Search for: "D & S Management and Investement, LLC"
Results 1 - 20
of 1,096
Sort by Relevance
|
Sort by Date
7 Jun 2024, 10:50 am
The SEC’s ongoing investigation is being conducted by Joshua D. [read post]
5 Jun 2024, 6:51 am
Meyer disclosed in his first Supplemental Declaration that V&E represents certain members of the Ad Hoc Group in unrelated matters… Specifically, V&E represents Ares Management, LLC, Morgan Stanley & Co., LLC, Oaktree Capital Management, LP, and Monarch Alternative Capital LP. [read post]
30 May 2024, 5:11 am
So first up, we have Mathew Kerbis, out of Chicago, he’s the 2024 James Keane Award recipient, and founder of subscription attorney, LLC. [read post]
24 May 2024, 7:03 am
Ticketmaster would either (1) be forbidden from using its ticketing data in its promotion and management business or (2) it would have to give that information to other managers and promoters. [read post]
15 May 2024, 1:49 pm
Riley Wealth Management for investment losses involving high risk alternative investments. [read post]
14 May 2024, 5:08 am
According to the 2022 Franchise Disclosure Document (“FDD”) of Taziki’s Franchising LLC, Taziki’s has 59 franchised outlets which are scattered across the US. [read post]
7 May 2024, 9:31 am
His friend James Madison is very keen to invest in this startup and become a shareholder, and manage the company on Thomas’s behalf as its CEO. [read post]
2 May 2024, 6:53 am
D. [read post]
29 Apr 2024, 7:00 am
Santa Monica: A center for technology and innovation, Santa Monica’s startups and established tech companies require specialized tax advisors who understand R&D tax credits, stock option plans, and angel investor tax implications. [read post]
17 Apr 2024, 10:19 am
Insurers may also consider SAFETY Act protection in underwriting liability policies, particularly cyber and D&O liability. [read post]
1 Apr 2024, 6:44 am
Under Second Circuit precedent, an exempt director can include a “director by deputization,” or an investor who deputizes an individual to serve as its representative on the issuer’s board.That was the case here: both the Chief Investment Officer and a managing director of the short-swing purchaser, Armistice Capital, sat on the issuer’s board. [read post]
19 Mar 2024, 11:42 am
In National Small Business United, d/b/a the National Small Business Association, et al. v. [read post]
7 Mar 2024, 6:59 am
WB Waste Solutions LLC, No. 8:23-cv-00963 (D. [read post]
4 Mar 2024, 7:12 am
HPI Real Estate Opportunity Fund IV, LLC Mill Green Opportunity Fund II, LLC The claim seeks damages of $100,000.01 and $300,000.00. [read post]
4 Mar 2024, 4:00 am
This dispute centers on the shares held by the estate of Edwin LeGard, a former investment manager who at the time of his passing owned 20 of NRL’s outstanding shares. [read post]
26 Feb 2024, 12:30 pm
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
9 Feb 2024, 6:30 am
Posted by John D. [read post]
9 Feb 2024, 6:30 am
Posted by John D. [read post]
31 Jan 2024, 9:01 pm
The ramifications of this decision could be significant, as the SEC often uses its in-house courts to seek monetary penalties, and studies reveal that the SEC wins cases it brings in its in-house courts at a much higher rate than those it tries in federal court.[6] We also should expect plaintiffs to attempt to maneuver in light of the Supreme Court’s decision in Slack Technologies LLC v. [read post]
26 Jan 2024, 1:40 pm
As a result, VFA violated NASD Rule 3010, FINRA Rules 2330(c), (d), and (e), and FINRA Rule 2010. [read post]
