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Investment Fraud Information

Investment Fraud Information

By Andrew Stoltmann.

http://www.investmentfraudtimes.com/securities-fraud-attorneys/
  • Aug 18

    Update For Investors: Patrick Hudson Terminated From RBC Capital Market

    Update For Investors: Patrick Hudson Terminated From RBC Capital Market
    Stoltmann Law Offices continues to investigate Patrick Hudson, a former RBC Capital Markets broker based out of Maryland. In July 2017, the Financial Industry Regulatory Authority (FINRA) sanctioned him following allegations that he…
  • Aug 17

    Gabriel Hynes Entered Into An AWC With FINRA: What Investors Can Do

    Gabriel Hynes Entered Into An AWC With FINRA: What Investors Can Do
    According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Gabriel Hynes allegedly purchased securities in four different companies through private offerings conducted…
  • Aug 17

    Bae Keun Yu; SH Investment & Securities; Los Angeles, California

    Bae Keun Yu; SH Investment & Securities; Los Angeles, California
    According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Bae Keun Yu violated securities laws. Mr. Yu allegedly formed Optima Koam Investment Inc. in September 2013 in…
Rank this Week: 47

Securities Law Attorneys Blog

Securities Law Attorneys Blog

Covers securities law. By Fitapelli | Kurta.

http://www.securitieslawattorneys.net/
  • Aug 21

    Lorenzo Esteva Was Terminated From a Former Employer

    Lorenzo Esteva Was Terminated From a Former Employer
    Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Florida-based UBS Financial Services broker/adviser Lorenzo Esteva has received resolved or pending customer…
  • Aug 21

    Vincent Foley Received a Complaint For Executing Unauthorized Trade

    Vincent Foley Received a Complaint For Executing Unauthorized Trade
    Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Ohio-based Merrill Lynch broker/adviser Vincent Foley has received resolved or pending customer disputes. Fitapelli…
  • Aug 21

    John Micera Has Received a Pending Customer Complaint

    John Micera Has Received a Pending Customer Complaint
    Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that New Jersey-based RBC Capital Markets broker/adviser John Micera has been named in a pending customer…
Rank this Week: 60

Fitapelli Kurta News

Fitapelli Kurta News

Features stock fraud news.

http://stopbrokerfraud.com/news/
  • Aug 21

    Arni Diamond Received a Recent Customer Complaint For Recommending Unsuitable Real Estate Investment

    Arni Diamond Received a Recent Customer Complaint For Recommending Unsuitable Real Estate Investment
    Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Florida-based Kalos Capital broker/adviser Arni Diamond has received a pending customer dispute.…
  • Aug 21

    David Capin Has Received Five Customer Complaint

    David Capin Has Received Five Customer Complaint
    Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Pennsylvania-based Summit Brokerage Services broker/adviser David Capin has received resolved or pending customer…
  • Aug 21

    Terry Rider Has Received a Pending Customer Complaint

    Terry Rider Has Received a Pending Customer Complaint
    Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that former Texas-based Wells Fargo Clearing Services broker/adviser Terry Rider has received several…
Rank this Week: 69

The Race to the Bottom

The Race to the Bottom

A faculty-student collaboration on corporate governance. By Professor J. Robert Brown, Jr.

http://www.theracetothebottom.org/
  • Aug 21

    Cease-and-Desist: In re Citigroup Global Markets, Inc.; In re Morgan Stanley Smith Barney LLC.

    Cease-and-Desist: In re Citigroup Global Markets, Inc.; In re Morgan Stanley Smith Barney LLC.
    In In the Matter of Citigroup Global Markets, Inc., SEC Admin. Proc. File no. 3-17808 (Jan. 24, 2017), and In the Matter of Morgan Stanley Smith Barney LLC, SEC, Admin. Proc. File No. 3-17809 (Jan. 24, 2017), the Securities and Exchange…
  • Aug 18

    No-Action Letter for Deere & Company Permitted Exclusion of Emissions Elimination Proposal

    No-Action Letter for Deere & Company Permitted Exclusion of Emissions Elimination Proposal
    In Deere & Co., 2016 BL 406370 (Dec. 5, 2016), Deere & Company (“Deere”) requested the staff of the Securities and Exchange Commission (“SEC”) permit omission of a proposal submitted by Christine Jantz…
  • Aug 11

    Disappearing Women

    Disappearing Women
    How quickly things change—and not for the better.  In June, Fortune magazine reported that woman were “making strides” because a whopping 6.4% of CEOs were female.  As sad as that figure is, it just got much…
Rank this Week: 97

Securities Lawyers Blog

Securities Lawyers Blog

Covers securities law. By Gana LLP.

http://www.securitieslawyersblog.com/
  • Aug 2

    Broker David Menashe Sanctioned For Excessive and Unauthorized Trading

    Broker David Menashe Sanctioned For Excessive and Unauthorized Trading
    Gana LLP is investigating claims made by Financial Industry Regulatory Authority (FINRA) against broker David Menashe (Menashe). According to BrokerCheck records, Menashe was ordered to pay a restitution of $15,000 by the state of Montana for…
  • Aug 2

    Broker Dan Droeg Subject to Unsuitability Complaint

    Broker Dan Droeg Subject to Unsuitability Complaint
    Our law firm, Gana LLP, is investigating claims made by Financial Industry Regulatory Authority (FINRA) against broker Dan Droeg (Droeg). According to BrokerCheck, Droeg’s record contains two customer complaints filed against him…
  • Jul 31

    Financial Advisor Gregory Pease Subject to Multiple Customer Complaint

    Financial Advisor Gregory Pease Subject to Multiple Customer Complaint
    The investment fraud lawyers of Gana LLP are examining multiple customer disputes filed with the Financial Industry Regulatory Authority (FINRA) against financial advisor Gregory Pease (Pease). According to BrokerCheck, Pease has a multitude…
Rank this Week: 91

BD Law Blog

BD Law Blog

Features news, updates and thoughts regarding broker-dealer and investment adviser regulation and legal and compliance issues. By the Beck Law Firm, LLC.

http://www.bdlawblog.com/
  • Feb 13

    We've Moved. Great Content Still - But at New Site!

