Search for: "Independent Financial Group LLC"
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5 Jun 2024, 10:52 am
David Lerner Associates (CRD#5397) functions as a licensed broker-dealer, offering comprehensive independent brokerage services to both individual investors and financial advisors. [read post]
31 May 2024, 5:52 am
Financial Independence: Many older adults, particularly women, have achieved financial independence through careers or inheritance. [read post]
30 May 2024, 5:11 am
So first up, we have Mathew Kerbis, out of Chicago, he’s the 2024 James Keane Award recipient, and founder of subscription attorney, LLC. [read post]
24 May 2024, 7:03 am
That investor group sold the company 15 months later to Ticketmaster. [read post]
22 May 2024, 1:33 pm
., LINDA MICHELLE BERNS, MASSEY CONSTRUCTION GROUP, INC., MARK B. [read post]
7 May 2024, 7:35 am
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets. [read post]
2 May 2024, 5:59 am
Several clinics offer free or low-cost services, such as vaccinations and spay/neuter surgeries, ensuring pets receive necessary medical attention regardless of their owners’ financial situation. 1. [read post]
1 May 2024, 10:16 pm
The White Law Group reviews the regulatory history of LPL Financial LLC. [read post]
22 Apr 2024, 1:15 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS James Brown American Independent Securities Group, LLC Edward Jones Victor Droubie jr. [read post]
18 Apr 2024, 12:52 pm
Companies, governments, non-governmental organizations, and other groups take part in VCMs. [read post]
9 Apr 2024, 2:41 pm
In Raiser LLC (Uber) v. [read post]
5 Apr 2024, 6:00 am
They also raise questions about the possibility that Trump could use the company as a financial lifeline. [read post]
1 Apr 2024, 8:17 am
”The guy subsequently gets wind of this email, and has his lawyers at Loeb & Loeb write a nastygram back that says: "Aviron has no legal connection to Clarius Capital Group, LLC whatsoever. [read post]
28 Mar 2024, 10:36 am
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
7 Mar 2024, 6:59 am
The second lawsuit involves a group of workers first engaged as independent contractors and then converted to employees. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
4 Mar 2024, 2:30 am
In siding with the whistleblower, Trevor Murray, the Court rejected UBS Securities, LLC’s position that a finding of retaliatory intent is required for whistleblower protection under SOX, which governs corporate financial reporting and recordkeeping. [read post]
13 Feb 2024, 10:47 am
Broker Brett Hartvigson was reportedly affiliated with the following firms during his career, among others: 04/06/2009 – 10/27/2023, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), SAN DIEGO, CA, B, 02/24/2006 – 05/29/2009, LPL FINANCIAL CORPORATION (CRD#:6413), SAN DIEGO, CA B, 07/01/2002 – 02/27/2006, THRIVENT INVESTMENT MANAGEMENT INC. [read post]
9 Feb 2024, 7:29 am
Silver Law Group and the Law Firm of David R. [read post]
8 Feb 2024, 7:47 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
