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NC Business & Banking Law Blog

NC Business & Banking Law Blog

Legal news and analysis on matters affecting financial institutions and other businesses, with an emphasis on North Carolina. By Matt Cordell.

http://bizlawnc.com/
  • Aug 16

    Boards of Directors and Information Security Risk

    Boards of Directors and Information Security Risk
    Directors should take an active role in managing data security risks rather than leaving it up to management and IT staff, according to recent remarks by SEC Commissioner Luis Aguilar. Commissioner Aguilar recently delivered a speech at the…
  • Jul 30

    Is Bank Regulatory Relief Gaining Momentum?

    Is Bank Regulatory Relief Gaining Momentum?
    Banks have been pleading with Congress for regulatory relief for as long as I can recall.  (For example, before the ink on the Dodd-Frank Act was dry, bankers were warning of the harmful effects of the cumulative regulatory burdens…
  • Jul 21

    New N.C. Statute Gives Lenders More Options When Developers Default

    New N.C. Statute Gives Lenders More Options When Developers Default
    Lenders now have a bit more to think about when making a loan to a developer of a planned community.   A few days ago, the General Assembly enacted, and the Governor signed into law, important amendments to the Planned…
Rank this Week: 3962

Investment Fund Law Blog

Investment Fund Law Blog

Provides updates and insights on legal issues facing fund managers and investors. By Pillsbury Winthrop Shaw Pittman LLP.

http://www.investmentfundlawblog.com/
  • Aug 15

    Advisory Alert! – Repatriation of Funds Out of China

    Advisory Alert! – Repatriation of Funds Out of China
    China imposes controls on the inflow and outflow of foreign exchange. Given the involvement of State Administration of Foreign Exchange and various other governmental agencies in the process, repatriating funds from China can be a trap for…
  • Aug 5

    Cyber Security and Investing: Steps to Help Avoid a Digital Disaster

    Cyber Security and Investing: Steps to Help Avoid a Digital Disaster
    The relentless attention being paid to cyber-attacks is driving companies to increase cyber security budgets and purchases. In turn, this has led institutional investors and asset managers to see potentially massive returns associated with…
  • Aug 4

    SEC Enforcement Update – A busy (and entertaining) week, July 28 – August 1, 2014

    SEC Enforcement Update – A busy (and entertaining) week, July 28 – August 1, 2014
    At the Intersection of Faith and Illiteracy. In what may have been one of the more interesting weeks this year for SEC enforcement actions, the Enforcement Division brought a number of actions last week, several of which will make you wonder…
Rank this Week: 3474

Blog y Lana finanzas personales…

Blog y Lana finanzas personales que se entienden

Porque de nada sirve ganar mucho dinero si no sabemos mantenerlo en nuestra bolsa. Finanzas personales que se entienden.

http://www.blogylana.com/
  • Aug 15

    Nadie te pisa si no estás en el suelo. Podcast #145

    Nadie te pisa si no estás en el suelo. Podcast #145
    ¿Somos realmente vícimas de los clientes, las empresas y todo nuestro entorno? o ¿hay algo que siempre podemos hacer para evitar abusos en nuestra vida profesional? Un podcast que habla de mi punto de vista y claro,…
  • Aug 13

    El dinero que necesitas para emprender

    El dinero que necesitas para emprender
    Esta es la sección de invitados. Todos los lectores de Blog&Lana están invitados a colaborar con un artículo (o dos o más) siempre y cuando, esté de alguna manera relacionado con el dinero, sea…
  • Aug 8

    Influencia de la familia en nuestras finanzas Podcast #144

    Influencia de la familia en nuestras finanzas Podcast #144
    Bienvenidos al podcast No. 144 donde contesto tres preguntas del público ovejuno. para mejorar las finanzas personales. La primera es sobre fondos de inversión y abre un interesante proyecto: compartir información sobre…
Rank this Week: 4756

Payment Law Advisor

Payment Law Advisor

Provides legal commentary and resources for the payment industry. By Davis Wright Tremaine LLP.

http://www.paymentlawadvisor.com/
  • Aug 13

    New York Becomes First State to Propose Virtual Currency Regulation

    New York Becomes First State to Propose Virtual Currency Regulation
    On July 17, 2014, the New York State Department of Financial Services (DFS) became the first state agency to release proposed regulations specifically governing the crypto-currency industry.  The proposed regulations were published in…
  • Aug 13