    We've Moved. Great Content Still - But at New Site!
    Posts here at BDLawBlog.com have been infrequent of late. We've been working to roll out a new online presence for The Beck Law Firm, LLC, that incorporates our blog. After more than seven years here, and more than 500 posts,...
  • Jan 7

    SEC Affirms FINRA Sanctions for Broker Taking Client Info. to New Firm

    SEC Affirms FINRA Sanctions for Broker Taking Client Info. to New Firm
    On December 15, 2014, the SEC affirmed a FINRA disciplinary action finding that a broker violated Conduct Rule 2110 when that broker downloaded certain confidential and nonpublic customer information for more than 2000 clients of his former…
  • Dec 19

    Lessons learned from putting on "the Suit."

    Lessons learned from putting on "the Suit."
    Every now and then I use my blog to share with you things not necessarily related to the law, or to our practice areas of financial markets law, estate planning or business law. Today's one of those days, and I...
Rank this Week: 103

McEldrew Young Blog

McEldrew Young Blog

Covers whistleblower law and wage theft for employees.

http://www.mceldrewyoung.com/blog/
  • Aug 14

    Disturbingly High Number of Hostile and Threatening Workplace

    Disturbingly High Number of Hostile and Threatening Workplace
    A study of 3,066 U.S. workers found that nearly one in five employees face a hostile or threatening environment at work. The unemployment rate may be at a 16-year low in 2017, but the study indicates everything is not well on the job front.…
  • Aug 10

    WSJ Reports Ontario Securities Whistleblower Tips Against Major Private Equity Firm

    WSJ Reports Ontario Securities Whistleblower Tips Against Major Private Equity Firm
    Since the Ontario Securities Commission opened its whistleblower program to tips, at least four individuals have filed complaints against one of Canada’s largest private equity firms according to the Wall Street Journal. Officials at…
  • Aug 10

    Carbon Monoxide Poisoning of Philadelphia Firefighters Reminds of Danger

    Carbon Monoxide Poisoning of Philadelphia Firefighters Reminds of Danger
    Five Philadelphia firefighters were rushed to the hospital after suffering carbon monoxide poisoning while fighting an underground electrical fire in West Chester yesterday. Six other firefighters were evaluated and monitored on the scene…
Rank this Week: 162

The White Law Group's Securities…

The White Law Group's Securities Fraud Blog

Covers securities fraud cases, investment fraud practices and securities industry regulations.

http://www.whitesecuritieslaw.com/securities-fraud/blog/
  • Aug 21

    Anthony Diaz Permanently Barred from Securities Industry

    Anthony Diaz Permanently Barred from Securities Industry
    Scotrun, PA ex-broker barred by FINRA, NJ Bureau of Securities and PA Bureau of Securities According to FINRA, Anthony Diaz (Scotrun, PA CRD 4131948) entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory…
  • Aug 21

    Wall Street V. Main Street Podcast – Episode 12

    Wall Street V. Main Street Podcast – Episode 12
    Choosing a Financial Advisor                   In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your investments, the securities attorneys of The…
  • Aug 18

    FINRA Fines Wells Fargo Securities $3.2 Million for Reporting Issue

    FINRA Fines Wells Fargo Securities $3.2 Million for Reporting Issue
    Wells Fargo Securities Censured & Fined for Supervisory Issues According to FINRA, on June 21, 2017, Wells Fargo Securities, LLC (CRD #126292, Charlotte, North Carolina) was issued an AWC in which the firm was censured, fined $3,250,000,…
Rank this Week: 394

The D & O Diary

The D & O Diary

News and commentary on Directors and Officers Liability. By Kevin M. LaCroix.

http://www.dandodiary.com/
  • Aug 20

    When IPO Companies Stumble Out of the Block

    When IPO Companies Stumble Out of the Block
    Most informed observers know that IPO companies are more susceptible to securities class action litigation than are more seasoned companies. IPO companies usually have short operating histories and so their post-offering performance can be…
  • Aug 16

    Ninth Circuit’s Standing Ruling in Remanded Spokeo Case Could Boost Plaintiff

    Ninth Circuit’s Standing Ruling in Remanded Spokeo Case Could Boost Plaintiff
    As courts have wrestled with standing issues in a variety of kinds of cases, the central question has been whether or not under the standard the U.S. Supreme Court enunciated in the Spokeo case the plaintiff alleged an injury that is…
  • Aug 15

    Shareholders File Climate Change Disclosure Lawsuit in Australian Court

    Shareholders File Climate Change Disclosure Lawsuit in Australian Court
    In the wake of President Donald Trump’s June 1, 2017 announcement that the United States will withdraw from the Paris Climate Accord, one of the things I predicted was that the administration’s action likely would trigger a host…
Rank this Week: 288

Stock Broker Fraud Blog

Stock Broker Fraud Blog

Covers broker fraud, investor fraud, marketing timing, and securities fraud. By Shepherd Smith Edwards & Kantas.

http://www.stockbrokerfraudblog.com/
Rank this Week: 387

Recover Investment Losses Blog

Recover Investment Losses Blog

Covers investment scams, broker fraud and broker negligence. By Rex Securities Law.

http://blog.rexsecuritieslaw.com
  • Aug 8

    Losses on Cole Capital REITs ?

    Losses on Cole Capital REITs ?
    Brokerage firms nationwide sold a number real estate investment trusts (REITs) sponsored by Cole Capital, including: Cole Office and Industrial Cole Advisor Corporate Income Cole Advisor Retail Income REIT Cole Credit Property Trust Cole…
  • Aug 8

    Losses on Cole Office and Industrial REIT ?

