Search for: "Capital Assets, Inc."
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3 Jun 2024, 1:19 pm
Investors in Sila Realty Trust Inc. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
29 May 2024, 1:53 pm
The Securities and Exchange Commission instituted settled proceedings against formerly registered investment adviser Mass Ave Global Inc. [read post]
24 May 2024, 6:30 am
Kim, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, May 22, 2024 Tags: climate disclosures, climate risks, disclosure requirements, SEC Q1 2024 Takeaways on What Directors and Officers Need to Know Posted by Elizabeth Bieber and Pamela Marcogliese, Freshfields Bruckhaus Deringer LLP, on Thursday, May 23, 2024 Tags: AI, Artificial intelligence, Climate Disclosure, Cybersecurity, GenAI, Generative AI, SEC Custom Proxy Voting Advice Posted by Edwin Hu (NYU), Nadya Malenko (Boston… [read post]
24 May 2024, 6:30 am
Kim, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, May 22, 2024 Tags: climate disclosures, climate risks, disclosure requirements, SEC Q1 2024 Takeaways on What Directors and Officers Need to Know Posted by Elizabeth Bieber and Pamela Marcogliese, Freshfields Bruckhaus Deringer LLP, on Thursday, May 23, 2024 Tags: AI, Artificial intelligence, Climate Disclosure, Cybersecurity, GenAI, Generative AI, SEC Custom Proxy Voting Advice Posted by Edwin Hu (NYU), Nadya Malenko (Boston… [read post]
15 May 2024, 9:36 am
On April 3, 2024, Lax & Neville LLP won a FINRA arbitration award on behalf of a 75-year-old retiree (“Claimant”) against E1 Asset Management, Inc., Shaun Joseph Grimaldi, and Ron Yehuda Itin (“Respondents”). [read post]
14 May 2024, 9:05 pm
Inc, which focuses on securities regulation but is nonetheless relevant for the corporate governance aspects of board observers, exemplifies the protective benefits of board observers in litigation. [read post]
10 May 2024, 6:00 am
.), or where the arbitrator " 'manifestly disregard[s]' the substantive law applicable to the parties' dispute" (Schiferle v Capital Fence Co., Inc., 155 AD3d 122, 127 [4th Dept 2017], quoting Wien & Malkin LLP v Helmsley-Spear, Inc., 6 NY3d 471, 479 [2006], cert dismissed 548 US 940 [2006]; see Matter of Gerber v Goldberg Segalla LLP, 199 AD3d 1354, 1355 [4th Dept 2021]). [read post]
10 May 2024, 6:00 am
.), or where the arbitrator " 'manifestly disregard[s]' the substantive law applicable to the parties' dispute" (Schiferle v Capital Fence Co., Inc., 155 AD3d 122, 127 [4th Dept 2017], quoting Wien & Malkin LLP v Helmsley-Spear, Inc., 6 NY3d 471, 479 [2006], cert dismissed 548 US 940 [2006]; see Matter of Gerber v Goldberg Segalla LLP, 199 AD3d 1354, 1355 [4th Dept 2021]). [read post]
9 May 2024, 2:00 pm
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
7 May 2024, 7:35 am
Advisor Group was originally owned by insurer American International Group, Inc, which sold it to Lightyear Capital in 2016. [read post]
5 May 2024, 7:11 pm
The asset reshuffle allegedly dealt less value and more debt to pension fund investors compared to IAC insiders. [read post]
2 May 2024, 12:05 pm
The retailer, which is majority owned by Blue Torch Capital, filed Chapter 11 Thursday in Delaware, listing assets and liabilities each of between $100 million and $500 million. [read post]
27 Apr 2024, 2:02 pm
JS & A Grp., Inc., 716 F.2d 451 (7th Cir. 1983). [read post]
25 Apr 2024, 6:52 am
Circuit Court of Appeals opinion from 1969, Community Blood Bank of Kansas City Area, Inc. v. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
18 Apr 2024, 9:01 pm
If you are rushing to make claims about using AI in your investment processes to capitalize on growing investor interest, stop. [read post]
18 Apr 2024, 7:37 am
Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
15 Apr 2024, 6:48 am
The funder will treat legal claims as corporate assets that can be monetized, it said, after underwriting and due diligence. [read post]
12 Apr 2024, 8:15 am
Monex Asset Management Inc. [read post]
