Search for: "Neuberger Berman LLC"
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10 Nov 2023, 6:30 am
Marlier, Michael Birnbaum, and Nicole Serfoss, Morrison & Foerster LLP, on Thursday, November 9, 2023 Tags: Board of Directors, ESG, MNPI, SEC Issues Facing Compensation Committees in 2024 Posted by Mike Kesner, Steve Pakela, and Lane Ringlee, Pay Governance LLC, on Thursday, November 9, 2023 Tags: Compensation committees, Corporate governance, LTI, SEC [read post]
10 Nov 2023, 6:30 am
Marlier, Michael Birnbaum, and Nicole Serfoss, Morrison & Foerster LLP, on Thursday, November 9, 2023 Tags: Board of Directors, ESG, MNPI, SEC Issues Facing Compensation Committees in 2024 Posted by Mike Kesner, Steve Pakela, and Lane Ringlee, Pay Governance LLC, on Thursday, November 9, 2023 Tags: Compensation committees, Corporate governance, LTI, SEC [read post]
4 Aug 2023, 7:16 am
According to FINRA Disciplinary actions for July 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Michael Cutrone Neuberger Berman BD LLC Ronald Diaz Morgan Stanley J.P. [read post]
16 Jun 2023, 9:54 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Michael Cutrone Neuberger Berman BD LLC Ronald Diaz Morgan Stanley J.P. [read post]
2 Apr 2023, 6:00 am
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 540* M&A+I events. [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders Global Corporate Credit ESG… [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders Global Corporate Credit ESG… [read post]
4 Feb 2023, 6:30 am
Posted by Jonathan Bailey, Savannah Irving, Neuberger Berman LLC, on Saturday, February 4, 2023 Editor's Note: Jonathan Bailey is a Managing Director and Head of ESG Investing, and Savannah Irving is an Associate at Neuberger Berman LLC. [read post]
4 Feb 2023, 6:30 am
Posted by Jonathan Bailey, Savannah Irving, Neuberger Berman LLC, on Saturday, February 4, 2023 Editor's Note: Jonathan Bailey is a Managing Director and Head of ESG Investing, and Savannah Irving is an Associate at Neuberger Berman LLC. [read post]
1 Jul 2022, 1:57 pm
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
1 Apr 2022, 12:16 pm
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
14 Jan 2022, 5:57 am
Policy Updates Posted by Rajeev Kumar, Georgeson, on Monday, January 10, 2022 Tags: Board composition, Climate change, Diversity, ESG, Executive Compensation, Institutional Investors, Proxy advisors, Say on climate, Shareholder voting, Sustainability Japan’s Coming Wave of Reform Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Tags: Accounting standards, Climate… [read post]
11 Jan 2022, 7:10 am
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]
11 Jan 2022, 5:55 am
Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Editor's Note: Kei Okamura is Director of Japan Investment Stewardship at Neuberger Berman LLC. [read post]
1 Jan 2022, 8:20 am
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
1 Oct 2021, 8:52 am
Year M&A+I Data Points Activity By Month (Q3 2021) July – 3 August – 6 September – 5 Activity By Month (Q3 2020) July – 5 August – 5 September – 4 Activity By Month (Q3 2019) July – 5 August – 4 September – 2 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 22-September-21AlyneMitratech 14-September-21Legal… [read post]
3 Jul 2021, 4:37 am
Year M&A+I Data Points Activity By Month (Q2 2021) April – 9 May – 6 June – 3 Activity By Month (Q2 2020) April – 0 May – 1 June – 3 Activity By Month (Q2 2019) April – 3 May – 2 June – 8 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 25-Jun-25CS Disco - IPO (S-1 Filing with SEC)Exchange TBD$100,000,000… [read post]
14 May 2021, 6:07 am
King, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, May 10, 2021 Tags: Accountability, Board oversight, Boards of Directors, ESG, Institutional Investors, Oversight, Transparency The Effects of Mandatory ESG Disclosure around the World Posted by Zacharias Sautner (Frankfurt School of Finance & Management), on Monday, May 10, 2021 Tags: Disclosure, Environmental disclosure, ESG, Information… [read post]
2 Feb 2018, 6:10 am
Rosenblum, and Victor Goldfeld, Wachtell, Lipton, Rosen & Katz, on Monday, January 29, 2018 Tags: Antitrust, Appraisal rights, Banks, China, Cross-border transactions, Financial institutions, International governance, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism, Tax Cuts and Jobs Act, Taxation, Tech companies Preparing a Successful IPO in 2018 Posted by Philip Oettinger and… [read post]
30 Jan 2018, 6:18 am
Posted by Jonathan Bailey and Jake Walko, Neuberger Berman Group LLC, on Tuesday, January 30, 2018 Editor's Note: Jonathan Bailey is Head of ESG Investing and Jake Walko is Vice President of ESG Investing at Neuberger Berman Group LLC. [read post]