    Losses on Cole Office and Industrial REIT ?
    If you have suffered losses on your investment in Cole Office & Industrial REIT, contact us to learn how you may be able to recover damages from the brokerage firm that sold you the investment. Brokers often fail to disclose the risks…
  • Aug 8

    Investigation of Capital Financial Services Brokers-Mark & Herminia Sitter-The Woodlands, TX

    Investigation of Capital Financial Services Brokers-Mark & Herminia Sitter-The Woodlands, TX
    August 2017- Boca Raton, FL We are investigating  Capital Financial Services stockbroker Mark Raymond Sitter of the Woodlands, TX, and  his wife Herminia C. Sitter, who until June 2017, was also a  broker with…
Rank this Week: 419

Securities Law Prof Blog

Securities Law Prof Blog

Covers securities arbitration, state securities law, court decisions and law review articles. By Eric C. Chaffee.

http://lawprofessors.typepad.com/securities/
  • Aug 8

    New Securities Law Articles in Print

    New Securities Law Articles in Print
    The following law review articles relating to securities regulation are now available in paper format: Janet Austin, What Exactly Is Market Integrity? An Analysis of One of the Core Objectives of Securities Regulation, 8 Wm. & Mary Bus.…
  • Aug 1

    New Securities Law Articles in Print

    New Securities Law Articles in Print
    The following law review articles relating to securities regulation are now available in paper format: Eric C. Chaffee, A Call for Legislative Reform: Expanding the Extraterritorial Application of the Private Rights Action under Federal…
  • Jul 22

    Trump to Nominate Former Senate Aide Peirce for SEC Commissioner

    Trump to Nominate Former Senate Aide Peirce for SEC Commissioner
    Eric Beech (Reuters), Trump to Nominate Former Senate Aide Peirce for SEC Commissioner: U.S. President Donald Trump intends to nominate former Senate Republican aide Hester Maria Peirce to be a member of the Securities and Exchange…
Rank this Week: 397

Securities Lawyer 101

Securities Lawyer 101

Covers securities enforcement, securities law and going public matters. By Hamilton & Associates.

https://www.securitieslawyer101.com/blog/
  • Jan 23

    SEC Final Judgment Entered Against Graduate Leverage

    SEC Final Judgment Entered Against Graduate Leverage
    Going Public LawyerOn December 23, 2016, the United States District Court for the District of Massachusetts entered final judgments against Graduate Leverage, LLC, GL Capital Partners, LLC, GL Investment Services, LLC, Taft Financial…
  • Jan 22

    Final Judgment Entered Against Gregg Mulholland Posted by Brenda Hamilton

    Final Judgment Entered Against Gregg Mulholland Posted by Brenda Hamilton
    Going Public LawyerOn January 11, 2017, the U.S. District Court for the Eastern District of New York entered a final judgment against defendant Gregg R. Mulholland, a penny stock promoter charged in an SEC action with illegally selling more…
  • Jan 21

    Final Judgment Entered in “Prime Bank” Fraud – By: Brenda Hamilton

    Final Judgment Entered in “Prime Bank” Fraud – By: Brenda Hamilton
    Going Public LawyerOn January 13, 2017, the U.S. District Court for the District of Minnesota entered a final judgment against Minnesota resident James M. Louks and his company, FiberPoP Solutions, Inc. Louks and FiberPoP are defendants in an…
Rank this Week: 417

Classified: The Class Action Blog

Classified: The Class Action Blog

A blog focused on the latest class action developments and trends by the attorneys of Carlton Fields Jorden Burt.

http://classifiedclassaction.com/
Rank this Week: 945

Institutional Investor Securities…

Institutional Investor Securities Blog

Covers investment fraud involving auction-rate securities, credit rating agencies, hedge funds and mortgage-backed securities. By Shepherd Smith Edwards & Kantas.

http://www.institutionalinvestorsecuritiesblog.com/
Rank this Week: 444

Securities Litigation and…

Securities Litigation and Regulatory Enforcement Blog

Covers SEC investigations, insider trading, derivative actions, white collar defense, and whistleblowers. By Orrick, Herrington & Sutcliffe LLP.

http://blogs.orrick.com/securities-litigation/
  • Aug 15

    Second Circuit Ruling Creates Challenge for Securities Class Action Plaintiff

    Second Circuit Ruling Creates Challenge for Securities Class Action Plaintiff
    The Second Circuit recently considered the extraterritorial application of the U.S. securities laws in the private securities class action context, bringing some clarity to an area of the law that is increasingly important given the…
  • Aug 8

    The “Pharma Bro” Trial—Who Really Won?

    The “Pharma Bro” Trial—Who Really Won?
    After a five-week trial, a jury of five men and seven women convicted notorious pharmaceutical executive Martin Shkreli of securities fraud on August 4, 2017. Shkreli had been charged with two counts of securities fraud, three counts of…
  • Aug 1

    On the Chopping Block: The Effort to Repeal the CFPB’s New Rule on Consumer Class Action

    On the Chopping Block: The Effort to Repeal the CFPB’s New Rule on Consumer Class Action
    On July 19, 2017, the Consumer Financial Protection Bureau (“CFPB”) published a new rule that has the potential to significantly increase the number of class action lawsuits brought by consumers against their financial services…
Rank this Week: 859

Broke and Broker

Broke and Broker

Covers the Wall Street docket of criminal, civil, regulatory, and arbitration cases. By Bill Singer.

http://brokeandbroker.com/index.php
  • Aug 14

    Stifel Prevails In Arbitration But Former Hilltop Employees Hit With Award

    Stifel Prevails In Arbitration But Former Hilltop Employees Hit With Award
    In January 2016, Hilltop Holdings Inc. announced that it had merged its broker-dealer subsidiaries First Southwest Company LLC and Hilltop Securities, Inc., which effectively folded the former Southwest Securities Inc. into Hilltop…
  • Aug 14

    BrokeAndBroker.com Blog by Bill Singer WEEK IN REVIEW

    BrokeAndBroker.com Blog by Bill Singer WEEK IN REVIEW
    Negligent Market Manipulation In OTC Stock Promotion http://www.brokeandbroker.com/3561/finra-otc-manipulation/I concede that much of the content in the BrokeAndBroker.com Blog is of the "dog bites man" variety. That should be…
  • Aug 14

    IN MEMORIAM Viginia, Spain, and Finland

    IN MEMORIAM Viginia, Spain, and Finland
    In MemoriamCharlottesville, VirginiaBarcelona, SpainCambrils, SpainTurku, FinlandTruly, I have nothing to say. And even if I did, what can I say that hasn't already been said? As I have done so often, too often, in the recent past, I will…
Rank this Week: 954