    Fair Lending Analysis of Credit Card

    Fair Lending Analysis of Credit Card
    PLA today posts a link to a Philly Fed discussion paper entitled “Fair Lending Analysis of Credit Cards.”  The paper addresses, among other matters, disparate impact risks in credit scoring models and prescreen…
  • Jul 30

    FACTA Class Action

    FACTA Class Action
    In the July 2014 issues of The Review of Banking & Financial Services, DWT payments team members Burt Braverman and Micah Ratner wrote about the truncation requirement of FACTA, which has spawned a wave of class action litigation…
Rank this Week: 2727

Banking Law Update

Banking Law Update

Provides updates and commentary on developments in law affecting banks and financial institutions. By Verrill Dana LLP.

http://www.bankinglawupdate.com/
  • Aug 8

    Maine Updates Truth-In-Savings, Funds Availability Rule

    Maine Updates Truth-In-Savings, Funds Availability Rule
    Maine’s Truth-in-Savings and Funds Availability Rule is getting an overhaul.  On August 6, 2014, Maine’s Bureau of Financial Institutions announced that changes to Chapter 118, Funds Availability and Truth-in-Savings had…
  • Aug 6

    Maine's Greenleaf Decision Creates Mortgage “Insecurity” for MERS

    Maine's Greenleaf Decision Creates Mortgage “Insecurity” for MERS
    In a decision sure to cast doubt on the validity of numerous mortgages throughout the State, Maine’s highest court invalidated the foreclosure of a mortgage held by MERS. In Bank of America v. Greenleaf, the Maine Law Court held that…
  • Aug 5

    FDIC: Banks can consult with FDIC staff instead of hiring consultant

    FDIC: Banks can consult with FDIC staff instead of hiring consultant
    The Summer 2014 edition of the FDICs Supervisory Insights Journal is now out. This edition includes two articles: (1) an article advising banks on how to meet regulatory expectations without outside consultants; and (2) an article…
Rank this Week: 3292

Canadian M&A Perspectives

Canadian M&A Perspectives

Covers developments in private and public mergers and acquisitions, and private equity. By McCarthy Tetrault.

http://www.canadianmergersacquisitions.com
  • Aug 5

    Reasonable Efforts vs. Best Efforts – Why the Fuss?

    Reasonable Efforts vs. Best Efforts – Why the Fuss?
    By Geoff R. Hall and Lama Sabbagh Last fall, we featured a blog post that offered a Canadian perspective on the interpretation and use of benchmarking in efforts clauses. Some of the commentary that ensued suggests that Canadian courts were…
  • Jul 28

    Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive compensation

    Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive compensation
    By McCarthy Tétrault LLP The following post on the Canadian Appeals Monitor blog may be of interest to readers of this blog: Pay Me Now: Court of Appeal Delivers Lessons on fiduciary duties, the business judgment rule, and executive…
  • Jun 17

    The Ontario Court Revisits Fairness Opinion

    The Ontario Court Revisits Fairness Opinion
    By Graham Gow, Jonathan Grant, Andrew Parker and Matthew Cumming As we described in a previous blog post, the Ontario Court released a decision in March (Champion Iron Mines Limited) in which it held that a fairness opinion that does not…
Rank this Week: 3940

RIA Compliance Blog

RIA Compliance Blog

Covers registered investment advisor regulations. By Parker MacIntyre.

http://www.riacomplianceblog.com/
  • Jul 14

    SEC fines RIA for failure to disclosure conflicts of interest on Form ADV

    SEC fines RIA for failure to disclosure conflicts of interest on Form ADV
    In a consented-to Administrative Order dated July 2, 2014, the Securities and Exchange Commission fined a Missouri-based Registered Investment Adviser, SignalPoint Asset Management ("SignalPoint" or "SAM"), $215,000 for breaching its'…
  • Jun 16

    Alabama Joins the Crowd: State Crowdfunding Exemption

    Alabama Joins the Crowd: State Crowdfunding Exemption
    The Alabama Legislature passed a crowdfunding exemption bill this April, but the bill is still awaiting the Governor's signature to become effective. Alabama is the eleventh state to enact legislation or develop regulations on this topic. …
  • Jun 12

    State Private Fund Adviser Exemption Update

    State Private Fund Adviser Exemption Update
    In the past six months two states, Iowa and Texas, have adopted private fund adviser exemptions to their investment adviser registration requirements under their respective state securities acts. Another state, Washington, has proposed a…
Rank this Week: 3583

Strictly Business

Strictly Business

Covers business law for entrepreneurs, emerging companies and the investment management industry. By Alexander J. Davie.

http://www.strictlybusinesslawblog.com/
  • Jul 7

    Venture Capital Term Sheet Negotiation — Part 12: Preemptive Right

    Venture Capital Term Sheet Negotiation — Part 12: Preemptive Right
    This post is the twelfth in a series giving practical advice to startups with respect to understanding and negotiating a venture capital term sheet. In the prior eleven posts, we provided an introduction to negotiation of…
  • Jun 30

    Is it time for the JOBS Act, Part Two?

