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9 Apr 2024, 3:00 am
See Rule 415(a)(4) and Securities Act Rules CDI 612.14. [read post]
4 Apr 2024, 9:01 pm
In addition to confirming all requirements are met and you’ve carefully considered CDIs and other guidance, remember that most new rules have structured data requirements and if you incorrectly tag or fail to tag data, your disclosures are more likely to be more closely reviewed by the Disclosure Review Staff. [read post]
4 Mar 2024, 4:00 pm
INGENIEUR BREVETS PHYSIQUE (H/F) Type: Contrat à durée indéterminée (CDI) Rémunération: selon expérience et niveau de qualification Disponibilité: Immédiate Lieu de travail: CNRS Innovation + déplacement en France essentiellement Présentation CNRS Innovation CNRS Innovation, filiale du CNRS et de BPI France, est une société de transfert et de commercialisation de technologies [read post]
16 Feb 2024, 7:00 am
Nguyen said he wishes CDI was involved and would look into National General’s way of doing business. [read post]
14 Feb 2024, 4:00 pm
Le groupe Vidon recherche:Ingénieur Brevets microélectronique, physique des semi-conducteurs, nanotechnologies confirmé H/FPour plus d'informations et postulerIngénieur Brevets Télécom / Informatique confirmé H/FPour plus d'informations et postulerPostes à pourvoir immédiatement en CDI à temps plein depuis l’un de nos bureaux (Rennes, Nantes, Arcueil, Sophia Antipolis, …) ou en fonction de [read post]
8 Feb 2024, 2:38 pm
Robert Kolb, Les articles de la CDI sur la responsabilité des États pour fait internationalement illicite de 2001 dans la jurisprudence de la Cour internationale de Justice [read post]
2 Jan 2024, 9:01 pm
SEC Compliance & Disclosure Interpretations On December 14, 2023, the SEC staff published four Compliance and Disclosure Interpretations (CDIs) regarding the national security and public safety exception and related FBI and DOJ guidance. [read post]
27 Dec 2023, 3:15 am
In this installment, J.T. reviews: – The status of the SEC’s Share Repurchase Disclosure Rule – Glass Lewis’s 2024 Voting Guidelines – The SEC’s Solar Winds Enforcement Proceedings – New CDIs from Corp Fin – No-Action Letter Processes As always, if you have insights on a securities law, capital markets or corporate governance issue, trend or development that you’d like to share in a podcast, we’d love to hear from you. [read post]
20 Dec 2023, 7:19 am
With companies working to ensure compliance with the new rules, Gerding emphasized the Division’s longstanding open door policy, and he explained that the Commission may issue forward-looking comments or additional CDIs. [read post]
19 Dec 2023, 6:31 am
Given the number of implementation issues that were raised as companies struggled to comply with the new rules, the SEC staff issued several Compliance and Disclosure Interpretations (CDIs) to clarify the disclosure requirements: fifteen CDIs were issued on February 10th, nine CDIs were issued on September 27th, and ten CDIs (including revisions to two prior CDIs) were issued on November 21st. [read post]
19 Dec 2023, 6:31 am
Given the number of implementation issues that were raised as companies struggled to comply with the new rules, the SEC staff issued several Compliance and Disclosure Interpretations (CDIs) to clarify the disclosure requirements: fifteen CDIs were issued on February 10th, nine CDIs were issued on September 27th, and ten CDIs (including revisions to two prior CDIs) were issued on November 21st. [read post]
15 Dec 2023, 12:30 am
In the course of that discussion, he commented on the motivation behind the latest CDI: I hope this [CDI] underscores that the rule does not create a disincentive for public companies to consult with law enforcement or national security agencies about cybersecurity incidents. [read post]
14 Dec 2023, 3:30 am
inline [December 12, 2023] I’m sure you saw a reference to DOJ guidance on delay of Item 1.05 disclosure in that last CDI. [read post]
28 Nov 2023, 3:15 am
I’ve also included marked versions of the revised CDIs. [read post]
22 Nov 2023, 4:15 am
Note that the Staff issued some new and revised Regulation S-K CDIs regarding pay versus performance disclosure yesterday! [read post]
21 Nov 2023, 4:10 am
Will we get more CDIs during this holiday week? [read post]
21 Nov 2023, 4:05 am
Well, come sit by the fire my friends and let your intrepid blogger tell you a little story about the birth of the CDIs. [read post]
21 Nov 2023, 2:00 am
In multiple blogs, Dave included the full text of the CDIs, grouped by topic. [read post]
20 Nov 2023, 3:00 am
The revised CDI is most definitely a proxy season classic. [read post]
20 Nov 2023, 2:55 am
The interpretive position described in this CDI does not prohibit this helpful practice. [read post]