California Securities Fraud Lawyer…

California Securities Fraud Lawyer Blog

Covers securities regulation, fiduciaries, and securities disputes news and updates. Published By Alcala Law Firm.

http://www.californiasecuritiesfraudlawyerblog.com/
  • Aug 3

    Securities Whistleblower Awarded More Than $1.7 Million by SEC

    Securities Whistleblower Awarded More Than $1.7 Million by SEC
    A company insider was recently awarded more than $1.7 million by the Securities and Exchange Commission pursuant to the SEC’s securities fraud whistleblower program.  Whistleblowers who provide the SEC with original and credible…
  • Jul 31

    Another Securities Arbitration Win for University of San Francisco School of Law

    Another Securities Arbitration Win for University of San Francisco School of Law
    For the past ten years, I have had the pleasure of serving as the supervising attorney for the University of San Francisco School of Law Investor Justice Clinic (IJC). The IJC provides free legal services to financial consumers who wish to…
  • Jun 26

    Morgan Stanley Smith Barney Liable for Aiding and Abetting Financial Elder Abuse

    Morgan Stanley Smith Barney Liable for Aiding and Abetting Financial Elder Abuse
    Last week, a securities arbitration panel in Los Angeles, California, found Morgan Stanley Smith Barney (“MSSB”) liable for elder financial abuse by aiding and abetting an unaffiliated individual’s financial…
Rank this Week: 759

White Collar Alert

White Collar Alert

Provides news and insight to counsel and legal observers concerning white collar criminal defense, internal investigations, government litigation and regulatory compliance. By Montgomery McCracken.

http://whitecollarblog.mmwr.com
  • Aug 1

    Will the Rise of the Cell Phone Mean the Death of the Third-Party Doctrine?

    Will the Rise of the Cell Phone Mean the Death of the Third-Party Doctrine?
    This guest post was authored by Molly Dolinger, a summer associate with Montgomery McCracken. There are currently more cell phones in the U.S. than there are people. Given the increasingly mobile-dependent state of our society, it should…
  • Jul 28

    SCOTUS to Clarify Protections for Securities Fraud Whistleblower

    SCOTUS to Clarify Protections for Securities Fraud Whistleblower
    This guest post was authored by Bianca Valcarce, a summer associate with Montgomery McCracken. The Supreme Court of the United States has agreed to review the Ninth Circuit’s decision in Digital Realty Trust, Inc. v. Somers and…
  • Jul 20

    Fifth Amendment Concerns Result in Overturned Convictions in First Criminal LIBOR Appeal

    Fifth Amendment Concerns Result in Overturned Convictions in First Criminal LIBOR Appeal
    The Second Circuit yesterday became the first court of appeals to address a criminal appeal regarding the government’s investigation into the manipulation of the London Interbank Offered Rate (“LIBOR”). Its decision in…
Rank this Week: 535

Corporate Securities Law Blog

Corporate Securities Law Blog

Focuses on complliance, corporate governance, disclosure, mergers and tax issues. By Sheppard Mullin.

http://www.corporatesecuritieslawblog.com/
Rank this Week: 662

Financial Counsel

Financial Counsel

Covers compliance, employment and industry intelligence for investment professionals and investment, planning and regulatory intelligence for investors. By James J. Eccleston.

http://financialcounselblog.com
  • Jun 23

    Destructive Impact of Fund Fee

    Destructive Impact of Fund Fee
    A retiree living off her portfolio may lose hundreds of dollars a year in income for each added basis point of fund expense ratio — or adviser fee. BY CRAIG L. ISRAELSENFEES DIRECTLY REDUCE PORTFOLIO RETURNS … AND that comes…
  • Apr 7

    Customer Sues Merrill Lynch for Fraud in Connection with Its Use of Funds in a Reserve Account

    Customer Sues Merrill Lynch for Fraud in Connection with Its Use of Funds in a Reserve Account
    From the Desk of Jim Eccleston at Eccleston Law LLC: A former customer of Merrill Lynch has sued the firm in California civil court for engaging in fraud. According to the lawsuit, Merrill Lynch misused the customer’s cash that…
  • Apr 5

    New Recommendations by the FINRA Dispute Resolution Task Force (15th Article)

    New Recommendations by the FINRA Dispute Resolution Task Force (15th Article)
    From the Desk of Jim Eccleston at Eccleston Law LLC:This is the fifteenth in a series of posts to discuss the 51 recommendations that the FINRA Dispute Resolution Task Force (Task Force) has made to the National Arbitration and Mediation…
Rank this Week: 563

The Lebrecht Group, APLC Blog

The Lebrecht Group, APLC Blog

Discusses corporate securities law .

http://www.thelebrechtgroup.com/blog/
  • Jul 11

    SEC Allows Solicitation in Private Offering

    SEC Allows Solicitation in Private Offering
    At long last, the SEC has approved general solicitation in 506 offerings.  I have previously blogged on the subject here and here. It seems each stakeholder group is claiming it as their own victory.  Hedge funds, crowdfunders,…
  • Jun 19

    Sponsored Research. When Is It Independent?

    Sponsored Research. When Is It Independent?
    This week, Fox Business News contributor Tobin Smith was terminated because he violated their policy that “no contributor to FBN [Fox Business Network], nor his/her firm, and/or family members are allowed to accept financial…
  • Jun 6

    When Is It a Good Strategy To Lie to the SEC?

