Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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13 Feb 2024, 9:05 pm
In the first 1008 days of their respective terms as chair, the SEC passed 30 non-technical final rules under Jay Clayton, 24 under Mary Jo White, and 32 under Mary Schapiro. [read post]
1 Dec 2023, 3:00 am
MSN – Mary Jo Pitzl (Arizona Republic) | Published: 11/29/2023 A proposed ballot measure would eliminate Arizona’s partisan primary system and replace it with a system in which every voter can vote in every election, regardless of party affiliation or lack of affiliation. [read post]
24 Oct 2023, 9:01 pm
There is also new Commission rulemaking. [read post]
27 Jun 2023, 9:01 pm
Current Trends in Shareholder Proposals At the Society’s 2015 national conference, then-Chair Mary Jo White reflected on that year’s proxy season.[4] It started with allowing Whole Foods to exclude a proxy access proposal pursuant to paragraph (i)(9) for conflicts with the company’s proposal,[5] only for the Commission staff to change its mind six weeks later and state that it would express no view on paragraph (i)(9) for the Whole Foods… [read post]
27 Apr 2022, 3:30 am
Over seven years ago, I wrote an article for The Corporate Counsel titled “Still Your Father’s Oldsmobile: The SEC’s Recent Focus on the Corporate Bond Market,” which recounted statements from former SEC Chair Mary Jo White and former Commissioner Dan Gallagher regarding the need for more transparency and the utilization of electronic platforms in bond markets. [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
22 Dec 2021, 5:09 am
Posted by Mary Jo White, Andrew Ceresney, and Jon Tuttle, Debevoise & Plimpton LLP, on Wednesday, December 22, 2021 Editor's Note: Mary Jo White, Andrew Ceresney, and Jon Tuttle are partners at Debevoise & Plimpton LLP. [read post]
5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
11 Oct 2021, 7:59 pm
Sentencing Commission Organizational Guidelines for government contractors and other covered entities such as 18 U.S. [read post]
21 Sep 2021, 6:13 am
Carl Levin wrote to then-SEC Chair Mary Jo White urging the Commission to prohibit PFOF, arguing that these payments create an incentive for brokers to maximize their own profits at the expense of best execution of customer orders.PFOF has come under more scrutiny lately following the GameStop-related market volatility earlier this year. [read post]
6 Jun 2021, 7:01 am
Former SEC Chair Mary Jo White has expressed concern about congressional pressure to expand the boundaries of securities regulation to nontraditional areas, such as environmental and social issues. [read post]
4 Jan 2021, 1:26 pm
U.S. [read post]
10 Nov 2020, 7:19 am
A federal law allows the president to designate an SEC chair, a power that President Obama used to designate Elisse Walter as SEC chairwoman for a brief period before White become chairwoman. [read post]
22 Jul 2020, 3:07 pm
Speech, then-SEC Chair Mary Jo White, The SEC as the Whistleblower’s Advocate (Apr. 30, 2015), available at https://www.sec.gov/news/speech/chair-white-remarks-at-garrett-institute.html. [read post]
31 Jan 2020, 3:00 am
A three-judge panel of the Eighth U.S. [read post]
15 Nov 2019, 3:00 am
Energy Secretary Rick Perry secured a potentially lucrative oil and gas exploration deal from the Ukrainian government soon after Perry proposed one of the men as an adviser to the country’s new president. [read post]
18 Oct 2019, 3:00 am
The U.S. [read post]
23 May 2017, 11:29 pm
Thus, the Cornerstone data should not be seen as reflective of the Clayton Commission’s enforcement priorities, but rather as the legacy of former Chairwoman Mary Jo White’s imperatives. [read post]
9 May 2017, 11:41 am
Also related, will the SEC under the new Chairman continue the practice, instituted under former Chair Mary Jo White, of insisting on admissions of wrongdoing from respondents in certain cases? [read post]
