Search for: "Michael Joseph Pierce"
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24 Jan 2024, 9:03 pm
I’d like to thank the members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Betsy Murphy, Luna Bloom, Mark Saltzburg, Dennis Hermreck, Ted Yu, Tiffany Posil, Dan Duchovny, Shane Callaghan, Adam Turk, Kasey Levit, Lisa McCann, Lindsay McCord, Craig Olinger, Melissa Rocha, Ryan Milne, Cicely LaMothe, Jessica Kane, Mary Beth Breslin, Pamela Long, Asia Timmons-Pierce, Robert Errett, Sean Harrison, Jennifer Lopez Molina, Deegi Biteng,… [read post]
31 Dec 2023, 4:34 pm
Anne Joseph O’Connell, Agency Capacity, JOTWELL (October 27, 2023) (reviewing Nicholas R. [read post]
24 Dec 2023, 9:05 pm
Bell, Rutgers Law School; Cary Coglianese, University of Pennsylvania Carey Law School; Michael Herz, Benjamin N. [read post]
25 Oct 2023, 12:49 pm
Morgan Stanley Michael Schunk NYPPEX, LLC Commerce One Financial Inc. [read post]
20 Oct 2023, 4:00 am
California – Orange Could Start Requiring Lobbyists to Register with the City MSN – Michael Slaton (Orange County Register) | Published: 10/12/2023 The Orange City Council is exploring whether to start requiring lobbyists to register and report their actions to the city. [read post]
19 May 2023, 4:00 am
Councilmember Jose Huizar MSN – Michael Finnegan (Los Angeles Times) | Published: 5/12/2023 A Chinese real estate company was fined $4 million for the bribes its owner paid former Los Angeles City Councilperson Jose Huizar as it sought approval to build a downtown skyscraper. [read post]
14 Jan 2022, 3:00 am
Thomas Pierce agreed to plead guilty to one count of aiding and abetting extortion. [read post]
23 Jul 2021, 11:20 am
Pierce, 156 So. 3d 891 (Miss. 2015). [10] See NAS, “Products Liability Law – Lessons from the Military and Industrial Contexts,” 13 J. [read post]
10 Jun 2021, 9:17 pm
President Joseph R. [read post]
28 May 2021, 1:27 pm
Curtis Smiley Primex Sandlapper Securities, LLC Michael Swenson Merrill Lynch, Pierce, Fenner & Smith Incorporated Piper Jaffray & Co. [read post]
21 May 2021, 10:23 am
The 2015 and 2018 ITG settlements involve the types of misconduct that Michael Lewis warned about in Flash Boys, his bestselling 2014 exposé of high-speed trading. [read post]
17 Sep 2020, 2:40 pm
Below the fold are the results of the 2020-2021 Law Professor Twitter Census. [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC… [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
13 Jun 2019, 11:34 am
MICHAEL L. [read post]
5 Jun 2019, 6:00 am
Joseph Dunford, reportedly cautioned that it could spark greater backlash against U.S. forces in the region. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
1 Feb 2019, 10:51 am
Michael D. [read post]
15 Aug 2018, 2:59 pm
Below the fold are the results of the 2018-2019 Law Professor Twitter Census. [read post]
5 Jul 2018, 4:15 am
” For The Washington Post, Michael Scherer reports that “[l]iberal political strategists hope to block President Trump’s next Supreme Court nominee” by focusing on two Republican senators, Sen. [read post]