    When Is It a Good Strategy To Lie to the SEC?
    This, of course, is a misleading question.  The answer is never.  In case you need some law to back up that conclusion, take a look at the recent case of Robert J. Vitale.  Mr. Vitale was the subject of an SEC enforcement…
Rank this Week: 846

Perry Krumsiek & Jack Law Blog

Perry Krumsiek & Jack Law Blog

Covers business, health care, intellectual property and media law.

http://pkjlawblog.wordpress.com/
  • Feb 2

    Here’s One Government Program Worth HARPing On

    Here’s One Government Program Worth HARPing On
    If you are one of the hundreds of thousands of Americans permanently traumatized by the government’s highly lauded, but horribly executed, loan modification program, take heart.  I’m here to tell you that there’s another government…
  • Feb 2

    Here’s One Government Program Worth HARPing On

    Here’s One Government Program Worth HARPing On
    If you are one of the hundreds of thousands of Americans permanently traumatized by the government’s highly lauded, but horribly executed, loan modification program, take heart.  I’m here to tell you that there’s…
  • Oct 27

    The Lincoln Lawyer

    The Lincoln Lawyer
    Before Abraham Lincoln became our greatest president, he was a great corporate lawyer.  And before he was a corporate lawyer, he was a brilliant trial lawyer. In the 1840s, Lincoln represented a Revolutionary War widow who had been bilked…
Rank this Week: 866

Special Situations Law

Special Situations Law

By Norton Rose Fulbright. Covers shareholder activist and defence mandates, as well as complex reorganization transactions.

http://www.specialsituationslaw.com/
  • Aug 21

    Investors heating up the conversation on climate change

    Investors heating up the conversation on climate change
    Shareholders are placing increased value on non-financial factors when making investment decisions. Some of these factors are environmental and social issues. In particular, shareholder proposals on climate change have recently gained some…
  • Aug 8

    Alberta Securities Commission declines to exercise public interest jurisdiction to terminate soliciting dealer arrangement in proxy fight

    Alberta Securities Commission declines to exercise public interest jurisdiction to terminate soliciting dealer arrangement in proxy fight
    In its recent PointNorth Capital Inc. decision, the Alberta Securities Commission (ASC) was called upon to consider the appropriateness of a soliciting dealer arrangement that had been entered into by the issuer, Liquor Stores N.A. Ltd., in…
  • Aug 1

    Social Media: Shareholder Activism in 140 Characters or Le

    Social Media: Shareholder Activism in 140 Characters or Le
    Social media has changed how we live. We have access to extensive information and global connections at our finger tips.  Given its already well-established presence in our personal lives, it comes as no surprise that social media has…
Rank this Week: 1005

Securities Law Blog

Securities Law Blog

Features news, commentary and thoughts on the law of the securities markets. By Mark Astarita.

http://seclaw.blogspot.com/
Rank this Week: 2688

Federal Securities Law Blog

Federal Securities Law Blog

FedSecLaw.com is devoted to highlighting current issues in securities laws, discussing the ramifications of those issues for today’s businesses, and providing bottom-line takeaways for busy owners, managers, and executives. By Porter Wright Morris & Arthur LLP.

http://www.fedseclaw.com/
  • Aug 21

    The impact of efforts clauses in transactional document

    The impact of efforts clauses in transactional document
    Most transactional documents include effort clauses as covenants to require a party to perform a certain act or acts to achieve a stated goal. These terms generally include the following: Best efforts Reasonable efforts Commercially…
  • Aug 8

    Retaining key employees in an acquisition

    Retaining key employees in an acquisition
    Imagine identifying an acquisition target that looks great on paper: strong earnings, efficient operations and good workplace environment. But after acquiring the target, a key employee leaves, taking with him or her key customers and…
  • Aug 4

    Learning from Yahoo!’s missteps: Meeting SEC disclosure obligations after a cyber-attack

    Learning from Yahoo!’s missteps: Meeting SEC disclosure obligations after a cyber-attack
    In July 2016, Verizon announced it would buy Yahoo! for an unprecedented $4.83 billion. Several months later, Yahoo! disclosed two massive data breaches that affected 1.5 billion people, threatening to scuttle the agreement. Although Verizon…
Rank this Week: 4205

Jim Hamilton's World of Securities…

Jim Hamilton's World of Securities Regulation

Commentaries on security regulation.

http://jimhamiltonblog.blogspot.com/
  • Aug 21

    Bad faith claim rejected in MeadWestvaco-Rock-Tenn merger suit

    Bad faith claim rejected in MeadWestvaco-Rock-Tenn merger suit
    By Mark S. Nelson, J.D.The Delaware Chancery Court dismissed a bad faith claim brought by shareholders of MeadWestvaco Corporation against the company’s board of directors over the alleged undervaluation of non-core assets in a merger…
  • Aug 18

    Former Bankrate execs to pay combined $291K to settle SEC charge

    Former Bankrate execs to pay combined $291K to settle SEC charge
    By Mark S. Nelson, J.D.Edward DiMaria and Matthew Gamsey will pay combined penalties of over $291,000 to resolve the SEC’s charges that they manipulated Bankrate Inc.’s financials to assuage the expectations of analysts who…
  • Aug 17

    Repeal of FSOC’s SIFI designation authority urged

    Repeal of FSOC’s SIFI designation authority urged
    By J. Preston Carter, J.D., LL.M.The Financial Stability Oversight Council’s Dodd-Frank Act authority to designate nonbank financial companies as systemically important financial institutions (SIFIs) should be repealed, according to the…
Rank this Week: 2691

TheCorporateCounsel.net Blog

TheCorporateCounsel.net Blog

Covers corporate and securities law. By Broc Romanek.

http://www.thecorporatecounsel.net/Blog/
  • Aug 21

    Draft IPO Filings: Corp Fin Updates Processing Guidance

    Draft IPO Filings: Corp Fin Updates Processing Guidance
    Last week, Corp Fin issued updated guidance on processing procedures for draft registration statements.  The new guidance clarifies how the IPO offering date will be determined & the ability of companies with registration…
  • Aug 18

    “Token Sales” & ICOs: Food for Thought

    “Token Sales” & ICOs: Food for Thought
    In response to my recent blog about “initial coin offerings” (also known as “token sales”), Margaret Rosenfeld of Smith Anderson sent me this interesting note: 1. It’s Real – The crypto-economy is a reality…
  • Aug 17

    Links to Exhibits: How to Link to A Very Old Exhibit

    Links to Exhibits: How to Link to A Very Old Exhibit
    We’ve blogged several times since the SEC adopted a rule requiring companies to link to exhibits in their filings. My latest blog predicted that we would see guidance from Corp Fin ahead of the September 1st effective date of that rule.…
Rank this Week: 2614

DealLawyers.com Blog

DealLawyers.com Blog

Covers mergers & acquisitions. From editor Broc Romanek, who is also editor of TheCorporateCounsel.net.

http://www.deallawyers.com/Blog/
  • Aug 21

    Due Diligence: M&A Cybersecurity & Privacy Roundtable

    Due Diligence: M&A Cybersecurity & Privacy Roundtable
    Privacy and cybersecurity issues are looming ever larger in M&A transactions. Buyers need to assess these risks carefully during due diligence because they can be significant and materially affect a buyer’s valuation of a…
  • Aug 18

    Cross-Border: Market Conditions for US & UK Deal

    Cross-Border: Market Conditions for US & UK Deal
    The level of deal flow between the US & the UK makes it the world’s largest bilateral deal corridor – and this Deloitte study on US-UK cross-border M&A activity during the first half of 2017 provides a…
  • Aug 17

    M&A Value Creation: Time to Rethink the “Winner’s Curse”?

