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2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
30 May 2024, 12:35 pm
Bantam Books, Inc. v. [read post]
22 May 2024, 1:33 pm
AUTO CLUB INSURANCE COMPANY OF FLORIDA, BRESSLER, AMERY & ROSS, P.C., LINDA MICHELLE BERNS, MASSEY CONSTRUCTION GROUP, INC., MARK B. [read post]
22 May 2024, 9:20 am
Allied Signal, Inc., 939 F.2d 1568 (Fed. [read post]
16 May 2024, 12:11 pm
Baldessari Estate During May 2023, New York-based production company, Beyer LLC, d/b/a Beyer Projects (“Beyer”) filed suit against Annamarie Baldessari, individually and as trustee of the John Baldessari Trust and Antonio Baldessari, individually and as trustee, of the John Baldessari Trust (the “Trust”). [read post]
8 May 2024, 6:00 am
RosadoIndex No. 152743/21 Appeal No. 1230 Case No. 2022-02719[*1]IntegrateNYC, Inc., et al., Plaintiffs-Appellants,vThe State of New York et al., Defendants-Respondents, Parents Defending Education, Intervenor Defendant-Respondent. [read post]
8 May 2024, 6:00 am
RosadoIndex No. 152743/21 Appeal No. 1230 Case No. 2022-02719[*1]IntegrateNYC, Inc., et al., Plaintiffs-Appellants,vThe State of New York et al., Defendants-Respondents, Parents Defending Education, Intervenor Defendant-Respondent. [read post]
6 May 2024, 2:34 pm
Lighting Defense Group. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
29 Apr 2024, 10:00 pm
Read here » Related Content Fair Debt Collection Practices Act Learn about the FDCPA including prohibited activities, regulatory compliance requirements, and recent amendments. 2021 CFPB Modernization Debt Collection Explore this practice note for an overview of the FDCPA and gain access to background information on CFPB’s authority in the Federal Fair Lending and Credit Practices Manual § 14.01 (2023) , provided by Matthew Bender & Company, Inc., a member of the… [read post]
29 Apr 2024, 1:40 pm
FINRA BrokerCheck Report – Andrew Egber According to this FINRA BrokerCheck report, Andrew Egber was affiliated with the following fir ms during his career, among others: 05/27/2022 – 04/18/2024, STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254), BETHESDA, MD, B, 01/12/2018 – 05/27/2022, RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
19 Apr 2024, 1:23 pm
Cole Financial, Inc. [read post]
19 Apr 2024, 9:28 am
At first, the matter was simple enough: CWS Marketing Group’s (CWS) size was protested, it submitted its tax returns, and SBA sided with CWS over the protester, Bid Solve, Inc. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
15 Apr 2024, 9:01 pm
Two federal district courts recently upheld decisions by the Federal Reserve Bank of Kansas City (FRBKC) and the Federal Reserve Bank of San Francisco (FRBSF) to deny master account applications from Custodia Bank (Custodia) and PayServices Bank (PayServices). [read post]
14 Apr 2024, 9:05 pm
First Interstate Bank of Denver,[8] Janus Capital Group v. [read post]
9 Apr 2024, 2:41 pm
Lyft Inc., UI Dec. [read post]
7 Apr 2024, 9:05 pm
”[4] More bluntly, the law allows for some profits to be “sacrificed” for moral or legal reasons under broad standards of managerial discretion, such as the business judgment rule for corporations.[5] However, this legal reality has not stopped many professors in law and business schools from teaching economic models – often highly stylized in the language of financial mathematics – that take profit maximization as a foundational assumption.[6] Too often, this… [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
28 Mar 2024, 10:36 am
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
