Search for: "Locke Capital Management, Inc."
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16 Jan 2024, 1:19 pm
Engelmayer in In re: Draftkings Inc. [read post]
24 Dec 2023, 3:26 pm
Netflix, Inc. [read post]
15 Sep 2023, 11:47 am
Investors may find themselves locked in their investments for several years, potentially limiting access to their capital when needed. [read post]
23 Aug 2023, 11:03 am
01/04/2017 – 08/09/2023, INVESTMENT NETWORK, INC. [read post]
27 Mar 2023, 9:01 pm
In a traditional initial public offering (“IPO”), all of the shares initially sold to the public during the contractual lock-up are newly issued shares that are registered under a single registration statement. [read post]
1 Feb 2023, 9:01 pm
Not only can the companies rely on Reg D to raise capital as small businesses, but they can keep raising capital, and keep growing, indefinitely while staying in private markets. [read post]
26 Jul 2022, 10:44 am
HyperDraft’s Tony Thai knew he could produce a better method of practicing law and producing legal documents. [read post]
11 Mar 2022, 1:54 am
It is one of the 25 largest publicly traded REITs by market capitalization. [read post]
3 Jan 2022, 12:58 am
Last October, in Sajust, LLC v Mendelow, the Appellate Division, First Department affirmed the Manhattan Commercial Division’s dismissal of a complaint by an LLC member asserting direct claims for losses to her capital account against the allegedly disloyal manager of a Madoff feeder fund that, following Madoff’s implosion, recovered from the Trustee only a small portion of the fund’s investments. [read post]
1 Oct 2021, 8:47 am
“The Poynt acquisition brought deep payment tech including transaction cost managing. [read post]
1 Oct 2021, 8:47 am
“The Poynt acquisition brought deep payment tech including transaction cost managing. [read post]
27 Jul 2021, 9:38 am
The combined company will be externally managed by BSP, a leading credit-focused alternative asset manager and a wholly-owned subsidiary of Franklin Templeton. [read post]
13 Jul 2021, 5:54 am
In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
9 Jun 2021, 8:28 am
In its most recent manifestations one sees the imposition of public pressure on the National Basketball Association and on Apple Inc. respecting their entanglement in Xinjiang that increasingly serves as the defining point for the difference between US and Chinese normative approaches to public governance; here and here). [read post]
4 May 2021, 6:13 am
The rights and properties acquired by the security agent must be held separately from its own assets to prevent them from being seized other than in relation to claims arising from the security agent’s conservation or management. [read post]
3 May 2021, 9:35 am
” The Offering is being made through a syndicate of underwriters led by BMO Capital Markets and Canaccord Genuity Corp, as co-lead underwriters and joint bookrunners, and CIBC Capital Markets, National Bank Financial Inc., RBC Dominion Securities Inc. and Scotiabank (collectively, the “Underwriters”). [read post]
5 Mar 2021, 6:03 am
Underwriters Do Not Use Green Shoe Options to Profit from IPO Stock Pops Posted by Robert Evans, Locke Lord LLP, on Friday, February 26, 2021 Tags: Capital formation, Capital markets, Equity offerings, IPOs, Market reaction, Regulation M, Securities regulation, Underwriting New Tactics and ESG Themes Change the Direction of Shareholder Activism Posted by Richard J. [read post]
14 Jan 2021, 9:14 am
The OCC conditionally approved the charter, meaning Anchorage had to agree to comply with certain capital and liquidity requirements, as well as the OCC’s risk management rules, the release stated. [read post]
4 Dec 2020, 6:20 am
Although the key terms ‘credit institution’, ‘repayable funds’ and ‘public’ are European law (Capital Requirements Regulation) concepts, there is limited official European guidance as to their meaning. [read post]
24 Nov 2020, 6:54 am
Apple Inc. [read post]