    M&A Value Creation: Time to Rethink the “Winner’s Curse”?
    When I taught law school, I’d always spend some time discussing the “winner’s curse” – the idea that because of competition among bidders for deals, most mergers didn’t create much value for the…
Rank this Week: 2687

Regulation tomorrow

Regulation tomorrow

By Norton Rose Fulbright. Offers resources on the global financial services regulatory environment. It reports on financial services regulatory developments and provides insights and commentary across Africa, Asia, Australia, Canada, Europe and the United States.

http://www.regulationtomorrow.com/
  • Aug 21

    BaFin publishes new guidance note on the authorization procedure for credit institution

    BaFin publishes new guidance note on the authorization procedure for credit institution
    The German Federal Financial Supervisory Authority (BaFin) published a new guidance note (Merkblatt) on the authorization procedure for credit institutions. The guidance note provides details on the regulatory requirements for the licensing…
  • Aug 18

    FCA consults on market infrastructure providers’ 2017/18 fee rate

    FCA consults on market infrastructure providers’ 2017/18 fee rate
    The FCA has published Consultation Paper 17/31: Market infrastructure providers – 2017/18 fee rates (CP17/31). CP17/31 should be read by recognised investment exchanges, benchmark administrators and data reporting services providers. It…
  • Aug 18

    BoE consults on policy on valuation cap[abilities to support resolvability

    BoE consults on policy on valuation cap[abilities to support resolvability
    The Bank of England (BoE) has published a consultation paper which sets out the BoE’s proposed policy for the capabilities firms should have in place to ensure that an inability to produce timely and robust resolution valuations does…
Rank this Week: 1006

White Collar Wire

White Collar Wire

Covers news, cases, judicial opinions, practical tips and scholarly work regarding white-collar criminal and civil enforcement, grand jury investigations and regulatory compliance. By Jackson R. Sharman, III.

http://jacksharman.com/
  • Aug 18

    Gin Van, Joan Collins and Rare Earth

    Gin Van, Joan Collins and Rare Earth
    Friday is upon us, so a few notes about cocktails. Cocktail snobbery is suffering a (deserved) backlash, as Robert O. Simonson of the New York Times points out in When Bad Drinks Go Good: Just as the cocktail renaissance has brought…
  • Aug 15

    White-Collar Motive, Gun Crazy Movie

    White-Collar Motive, Gun Crazy Movie
    In 1950, producers Frank and Maurice King released Gun Crazy, a sometimes surreal Bonnie-and-Clyde story with an introverted, pacifist gun lover (Barton Tare, played by John Dall) and an English femme fatale sharpshooter …
  • Aug 14

    Search Warrants and Russia Raid

    Search Warrants and Russia Raid
    The execution of a search warrant on a residence owned by Paul Manafort, President Trump’s former campaign director, raises some interesting questions.  Search warrants are rarely necessary in white-collar cases, yet their use…
Rank this Week: 2103

Securities Law Blog

Securities Law Blog

Covers securities law. By Fitapelli | Kurta.

https://www.securities-law-attorney.com/
  • Aug 18

    Sandra McCabe Was Sanctioned Following Allegations of Falsifying Record

    Sandra McCabe Was Sanctioned Following Allegations of Falsifying Record
    Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that former New York-based Wells Fargo Clearing Services broker/adviser Sandra McCabe has been sanctioned by…
  • Aug 17

    Christopher Hawn Was Recently Sanctioned Following Allegations of Rule Violation

    Christopher Hawn Was Recently Sanctioned Following Allegations of Rule Violation
    Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that former California-based Alps Distributors broker/adviser Christopher Hawn has been sanctioned by FINRA…
  • Aug 17

    Roy Woehrman Was Recently Sanctioned by FINRA

    Roy Woehrman Was Recently Sanctioned by FINRA
    Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that California-based LPL Financial broker/adviser Roy Woehrman has been sanctioned by FINRA. Fitapelli Kurta…
Rank this Week: 1377

Securities Fraud Lawyer Blog

Securities Fraud Lawyer Blog

Covers securities law. By The Law Office of David Liebrader, Inc.

https://www.securitiesfraudlawyerblog.net/
  • Aug 17

    Ernest Romer Barred by FINRA: Pending Investigation

    Ernest Romer Barred by FINRA: Pending Investigation
    Ernest Romer has been barred by FINRA; Update August, 2017: Michigan seeks cease and desist, intent to bar. On August 16, 2017 the state of Michigan’s Securities Division issued a notice of intent to revoke the securities licensing of…
  • Aug 17

    William Jordan Investments Investigation

    William Jordan Investments Investigation
    William Jordan Investments Barred by California DBO; Bankruptcy Filing! On August 16, 2017 the State of California’s Department of Business Oversight announced a consent order and issued a bar which prevents William Jordan Investments…
  • Aug 14

    Kevin Wanner barred over CD Sale

    Kevin Wanner barred over CD Sale
    Kevin Wanner barred over CD sales In January, 2016 FINRA barred broker Kevin Wanner formerly of Questar Capital Corporation and Woodbury Financial for his role in brokering certificates of deposit and selling unregistered securities. In…
Rank this Week: 1371

Strictly Business

Strictly Business

Covers business law for entrepreneurs, emerging companies and the investment management industry. By Alexander J. Davie.

http://www.strictlybusinesslawblog.com/
  • Aug 17

    Accredited Investors vs. Qualified Clients vs. Qualified Purchasers: Understanding Investor Qualification

