Search for: "American Enterprise Investment Services Inc"
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21 May 2024, 9:01 pm
This narrower scope results from a number of critical changes from what the DOL proposed in the fall of 2023 (the “Proposal),2 and these changes limit the primary impact of the Final Rule to service providers in the retail investment space who recommend rollover transactions from an ERISA plan to an IRA or provide investment advice to IRAs, as well as to independent insurance producers who recommend non-securities-based annuities. [read post]
8 May 2024, 2:26 pm
But doesn’t elimination of tax deferrals necessarily leave less to invest and grow, thus undermining the goal of boosting private retirement savings? [read post]
17 Apr 2024, 10:19 am
In fact, DHS has determined that an enterprise-wide cyber governance framework can qualify as a certified “technology” for purposes of the SAFETY Act. [read post]
7 Apr 2024, 9:05 pm
For example, the foundation of a free enterprise system depends on basic political agreements about the legitimacy of the rule of law, and business firms have an obligation to help preserve it.[12] The global climate emergency, to take another example, demands that business firms play a part too – and not only when and if pro-climate policies, products, or services contribute to the economic value of the firm.[13] One objection may be that my recommended approach is too… [read post]
3 Apr 2024, 9:01 pm
Last year, the Pew Research Center released a survey finding that nearly a third of Americans who had ever invested in, traded, or used crypto, no longer held any.[10] The same survey found that a whopping three-quarters of Americans who have heard about crypto do not believe that it is reliable and safe.[11] Given the continued noncompliance in this space, they have good reason to be concerned. [read post]
25 Jan 2024, 4:00 pm
This transition challenges longstanding norms in legal services where shareholder returns have often taken precedence over client needs and service quality. [read post]
28 Dec 2023, 6:49 pm
[1]See, e.g., Lauren Lefer, Scientific American, “Your Personal Information Is Probably Being Used to Train Generative AI Models | Scientific American (October 2023); Congressional Research Service, “Generative Artificial Intelligence and Copyright Law” (2023), online at: LSB10922 (congress.gov) (“AI systems are “trained” to create literary, visual, and other artistic works by exposing the program to large amounts of data, which may… [read post]
26 Nov 2023, 6:52 am
Service providers in this space will likely continue to innovate and invest in their off-premise offerings to meet their clients’ rising demand and evolving expectations. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
10 Nov 2023, 6:00 am
Surcharging is not allowed on debit cards, though some government entities may collect a service fee with either credit or debit cards. . . . [read post]
3 Nov 2023, 11:39 am
Jackman has been featured on national media outlets such as the New York Times, NPR, PBS, Oprah Daily, Essence, Black Enterprise, and the Boston Globe. [read post]
23 Oct 2023, 12:00 am
Data privacy and data protection The FTT has overturned the enforcement notice and £7.5 million Penalty Notice issued by the ICO to the American facial recognition company, Clearview AI, last year. [read post]
13 Mar 2023, 8:01 am
By Suzanne CosgroveIn a pushback against recent corporate inclusion and diversity initiatives, conservative shareholder activists from the Free Enterprise Project Friday submitted a proposal at the Apple Inc. shareholder meeting that challenged what they characterized in a tweet as “the value of their (Apple’s) woke Diversity, Equity & Inclusion (DEI) policies. [read post]
28 Jan 2023, 7:32 am
It has also become a focus of shareholder actions within enterprises, and regulatory programs in the US federal government. [read post]
22 Jan 2023, 6:59 pm
Specifically, the court observed that: “an entity, such as [the entity involved in the Gerber case,] Enterprise Products GP, can only make decisions or take actions through the individuals who govern or manage it. [read post]
9 Jan 2023, 9:01 pm
Walgreens After more than seven years of litigation, Walgreens, Inc. [read post]
5 Jan 2023, 2:22 pm
In this overview, ISS Securities Class Action Services reviews the largest shareholder-related settlements of 2022. [read post]
23 Nov 2022, 6:32 am
At one end of the spectrum, over 100 comments from commentators including asset managers/investment companies and NGO/Third sector entities generally supported broader Scope 3 disclosure (see, for example, CalSTRS, Engine No.1, As You Sow , Green Century Capital Management, Inc., and Oxfam America), including recommendations to extend the reporting requirements to smaller entities, and require third-party assurances for Scope 3 emissions disclosures. [read post]
23 Nov 2022, 6:32 am
At one end of the spectrum, over 100 comments from commentators including asset managers/investment companies and NGO/Third sector entities generally supported broader Scope 3 disclosure (see, for example, CalSTRS, Engine No.1, As You Sow , Green Century Capital Management, Inc., and Oxfam America), including recommendations to extend the reporting requirements to smaller entities, and require third-party assurances for Scope 3 emissions disclosures. [read post]
29 Oct 2022, 3:44 pm
Universities and service academies have structur [read post]