    Is it time for the JOBS Act, Part Two?
    When the JOBS Act was passed, a lot of people hoped that it would de-regulate startup finance, resulting in a boom of new startups being funded.  Through repealing the ban on general solicitation, allowing online angel investment…
  • Jun 29

    Venture Capital Term Sheet Negotiation — Part 11: Management and Information Right

    Venture Capital Term Sheet Negotiation — Part 11: Management and Information Right
    This post is the eleventh in a series giving practical advice to startups with respect to understanding and negotiating a venture capital term sheet. In the prior ten posts, we provided an introduction to negotiation of the term…
Rank this Week: 3312

Private Funds Law Update

Private Funds Law Update

Covers private funds and alternative investments. By Reed Smith LLP.

http://www.privatefundslaw.com/
  • Jun 20

    AFIMD update for US managers of non-EU alternative investment fund

    AFIMD update for US managers of non-EU alternative investment fund
    This post was authored by Winston Penhall, Editor of this blog and partner in the Investment Funds practice of Reed Smith LLP, London. We are frequently asked by non-EU managers broadly what their options are in relation to AIFMD compliance…
  • Oct 8

    What should UK and non EU AIFMs be doing now?

    What should UK and non EU AIFMs be doing now?
    This post was authored by Jacqui Hatfield, regulatory partner at Reed Smith LLP, London. The AIFMD trigger date occurred on 22 July this year, with a 12-month transitional period (TP) in place in the UK for (i) existing UK managers of AIFs…
  • Oct 8

    SEC proposes new rules under the JOBS Act

    SEC proposes new rules under the JOBS Act
    On August 29, 2012, the SEC issued proposed rules to implement Congress' mandate, under the Jumpstart Our Business Startups Act (the "JOBS Act"), that the agency eliminate the existing ban on use of general solicitation and/or general…
Rank this Week: 4072

Financial Industry Resource Center

Financial Industry Resource Center

Covers the financial crisis. By Hunton & Williams.

http://www.huntonfinancialindustryresourcecenter.com/
  • May 7

    CFPB Proposes New GLB Privacy Notice Rule

    CFPB Proposes New GLB Privacy Notice Rule
    As reported on our Privacy and Information Security Law Blog, on May 6, 2014, the Consumer Financial Protection Bureau (“CFPB”) announced a new proposed rule impacting privacy notices that financial institutions are required to…
  • Jan 23

    SEC Releases "Regulation A+" Proposal

    SEC Releases "Regulation A+" Proposal
    On December 18, 2013, the SEC proposed rules under Title IV of the JOBS Act to amend Regulation A (Rules 251-263 under the Securities Act of 1933 (the "Securities Act")). The proposed rules, which have been referred to informally as…
  • Nov 27

    CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Broker

    CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Broker
    A recent court order in favor of the Commodity Futures Trading Commission (or CFTC) and new rules issued by CFTC establish a standard of liability for depository institutions that fail to fulfill their customer funds protection obligations…
Rank this Week: 4146

The PSLRA Nugget

The PSLRA Nugget

Covers securities class action case law. By Christopher S. Jones.

http://pslranugget.blogspot.com/
  • Feb 3

    The Nugget is Moving to a New Home

    The Nugget is Moving to a New Home
    Please update your bookmarks, as the PSLRA Nugget is moving to a new easier to remember website address.  Also if you are getting this by email, and you would like to continue getting it that way, you just need to go to
  • Feb 2

    Yes Shorter is Better (at least in legal briefing)

    Yes Shorter is Better (at least in legal briefing)
    OK, you know who you are.  The serial page extension requesters.  But Judge, we have to have 100 pages to explain it.  I know, I know, we've all done it.  And yes I agree sometimes it's necessary.  But District Judge Joy Flowers Conti…
  • Mar 18

    Confidential Sources Still Alive & Kicking

    Confidential Sources Still Alive & Kicking
    What's that? You thought Tellabs banned confidential witnesses? Well, let's not get carried away here, as there's certainly at least two ways to read that opinion. Of course, after the 7th Circuit decided Higginbotham v. Baxter, it was…
Rank this Week: 3172