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6 Jun 2024, 3:25 am
. | Opening Remarks by Chair Gary Gensler and Commissioners 1:15 – 2:15 p.m. | Panel 1: A Lookback from the Chair’s Seat Moderator: Chair Gary Gensler Panelists: – The Hon. [read post]
5 Jun 2024, 8:31 am
Nearly three quarters of the defense counsels we spoke to thought AI will trigger more litigation in the year ahead, particularly following SEC Chair Gary Gensler’s warnings to companies to not ‘AI wash’. [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
1 Jun 2024, 6:30 am
Under SEC Chair Gary Gensler’s expansive view, most cryptocurrencies are investment contracts. [read post]
1 Jun 2024, 6:30 am
Under SEC Chair Gary Gensler’s expansive view, most cryptocurrencies are investment contracts. [read post]
31 May 2024, 5:26 am
Securities and Exchange Commission Chair Gary Gensler said the change will make the U.S. financial markets more resilient. [read post]
24 May 2024, 3:03 pm
Since Gary Gensler became SAEC Chairman, the SEC has made it ever easier for progressive activists to get their proposals on proxy statements. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
21 May 2024, 12:35 pm
Securities and Exchange Commission Chair Gary Gensler today issued the following statement on the conversion of the U.S. securities market to a T+1 standard settlement cycle, which will take place on May 28, 2024: “For everyday investors who sell their…Read the Full Press Release Have a securities law question? [read post]
20 May 2024, 3:00 am
Last week, the SEC announced that Corey Klemmer, most recently the Corporation Finance Counsel to Chair Gary Gensler, has been appointed as Policy Director. [read post]
17 May 2024, 12:27 pm
"Over the last 24 years, the nature, scale, and impact of data breaches has transformed substantially," SEC Chair Gary Gensler said. [read post]
17 May 2024, 7:45 am
Corey Klemmer, most recently the Corporation Finance Counsel to Chair Gary Gensler, has been appointed Policy Director. [read post]
17 May 2024, 6:42 am
“Providing accessible, usable, aggregated data to the public is a critical part of the SEC’s role,” said SEC Chair Gary Gensler in a release. [read post]
17 May 2024, 6:31 am
Posted by Gary Gensler, U.S. [read post]
17 May 2024, 6:31 am
Posted by Gary Gensler, U.S. [read post]
16 May 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
15 May 2024, 5:58 am
BSA-1 (May 13, 2024)).SEC Chair Gary Gensler said the proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers. [read post]
10 May 2024, 7:26 am
By Suzanne CosgroveWhile small and early-stage businesses often begin as start-ups funded with the help of friends and family, achieving “real success” often outstrips those friends’ and families’ available capital, said SEC Chairman Gary Gensler. [read post]
2 May 2024, 4:37 pm
As I noted in a post on this site at the time, last December, SEC Chair Gary Gensler specifically warned against AI-related misrepresentations, and cautioned reporting companies against so-called “AI-washing,” echoing concerns about climate change-related “greenwashing,” and referring to companies that attempt to burnish their investment profile with outsized claims about their AI-related opportunities. [read post]