    Accredited Investors vs. Qualified Clients vs. Qualified Purchasers: Understanding Investor Qualification
    Private funds, such has hedge funds, private equity funds, and venture capital funds, are governed by a host of intersecting federal laws that impact who can invest in these fund, including the Securities Act of 1933, the Securities Exchange…
  • Jul 20

    New Options for Raising Capital for Startups and Growth Companie

    New Options for Raising Capital for Startups and Growth Companie
    Traditionally, when raising capital, an overwhelming majority of businesses have used Rule 506 of Regulation D, also often known as the “private placement exemption” as their exemption from securities registration requirements. In…
  • Jun 29

    The Life Cycle of a Private Equity or Venture Capital Fund

    The Life Cycle of a Private Equity or Venture Capital Fund
    Unlike most hedge funds, the investment holdings of private equity and venture capital funds typically are not liquid. Consequently, private equity and venture capital funds usually do not have any redemption rights and are organized to have…
Rank this Week: 2939

Stock Attorneys Blog

Stock Attorneys Blog

Covers FINRA arbitration, securities litigation, and stockbroker misconduct. By Blum Law Group.

http://www.stockattorneysblog.com/
  • Aug 16

    Burris Suspended by FINRA for Five Business Day

    Burris Suspended by FINRA for Five Business Day
    (FINRA Case #2015044921601) Johnny Earl Burris (CRD #2850953, Surprise, Arizona) submitted an Offer of Settlement in which he was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for…
  • Aug 10

    Bullock Censured and Fined by FINRA

    Bullock Censured and Fined by FINRA
    (FINRA Case #2016051902901) Robert Michael Bulloch (CRD #2541075, Raleigh, North Carolina) An AWC (Accept, Waiver & Consent) was issued in which Bulloch was censured and fined $10,000. Without admitting or denying the findings, Bulloch…
  • Aug 8

    Cetera Advisors LLC Sanctioned by FINRA

    Cetera Advisors LLC Sanctioned by FINRA
    (FINRA Case #2016050259001) Cetera Advisors LLC (CRD #10299, Denver, Colorado) – An AWC (Accept, Waiver & Consent) was issued in which the firm was censured and required to provide a remediation plan to FINRA to remediate eligible…
Rank this Week: 4302

California Corporate & Securities…

California Corporate & Securities Law

Covers California securities law, corporate governance, mergers & acquisitions and securities litigation. By Keith Paul Bishop.

http://calcorporatelaw.com/
  • Aug 16

    A Subsidiary Post

    A Subsidiary Post
    Not too long ago, I wrote about the Securities and Exchange Commission’s confusing classification of subsidiaries.  See The Case Of The Wholly Owned, But Not Totally Held, Subsidiary That May Or May Not Be 100% Owned.…
  • Aug 16

    Under The Public Records Act, A Losing Party May Be The Prevailing Party

    Under The Public Records Act, A Losing Party May Be The Prevailing Party
    When the California legislature enacted the Public Records Act,  it declared “access to information concerning the conduct of the people’s business is a fundamental and necessary right of every person in this state”.…
  • Aug 15

    California Supreme Court Declines To Rehear Documentary Transfer Tax Appeal

    California Supreme Court Declines To Rehear Documentary Transfer Tax Appeal
    In June, I wrote about the California Supreme Court’s disappointing decision in 926 N. Ardmore Ave. v. County of L.A., 2017 Cal. LEXIS 4768 (Cal. 2017).  See California Supreme Court Affirms Novel M&A Tax. Readers may…
Rank this Week: 3085

Canadian Securities Law Online

Canadian Securities Law Online

Covers Canadian securities law topics, including disclosures, corporate governance, mergers, registration and compliance. By Stikeman Elliott.

http://www.canadiansecuritieslaw.com/
  • Aug 11

    The Equity Margin Project: IIROC Withdraws Phase II of the Main Proposal for the New Methodology for Margining Equity Securitie

    The Equity Margin Project: IIROC Withdraws Phase II of the Main Proposal for the New Methodology for Margining Equity Securitie
     On July 13, 2017, the Investment Industry Regulatory Organization of Canada published IIROC Notice 17-0144 Withdrawal of the New Methodology for Margining Equity Securities-Dealer Member Rule 100 and Form 1 withdrawing Phase II of…
  • Aug 3

    IIROC Best Execution Amendments and Guidance

    IIROC Best Execution Amendments and Guidance
    Darin Renton -  On July 6, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published final amendments to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) related to best execution…
  • Aug 3

    NI 31-103 Amendments: EMDs Banned from Prospectus Offering

    NI 31-103 Amendments: EMDs Banned from Prospectus Offering
    Alix d’Anglejan-Chatillon and Darin Renton -  New custody rules for non-SRO registrants also introduced Under a series of amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing…
Rank this Week: 4707

Representing Investors

Representing Investors

Covers securities arbitration, litigation and regulatory news. By Maddox Hargett & Caruso, P.C.

http://www.investorprotection.com/blog
  • Aug 10

    FBI Investigating Former Boston Morgan Stanley Broker James Polese

    FBI Investigating Former Boston Morgan Stanley Broker James Polese
    According to AdvisorHub, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley fired for allegedly misappropriating client assets. Morgan Stanley recently fired Polese…
  • Aug 10

    FBI Investigating Former Boston Morgan Stanley Broker James Polese

    FBI Investigating Former Boston Morgan Stanley Broker James Polese
    According to AdvisorHub, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley fired for allegedly misappropriating client assets. Morgan Stanley recently fired Polese…
  • Aug 2

    FINRA Suspends and Fines Former Cleveland Wells Fargo Broker John Dettelbach

    FINRA Suspends and Fines Former Cleveland Wells Fargo Broker John Dettelbach
    FINRA recently suspended former Wells Fargo broker John Dettelbach for unauthorized trading in client accounts. Without admitting or denying the findings, Dettelbach consented to the sanctions and to the entry of findings that he exercised…
Rank this Week: 4772

Securities Compliance Sentinel

Securities Compliance Sentinel

Covers securities industry compliance and enforcement issues. By Fox Rothschild LLP.

