Search for: "Jonathan Herbst"
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1 May 2024, 6:54 am
In our latest Global Regulation Tomorrow Plus podcast Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. [read post]
1 May 2024, 6:54 am
In our latest Global Regulation Tomorrow Plus podcast Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. [read post]
19 Dec 2023, 6:23 am
In our latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA’s recent consultation, CP23/27, on reforming the UK’s commodity derivatives regulatory framework. [read post]
9 Nov 2023, 6:19 am
In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms. [read post]
3 Nov 2023, 4:39 am
To access the guides, please contact Jonathan Herbst. [read post]
13 Oct 2023, 9:14 am
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the UK/EU MoU on regulatory cooperation in financial services, equivalence and the impact on market infrastructure. [read post]
12 Oct 2023, 2:54 am
In the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah McAslan-Schaaf provide an overview of the recent FCA and PRA consultation papers on diversity and inclusion. [read post]
25 Sep 2023, 8:57 am
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a large fine issued to a firm last month by Ofgem, the energy regulator, for breaches of those obligations. [read post]
4 Sep 2023, 9:05 am
In our latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the key points covered in the FCA’s recent portfolio letter to CEOs of ‘principal trading firms’ and consider the next steps. [read post]
31 Aug 2023, 5:37 am
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well as some practical steps that firms can be taking in this area. [read post]
24 Aug 2023, 3:40 am
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Catherine Pluck discuss Consolidated Tape in the EU and UK. [read post]
2 Aug 2023, 3:59 am
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke and Simon Lovegrove explore the regulatory approach to branches. [read post]
18 Jul 2023, 8:15 am
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review. [read post]
14 Jun 2023, 4:34 am
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s recent Policy Statement on the UK equity secondary markets regime and how the new rules compare with the EU regime. [read post]
26 May 2023, 8:12 am
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK. [read post]
13 Feb 2023, 7:47 am
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier discuss ESMA’s recent opinion on the trading venue perimeter and compare it to the FCA’s proposals in CP22/18. [read post]
10 Feb 2023, 3:00 am
National/Federal 2016 Trump Campaign in $450,000 Lawsuit Settlement Voids Worker Non-Disclosure Pacts MSN – Jack Stebbins (CNBC) | Published: 2/4/2023 Former President Trump’s 2016 campaign, as part of a $450,000 settlement of a class-action lawsuit by a former campaign aide, agreed to void non-disclosure agreements that hundreds of campaign workers and volunteers had signed as a condition of their work. [read post]
3 Feb 2023, 4:46 am
In this podcast Jonathan Herbst is joined by Albert Weatherill and Hannah Meakin who provide their views on the key headlines including scope, authorisation, timing and process. [read post]
18 Jan 2023, 1:14 am
In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah Meakin, Anna Carrier and Floortje Nagelkerke provide an overview of what we should be expecting and hoping to see in 2023. [read post]
25 Dec 2022, 9:03 pm
But according to Jonathan Herbst, global head of financial services regulation at international law firm Norton Rose Fulbright, the majority of financial sector regulation in the U.K. reflects “either international commitments or policy developed over many years to reflect the lessons of experience,” rather than dramatic sudden changes. [read post]