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28 May 2024, 6:30 am
In addition, the Treasury Sub-Committee on Financial Services Regulations has written to Nikhil Rathi, Chief Executive of the FCA, in advance of Parliament being dissolved on 30 May 2024. [read post]
27 May 2024, 5:45 am
For example, Blanche asked Cohen, “Do you have a financial interest in the outcome of this case? [read post]
24 May 2024, 6:51 pm
REV. 753 (2023); Lorianne Updike Toler, Un-fathering Executive Removal, 57 CONN. [read post]
24 May 2024, 7:37 am
On 24 May 2024, the Financial Conduct Authority (FCA) published Handbook Notice No 119, which describes the changes made to the FCA Handbook by the Executive Regulation and Policy Committee and the FCA Board under their legislative and other statutory powers. [read post]
24 May 2024, 7:34 am
The consultation included a draft handbook containing updated wording on conduct rules, fitness and propriety and regulatory references, making clear that non-financial misconduct should be treated no differently to other types of misconduct. [read post]
24 May 2024, 7:03 am
The U.S. [read post]
24 May 2024, 12:37 am
It will also consult on biometric classification in spring 2024, and will continue its consultation series on generative AI. [read post]
22 May 2024, 11:15 pm
Rodriguez also held private sector roles as a Director at Public Financial Management, Vice-President at A.C. [read post]
22 May 2024, 11:15 pm
Rodriguez also held private sector roles as a Director at Public Financial Management, Vice-President at A.C. [read post]
21 May 2024, 9:32 am
On 21 May 2024, the Bank of England (BoE) published a speech on the UK’s Digital Securities Sandbox, which was delivered by Sasha Mills, Executive Director of Financial Market Infrastructure, at City Week 2024. [read post]
20 May 2024, 8:03 pm
On the other hand, APRA consulted on proposed changes to the operational risk financial requirement for superannuation and published updated FAQs on superannuation data and insurance. [read post]
20 May 2024, 8:06 am
REV. 753 (2023); Lorianne Updike Toler, Un-fathering Executive Removal, 57 CONN. [read post]
18 May 2024, 11:49 am
Pix credit hereFor those who may have missed this, οn 8 May 2024, National Human Rights Institutions (NHRIs) from all regions gathered in Geneva for the Annual Conference of the Global Alliance of National Human Rights Institutions (GANHRI), on the role and experiences of NHRIs in addressing Business and Human Rights (BHR), at which they adopted the GANHRI Statement (8 May 2024): Business and Human Rights: The Role and Experiences of NHRI's. [read post]
17 May 2024, 11:26 am
If you are a financial professional who received an 8210 Request from FINRA, you should consult an experienced Securities Industry Regulatory Defense law firm, like Malecki Law in New York, to help navigate you through the process. [read post]
16 May 2024, 7:15 am
Contact our office so that we may consult with you about your particular company’s situation. [read post]
16 May 2024, 6:43 am
Do you really want to put your life savings and the financial security of your loved ones at risk? [read post]
15 May 2024, 11:44 am
Free Consultation If you are concerned about your investments with Hudson Valley Wealth Management, please call the securities attorneys at The White Law Group at 1-888-637-5510. [read post]
15 May 2024, 10:03 am
Financial Metrics and Operational Health: Financial metrics such as Days Sales Outstanding (DSO) and Monthly Recurring Revenue (MRR) provide critical insights into the operational health of firms within the industry. [read post]
15 May 2024, 5:00 am
If an athlete requires legal assistance for estate and financial documents, most likely, they should consult a lawyer other than the one that drew up his playing contract. [read post]
15 May 2024, 3:07 am
On 14 May 2024, the House of Lords Financial Services Regulation Committee (FSRC) published a letter it received from Nikhil Rathi, the Chief Executive of the Financial Conduct Authority (FCA), concerning reforms to the cost disclosure regime for investment trusts. [read post]
