Search for: "Harbor Private Funds LLC"
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15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
12 Feb 2024, 4:04 am
He was a traditionally passive owner; nobody from his funds sat on the Company’s board. [read post]
2 Nov 2023, 9:04 am
The CTA provides a safe harbor if the Reporting Company that has reason to believe that a submitted BOI report contains inaccurate information files a corrected report within 30 days after becoming aware or having reason to know of the inaccuracy. [read post]
20 Oct 2023, 2:40 pm
SEC Adopts Final Rules for Private Fund Advisers. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
6 Mar 2023, 1:37 pm
” Enhance Public-Private Operational Collaboration to Disrupt Adversaries. [read post]
4 Jan 2023, 7:27 am
” The Devolder Organization, LLC Within a few weeks of the SEC action, Santos formed Devolder Organization LLC and incorporated it in Florida. [read post]
30 Nov 2022, 4:46 am
Oct. 11, 2022) BONUS: Millennium Funding, Inc. v. [read post]
30 Sep 2022, 5:58 pm
In particular, he paid for the trades with funds in his TD Ameritrade account which were held in the U.S. [read post]
13 Jun 2022, 6:46 pm
The Chancery Court recently required Authentix Holdings L.P. directors who were also employees of the brand protection services company’s controlling stockholder, private equity giant The Carlyle Group, to show that Authentix’s sale to Carlyle-connected Blue Water Energy met Delaware’s exacting entire fairness standard, in Manti Holdings LLC et al. v. [read post]
19 Apr 2022, 5:05 am
Below we explain what the law prohibits, and its key terms and safe harbors. [read post]
15 Feb 2022, 2:05 pm
In such situations, the SPAC may raise additional funds through a private placement of SPAC securities. [read post]
14 Jan 2022, 9:02 am
“ Google LLC does not fall under Transfer Rules? [read post]
15 Jul 2021, 2:54 pm
”[10] Fortunately for them and their organizations, event-driven securities class actions can be dismissed with prejudice with well-crafted risk disclosures that enforce the safe harbor provisions afforded by the Private Securities Litigation Reform Act. [read post]
9 Jul 2021, 7:07 am
He also stressed that even under the current rules, amending or canceling a plan may call into question whether it was entered into in good faith and thus provides a safe harbor. [read post]
8 Jan 2021, 12:04 pm
PHI Air Medical, LLC v. [read post]
24 Dec 2020, 8:30 pm
Trump is currently able to tweet with less risk, compared with private citizens, of having tweets taken down or his account suspended. [read post]
11 Dec 2020, 1:45 pm
T.L. 20-651Issue: Whether, despite the lack of any state involvement, participation, coercion, input or control of any kind, a private hospital is nevertheless a state actor because state law creates a safe harbor for those who conduct a private internal review to determine private medical care in a private facility. [read post]
11 Dec 2020, 6:01 am
Behavioral Corporate Finance: The Life Cycle of a CEO Career Posted by Marius Guenzel (The Wharton School), and Ulrike Malmendier (University of California Berkeley), on Friday, December 4, 2020 Tags: Behavioral finance, Decision making, Management, Manager characteristics, Managerial style, Mergers & acquisitions Defining the Role of the Audit Committee in Overseeing ESG Posted by Kristen Sullivan, Maureen Bujno, and Leeann Galezio Arthur, Deloitte &… [read post]
27 Nov 2020, 5:58 am
Adler, Jessica Forbes, and Stacey Song, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 25, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Institutional Investors, Registration exemptions, Regulation D, Regulation S, Safe harbor, SEC, SEC rulemaking, Securities regulation EQT: Private Equity with a Purpose Posted by Robert Eccles (University of Oxford), Therese Lennehag… [read post]