http://securitiescompliancesentinel.foxrothschild.com
  • Aug 9

    Cybersecurity Insights from the SEC

    Cybersecurity Insights from the SEC
      Over the last several months, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) has been conducting a “sweep examination” of over 70 broker-dealers and investment advisers to…
  • Aug 9

    Cybersecurity — What are you doing

    Cybersecurity — What are you doing
    The SEC recently issued an alert for investment advisors regarding cybersecurity.  Here is a link to a story on the alert.  Are you doing enough to fight this risk?  If you do not have an answer, then the answer is probably no.…
  • Jul 26

    Rogue Brokers Beware

    Rogue Brokers Beware
      FINRA is ever-increasing its focus on rogue brokers.  For the latest on this issue, check out this recent post.Continue Reading…
Rank this Week: 3792

The Securities Edge

The Securities Edge

Covers securities law topics of interest to executives of middle market businesses. By Gunster.

http://www.thesecuritiesedge.com/
  • Aug 8

    Class Acts: Stock Indices Bar Differential Voting Right

    Class Acts: Stock Indices Bar Differential Voting Right
    In late July, S&P Dow Jones and FTSE Russell announced that they were changing or proposing to change the standards that govern whether a company is included in their indices.  Although their approaches differ, the changes would…
  • Jul 25

    RIP XBRL?

    RIP XBRL?
    Some of you may remember Christopher Cox, who served as SEC Chair from 2005 to early 2009, when he was succeeded by Mary Schapiro.  His name doesn’t come up often, perhaps because his legacy was a weakened Commission tarnished by,…
  • Jul 12

    On the subject of effective disclosure…

    On the subject of effective disclosure…
    The young ones among you may not be familiar with Harvey Pitt, but he is an incredibly smart man and a gifted attorney who chaired the SEC some years back.  He made some political gaffes in that role, but that doesn’t diminish his…
Rank this Week: 3441

North Carolina Business Litigation…

North Carolina Business Litigation Report

Reports on judicial decisions of significance to business and shareholders. By Mack Sperling of Brooks Pierce LLP.

http://www.ncbusinesslitigationreport.com/
Rank this Week: 4213

Subject to Inquiry

Subject to Inquiry

Looks at white collar, congressional, SEC, energy enforcement and other government inquiries. By McGuireWoods.

http://www.subjecttoinquiry.com/
  • Aug 7

    Recent Privilege Decision Raises Questions for Internal Investigation

    Recent Privilege Decision Raises Questions for Internal Investigation
    A recent federal district court case raises significant issues regarding privilege that should be on the radar of any in-house or outside counsel conducting an internal investigation with the goal of producing a public report. As discussed in…
  • Jul 28

    Ninth Circuit Ruling Weakens Materiality Standard under the FCA

    Ninth Circuit Ruling Weakens Materiality Standard under the FCA
    Last year in Universal Health Services, Inc. v. United States ex rel. Escobar et al. (discussed on this blog), the Supreme Court reminded litigants that the False Claims Act “is not an all-purpose antifraud statute.” In that case,…
  • Jul 21

    DOJ Takes Down AlphaBay, the World’s Largest Dark Web Marketplace

    DOJ Takes Down AlphaBay, the World’s Largest Dark Web Marketplace
    The U.S. Department of Justice has announced the seizure of AlphaBay, the largest criminal marketplace on the Internet, which was used to sell stolen financial information, identification documents and other personal data, computer hacking…
Rank this Week: 2070

New York Securities Lawyers Blog

New York Securities Lawyers Blog

Covers securities and investment fraud. By Malecki Law.

http://www.newyorksecuritieslawyersblog.com/
  • Aug 7

    What Can We Learn About Investing from NBA-Legend Tim Duncan? – Part 2 of 2

    What Can We Learn About Investing from NBA-Legend Tim Duncan? – Part 2 of 2
    This is Part 2 of an article we posted last week on former NBA-great, Tim Duncan, where we introduced the investing lessons that could be gleaned from Duncan’s relationship with his former financial adviser, Charles A. Banks, who was…
  • Jul 28

    What Can We Learn About Investing from NBA Legend Tim Duncan? – Part 1 of 2

    What Can We Learn About Investing from NBA Legend Tim Duncan? – Part 1 of 2
    Last month we learned that Tim Duncan’s financial adviser was sentenced by a federal court to four years in prison for defrauding the NBA legend of $7.5 million.  Duncan earned over $220 million during his playing career, so he is…
  • Jul 14

    What is There to Gain From Being a Whistleblower?

    What is There to Gain From Being a Whistleblower?
    It takes a lot of courage to report illegal or fraudulent misconduct by one’s own employer.  This is because being a whistleblower carries significant risks.  Whistleblowers not only risk their current employment, but possible…
Rank this Week: 2709

SEC Whistleblower Lawyer Blog

SEC Whistleblower Lawyer Blog

Covers securities law. By Silver Law Group & The Law Firm of David R. Chase, P.A.

http://www.secwhistleblowerlawyers.net/
Rank this Week: 1775

Tim O'Connor's Blog

Tim O'Connor's Blog

Covers stockbroker fraud.

http://stockbrokerlaw.com/tim-oconnors-blog
  • Aug 3

    Inherited IRA’s – Know Your Rights?

    Inherited IRA’s – Know Your Rights?
    IRA’s have been around for over 40 years, but most investors don’t know what happens when they inherit all or part of an IRA account as a death beneficiary.  Taking an outright distribution of cash as a beneficiary of an IRA…
  • Jul 26

    Non-Purpose Loans and Securities Backed Loans (SBL’s) – An Accident Waiting to Happen

    Non-Purpose Loans and Securities Backed Loans (SBL’s) – An Accident Waiting to Happen
    Many brokerage firms have been promoting non-purpose loans, resulting in abusive sales practices and supervisory violations associated with the aggressive marketing of these lending arrangements.  Brokerage firms suggesting that…
  • Jul 19

    State Regulators – The State-by-State Resource for Victimized Senior

    State Regulators – The State-by-State Resource for Victimized Senior
    Where do North American investors go when looking for their state or province specific securities regulators? The organization ServeOurSeniors.org maintains a state-by-state resource for consumers and investors in all fifty states, as well as…
Rank this Week: 3664