Program (HARP).  (Portland Press Herald 7.8.14) Maine in top 5 of states with highest foreclosure inventory.  (Market Watch 7.8.14) NBT plans to open branch in Portland,…
  • Jun 30

    Feds Release List of Rural, Middle-Income Geographies Qualifying for Community Development Credit

    Feds Release List of Rural, Middle-Income Geographies Qualifying for Community Development Credit
    Today, federal banking regulators released the list of “distressed or underserved nonmetropolitan middle-income geographies” for 2014.  The list can be found here.  Bank activities in these geographies will receive…
  • May 28

    FDIC Wants to Help Consumers "Save at the Bank," Avoid Fraud

    FDIC Wants to Help Consumers "Save at the Bank," Avoid Fraud
    The Spring 2014 issue of the FDIC Consumer Newsletter is now out.  This quarter, the focus is on helping consumers “Save at the Bank.”  The articles include tips for consumers to: Lower their banking fees, including…
Rank this Week: 3132

RESPA Lawyer Blog

RESPA Lawyer Blog

Covers the Real Estate Settlement Procedures Act (RESPA). By Sterbcow Law Group LLC.

http://www.respalawyer.com/
  • Jul 10

    RESPA: FDIC FINES NEW FRONTIER BANK $70,000 FOR SECTION 8 VIOLATIONS

    RESPA: FDIC FINES NEW FRONTIER BANK $70,000 FOR SECTION 8 VIOLATIONS
    The Federal Deposit Insurance Corporation entered into a consent order with New Frontier Bank in St. Charles, Missouri on May 5, 2014 which was recently made public. (FDIC-14-0084b and FDIC-13-151k) The FDIC ordered New Frontier Bank to…
  • Jul 9

    RESPA: NEW YORK TIMES QUOTES MARX STERBCOW ON CFPB ENFORCEMENT ACTION

    RESPA: NEW YORK TIMES QUOTES MARX STERBCOW ON CFPB ENFORCEMENT ACTION
    Sterbcow Law Group's Marx Sterbcow was quoted in a New York Times article titled "Cracking Down on Illegal Mortgage Referrals" written by NY Times Mortgage Columnist Lisa Prevost. The article published June 5, 2014, discusses the recent…
  • Jun 12

    CFPB: SECTION 8 CONSENT ORDER AGAINST TITLE AGENCY IN NEW JERSEY

    CFPB: SECTION 8 CONSENT ORDER AGAINST TITLE AGENCY IN NEW JERSEY
    The Consumer Financial Protection Bureau announced today another consent order involving violations of Section 8 of the Real Estate Settlement Procedures Act "RESPA". Administrative Proceeding File No. 2014-CFPB-0006 "In the Matter of…
Rank this Week: 1601

Financial Institutions Law Blog

Financial Institutions Law Blog

Covers issues such as usury, form compliance for federal and state consumer transactions, UCC and securitization issues. By Sheppard Mullin.

http://www.financialinstitutionlawblog.com/
Rank this Week: 2469

Private Funds Law Update

Private Funds Law Update

Covers private funds and alternative investments. By Reed Smith LLP.

http://www.privatefundslaw.com/
  • Jun 20

    AFIMD update for US managers of non-EU alternative investment fund

    AFIMD update for US managers of non-EU alternative investment fund
    This post was authored by Winston Penhall, Editor of this blog and partner in the Investment Funds practice of Reed Smith LLP, London. We are frequently asked by non-EU managers broadly what their options are in relation to AIFMD compliance…
  • Oct 8

    What should UK and non EU AIFMs be doing now?

    What should UK and non EU AIFMs be doing now?
    This post was authored by Jacqui Hatfield, regulatory partner at Reed Smith LLP, London. The AIFMD trigger date occurred on 22 July this year, with a 12-month transitional period (TP) in place in the UK for (i) existing UK managers of AIFs…
  • Oct 8

    SEC proposes new rules under the JOBS Act

    SEC proposes new rules under the JOBS Act
    On August 29, 2012, the SEC issued proposed rules to implement Congress' mandate, under the Jumpstart Our Business Startups Act (the "JOBS Act"), that the agency eliminate the existing ban on use of general solicitation and/or general…
Rank this Week: 3891

Financial Industry Resource Center

Financial Industry Resource Center

Covers the financial crisis. By Hunton & Williams.

http://www.huntonfinancialindustryresourcecenter.com/
  • May 7

    CFPB Proposes New GLB Privacy Notice Rule

    CFPB Proposes New GLB Privacy Notice Rule
    As reported on our Privacy and Information Security Law Blog, on May 6, 2014, the Consumer Financial Protection Bureau (“CFPB”) announced a new proposed rule impacting privacy notices that financial institutions are required to…
  • Jan 23

