Search for: "Kara M. Stein, U.S. Securities and Exchange Commission," Results 1 - 20 of 47
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SEC Chair Speaks on AI, Finance, Movies, and the Law
15 Feb 2024, 9:01 pm by renholding
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
From Regulation 1.0 to 2.0
3 Dec 2023, 9:02 pm by Series of Essays
Stein was appointed to the PCAOB by the Securities and Exchange Commission in 2021. [read post]
RegBlog - https://www.theregreview.org/
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced the appointment of Nicole Creola Kelly as Chief of the SEC’s Office of the Whistleblower. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced the appointment of Nicole Creola Kelly as Chief of the SEC’s Office of the Whistleblower. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Lectures
24 Sep 2019, 8:26 am by mes286
Brooklyn Law School— Kara M. [read post]
Legal Scholarship Blog - http://legalscholarshipblog.com
Sara Cortes and David Bartels Named Deputy Chief Counsels of the Division of Investment Management
15 Apr 2019, 8:05 am by Unknown
Bartels also served as counsel to Commissioner Kara M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Weekly Roundup: October 19-25, 2018
26 Oct 2018, 6:01 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Improving Information for Investors in the Digital Age
25 Oct 2018, 6:29 am
Securities and Exchange Commission, on Thursday, October 25, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: October 12-18, 2018
19 Oct 2018, 6:08 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
13 Oct 2018, 7:21 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: June 1-June 7, 2018
8 Jun 2018, 6:47 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
7 Jun 2018, 7:18 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information
16 Mar 2018, 6:14 am
Securities and Exchange Commission, on Friday, March 16, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: A Dozen C-Suite Takeaways from the 2018 SEC Cyber-Disclosure Guidance
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
The D & O Diary - http://www.dandodiary.com/
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Clarifies Existing Cybersecurity Disclosure Guidance
28 Feb 2018, 1:21 pm by Craig A. Hoffman, Jonathan Forman and John Busch
Stein was “disappointed with the Commission’s limited action. [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
Public Company Cybersecurity Disclosures
23 Feb 2018, 6:15 am
Securities and Exchange Commission, on Friday, February 23, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: February 9–15, 2018
16 Feb 2018, 6:21 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance
15 Feb 2018, 6:43 am
Securities and Exchange Commission, on Thursday, February 15, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov