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5 Jun 2024, 3:38 pm
Between July 2010 and June 2014, the individuals in question were involved in selling investments in six interconnected limited liability companies (LLCs) to clients who were under the management of their registered investment advisor, PWC. [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
31 May 2024, 11:27 am
Managed a broad public stock, bond portfolio, and real estate development investments at Trillium Capital, taking large positions in companies. [read post]
30 May 2024, 3:45 pm
Yanick v The Kroger Company of Michigan Yanick managed a Kroger bakery for fifteen years, consistently meeting basic expectations. [read post]
28 May 2024, 11:38 am
On 23 – 24 May 2024 there was a Case Management Conference in Lawrence & ors v Associated Newspapers Ltd KB-2022-003316. [read post]
24 May 2024, 11:03 am
Ford Motor Company et alia. [read post]
23 May 2024, 3:01 am
Fisher began using the product to help manage his pain. [read post]
22 May 2024, 1:33 pm
BERKLEY INSURANCE COMPANY; THE TEMPO AT ENCORE, LP, a Florida limited partnership; RBC TAX CREDIT EQUITY, LLC, a foreign limited liability company; RBC TAX CREDIT MANAGER II, INC., a foreign corporation; and HOUSING FINANCE AUTHORITY OF HILLSBOROUGH COUNTY, a political subdivision of the State of Florida, Appellees. 2nd District. [read post]
22 May 2024, 9:20 am
Core’s former TRW manager told him TRW had no ownership interest in the patent. [read post]
21 May 2024, 9:01 pm
Key Takeaway Asset managers should evaluate disclosures to make sure the relationship between the manager and the recipients of PPMs and other marketing documents is correctly defined. [read post]
20 May 2024, 9:05 pm
See In re CarLotz, Inc. [read post]
20 May 2024, 8:29 am
Last month, the Federal Trade Commission (“FTC”) announced its enforcement action against telehealth firm, Cerebral, Inc. [read post]
14 May 2024, 9:05 pm
The rise of board observers marks a paradigm shift in corporate governance, indicative of a deeper evolution in how investor influence and company oversight are managed. [read post]
14 May 2024, 5:08 am
According to the 2021 Franchise Disclosure Document (“FDD”) of Hummus Republic Franchising USA, Inc., Hummus Republic has 10 franchised outlets in the US found in California, Massachusetts, and New Jersey. [read post]
13 May 2024, 7:36 am
” hiQ Labs, Inc. v. [read post]
12 May 2024, 9:03 pm
Warning letters often are not issued until a company has been given months to years to correct problems. [read post]
10 May 2024, 6:00 am
The major companies that provide these so called “pay in four” products, such as Affirm Holdings Inc., Klarna Bank AB and Block Inc. [read post]
9 May 2024, 2:00 pm
” The scammer claimed they had been doing business with a company named HBS Systems Inc. in Richardson (which the attorney called and verified is a real company), that HBS had violated a copyright on some software, had admitted to this, and had settled on $2.9 million as a settlement. [read post]
8 May 2024, 1:01 pm
Were you in the federal courthouse in Philadelphia on Tuesday and did you manage to get a picture of the attorney who reportedly wore a Grover head during opening statements in Burns v. [read post]
7 May 2024, 12:30 pm
They remain an essential part of a compliance process such as IC Diagnostics (TM), which is used by an increasing number of savvy companies to manage their IC relationships. [read post]