    SEC Releases "Regulation A+" Proposal

    SEC Releases "Regulation A+" Proposal
    On December 18, 2013, the SEC proposed rules under Title IV of the JOBS Act to amend Regulation A (Rules 251-263 under the Securities Act of 1933 (the "Securities Act")). The proposed rules, which have been referred to informally as…
  • Nov 27

    CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Broker

    CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Broker
    A recent court order in favor of the Commodity Futures Trading Commission (or CFTC) and new rules issued by CFTC establish a standard of liability for depository institutions that fail to fulfill their customer funds protection obligations…
Rank this Week: 4389

BeyondVC

BeyondVC

Covers entrepreneurship, venture capital, technology, investing, and globalizaiton. By Ed Sim.

http://www.beyondvc.com/
  • Feb 12

    boldstart ventures in 2014 – our etho

    boldstart ventures in 2014 – our etho
    As we look into 2014, we thought it was important to reflect on our activities in 2013 and refocus and refine our thinking and messaging as a firm. We are thematic in our approach and primarily known as seed investors with a focus on…
  • May 17

    Branding first starts with your team

    Branding first starts with your team
    External branding starts with developing a consistent, internal message first. When you think of branding and positioning, remember that your first line of offense and the most important representation of your company comes from your…
  • Jan 15

    Camping out and closing deal

    Camping out and closing deal
    I am sure you can see a common thread in many of my recent posts - Sales, Sales, Sales!  I don't care how great your product is because without an ability to articulate the value proposition succinctly, tell the world about it in a…
Rank this Week: 2382

Asset Hunter: Tracking…

Asset Hunter: Tracking International Financial Fraud

Covers the legal ramifications of financial fraud related to multinational corporations, multinational financial institutions, foreign governments, foreign officials and high-profile individuals in sensitive regulatory, civil and international criminal matters. By Michael Diaz, Jr.

http://www.michaeldiazjr.com
  • Feb 5

    Diaz Reus & Targ LLP scored a stunning…

    Diaz Reus & Targ LLP scored a stunning victory in the U.S. District Court for the Southern District of New York last week on behalf of the government of Venezuela, obtaining complete and final dismissal with prejudice of a suit brought by…
  • Sep 25

    Bolivia’s Anti-Corruption Colonel, Mario Fabrizio Ormachea, Arrested in Miami FBI Sting | Trial period set for October

    Bolivia’s Anti-Corruption Colonel, Mario Fabrizio Ormachea, Arrested in Miami FBI Sting | Trial period set for October
    Mario Fabrizio Ormachea, the colonel leading Bolivia’s Anti-Corruption Unit, is being held without bail in Miami, awaiting an October 21 trial period after being arrested in an August 31 Miami FBI sting operation where he attempted to…
  • Aug 14

    Are You Too Busy To Be A Good Parent?

    Are You Too Busy To Be A Good Parent?
    The ongoing custody battle between R&B singer Usher and his ex-wife, Tameka Foster, highlights the challenges that busy parents face today. It is already hard enough for two parents to manage busy professional schedules and still make…
Rank this Week: 4514

Texas Debt Suit Defense 101

Texas Debt Suit Defense 101

Covers credit card and other debt suit litigation in Texas from the defense side, including substantive legal and evidentiary issues, and comparative analysis of pleadings, legal theories, and litigation strategy. By Wolfgang Demino.

http://debt-suit-litigation-in-texas.blogspot.com
Rank this Week: 2776

Securities Fraud Attorney Blog

Securities Fraud Attorney Blog

Covers securities fraud, and other areas of securities law and banking and finance law. By Rich, Intelisano & Katz, LLP.

http://www.securitiesfraudattorneyblog.com/
  • Oct 25

    UBS in Web of Puerto Rico Bond Funds Suffering Massive Losse

    UBS in Web of Puerto Rico Bond Funds Suffering Massive Losse
    Puerto Rico bond funds have been suffering massive losses recently and regulators have already taken action. According to the SEC, UBS Financial Services of Puerto Rico Inc. (“UBS”) misled thousands of its retail investors in 23…
  • Dec 9

    Bloomberg Update on $383M Client Case v. Citigroup

    Bloomberg Update on $383M Client Case v. Citigroup
    Below is a piece by Bloomberg on our firm's $383 million claim against Citigroup. There's more on this case on the firm's website at http://www.riklawfirm.com/ Citigroup’s Mathur Said to Depart With Hybrid Traders as Pandit Cuts Jobs By…
  • Dec 1

    American Lawyer Piece on Firm's Citigroup Case

    American Lawyer Piece on Firm's Citigroup Case
    Below is an American Lawyer piece which explains our clients' pending $383 million FINRA arbitration against Citigroup. It goes on to talk about how there are more and more large and complex cases at FINRA. It's true. As partner John Rich…
Rank this Week: 2693