Search for: "National Securities Clearing Corporation"
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23 May 2024, 5:39 am
That provision says the agency may “[f]rom time to time classify corporations and . [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
22 May 2024, 7:44 am
In so far as the notice prevented content being available to users in other parts of the world, at least in the circumstances of the present case, it would be a clear case of a national law purporting to apply to “persons or matters over which, according to the comity of nations, the jurisdiction properly belongs to some other sovereign or State”. [read post]
21 May 2024, 9:01 pm
While there are no “magic words” to define a relationship, clear language about advice not being individualized or given in the context of a trusted relationship can be helpful. [read post]
20 May 2024, 8:03 pm
This came as entities prepare for the incoming Treasury Laws Amendment (Financial Markets Infrastructure and Other Measures) Bill 2024 which will mandate climate-related financial disclosures for entities reporting under the Corporations Act. [read post]
20 May 2024, 3:43 pm
With regards to overriding mandatory provisions, the study outlines several initiatives at national level in the Member States that were discussed or approved to enact a mandatory corporate duty of care regarding human rights and the environment. [read post]
15 May 2024, 9:05 pm
These include posting of margin (i.e., reliable collateral) to secure members’ obligations to the clearinghouse. [read post]
10 May 2024, 6:45 am
The automobile manufacturer and energy company intervenors that supported the waiver included Ford Motor Company, Volkswagen Group of America, BMW of North America, American Honda Motor Co., Volvo Car USA, the National Coalition for Advanced Transportation, Advanced Energy Economy, Calpine Corporation, National Grid USA, the New York Power Authority, and the Power Companies Climate Coalition. [read post]
10 May 2024, 3:00 am
NBC News interviewed more than 15 major corporate fundraisers and consultants with corporate clients. [read post]
7 May 2024, 9:01 pm
Far from shared scholarly interest, their objective was plain: To justify cutting off directors’ reasoned judgment, in favor of maximizing short-term shareholder value, notwithstanding the attendant harm to the health of our corporate and economic landscape and even our national security. [read post]
7 May 2024, 1:11 pm
Although discussions aimed at resolving these security concerns led to a draft National Security Agreement under President Biden, these talks have faltered, and a resolution remains elusive. [read post]
7 May 2024, 1:11 pm
Although discussions aimed at resolving these security concerns led to a draft National Security Agreement under President Biden, these talks have faltered, and a resolution remains elusive. [read post]
7 May 2024, 7:35 am
The advisers, including FSC Securities Corporation, Osaic Wealth, Inc. [read post]
5 May 2024, 7:26 pm
Leaving this sensitive patient information vulnerable to hackers, whether criminals or a foreign government, is a clear national security threat. [read post]
5 May 2024, 6:44 pm
John Burns, a professor at University of Hong Kong summarized it as making “the National Security regime much more comprehensive. [read post]
4 May 2024, 4:33 am
This would involve establishing clear data governance frameworks that define roles and responsibilities, data retention policies, and data quality standards. [read post]
3 May 2024, 6:00 am
Food security, population displacement, and impacts on vulnerable populations continued to be of mounting concern in 2023, with weather and climate hazards exacerbating the situation in many parts of the world. [read post]
2 May 2024, 9:56 am
Corporate Sustainability Due Diligence The proposed Corporate Sustainability Due Diligence Directive (CS3D) became one of the most politically contentious legislative files of this Parliament’s legislative term. [read post]
1 May 2024, 9:31 am
Well, I think it’s important to be clear about what is misinformation and what is disinformation. [read post]
1 May 2024, 7:59 am
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
