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2 Jun 2024, 4:22 am
Micah Hester. [read post]
25 Apr 2024, 9:05 pm
Commissioner Hester Peirce also focused on efforts to protect investors but noted the need for greater public engagement. [read post]
18 Apr 2024, 3:00 am
” And that, Dunbar-Hester said, raises the question of whether USC faced a specific credible threat or was just trying to find a way to get around controversy. [read post]
12 Apr 2024, 12:13 pm
Hester. [read post]
10 Apr 2024, 3:10 pm
SEC Commissioners, Hester Pierce and Mark Uyeda, objected to the rule, arguing that the definition of “dealer” has historically only implicated individuals trading securities in a fiduciary capacity. [read post]
4 Apr 2024, 6:02 am
Commissioner Hester Peirce also quarreled with agency’s direction, but she focused largely on Staff Accounting Bulletin (SAB) No. 121 and its related guidance, which she said was prepared by the Office of the Chief Accountant (OCA) without input from the full Commission.SAB No. 121 directs public companies that safeguard crypto assets for clients to put a liability and corresponding asset on their balance sheet and adjust them as the value of the asset changes. [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
12 Mar 2024, 8:01 am
” Hester said he phoned Abbott to apologize Monday for the “hurt he has caused her,” according to a statement from his company. [read post]
12 Mar 2024, 6:28 am
Gensler has previously said that under current rules, brokers and advisers cannot address conflicts of interest through disclosure alone.Commissioner Hester Peirce questioned why the recommendation was changed from an earlier draft, particularly regarding the earlier version’s emphasis on disclosure versus mitigation of conflicts. [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]
7 Mar 2024, 6:31 am
Posted by Hester M. [read post]
7 Mar 2024, 6:31 am
Posted by Hester M. [read post]
5 Mar 2024, 9:05 pm
Public outcry following the failure of FTX, Celsius, and other cryptoasset platforms no doubt forced the commission’s hand to a certain degree.[1] Nevertheless, Commissioner Hester Peirce presciently characterized the 2022 rulemaking proposal as “expansive” enough to regulate cryptoasset platforms – a “Trojan Horse,” in the view of some commentators. [read post]
1 Mar 2024, 5:42 am
Commissioner Hester Peirce focused her remarks on the importance of letting investors decide how to invest their money. [read post]
29 Feb 2024, 9:01 pm
Last year, the U.S. [read post]
1 Feb 2024, 3:30 am
SEC Commissioner Hester Peirce. [read post]
31 Jan 2024, 9:12 am
“I agree with the petitioner that this issue warrants a spot on our rulemaking agenda,” commented SEC Commissioner Hester Peirce, in opposition to the SEC’s refusal to amend the rule. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
19 Dec 2023, 6:12 am
Commissioners Hester Peirce and Mark Uyeda disagreed with the decision to turn away the Coinbase petition. [read post]
