Search for: "PFS LLC"
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24 Jan 2024, 7:34 am
The post Michael Archimede, PFS Securities, Barred by FINRA appeared first on The White Law Group. [read post]
5 Jan 2024, 1:14 pm
Equitable Advisors, LLC Daniel Ditch PFS Investments Inc. [read post]
26 Oct 2023, 8:35 am
Pruco Securities LLC Madison Avenue Securities, LLC Jack McBride Newbridge Securities Corporation B. [read post]
26 Oct 2023, 7:49 am
Daniel Santos PFS Investments Inc. [read post]
25 Oct 2023, 8:05 am
Daniel Santos PFS Investments Inc. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
3 Oct 2023, 12:00 pm
PF Holdings LLC, the Eleventh Circuit recently affirmed a district court ruling that the insurers of two apartment management companies did not have to cover a $54 million arbitration award against the companies for their alleged mismanagement of government-subsidized apartments. [read post]
25 Aug 2023, 6:30 am
Unveiling the Business Risk: Why Board and Executive Engagement in DE&I Matters Posted by Anna Natapova (Semler Brossy LLC), Cynthia Soledad (Egon Zehnder), and Chuck Gray (Egon Zehnder), on Friday, August 18, 2023 Tags: Board of Directors, corporate engagement, dei, Executive Compensation, Risk management, strategy Pressure on DEI Initiatives Continues to Mount Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Saturday, August 19, 2023 Tags: dei, Diversity, U.S. [read post]
25 Aug 2023, 6:30 am
Unveiling the Business Risk: Why Board and Executive Engagement in DE&I Matters Posted by Anna Natapova (Semler Brossy LLC), Cynthia Soledad (Egon Zehnder), and Chuck Gray (Egon Zehnder), on Friday, August 18, 2023 Tags: Board of Directors, corporate engagement, dei, Executive Compensation, Risk management, strategy Pressure on DEI Initiatives Continues to Mount Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Saturday, August 19, 2023 Tags: dei, Diversity, U.S. [read post]
20 Jun 2023, 7:26 am
Morgan Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenneth Wade Cetera Advisors Networks LLC PFS Investments Inc. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
12 May 2023, 11:06 am
If your organization can’t file Form 990, 990-EZ, or 990-PF by May 15, request an extension from the #IRS. [read post]
20 Apr 2023, 1:20 pm
CFM Partner David Rothschild and Senior Associate Malhar Oza will be joined by Managing Director Michael Fitzgerald of TD Cowen and Chief Executive Officer Fizza Khan of Silver Regulatory Associates LLC for a lively discussion. [read post]
14 Apr 2023, 11:30 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenneth Wade Cetera Advisor Networks LLC PFS Investments Inc. [read post]
31 Mar 2023, 10:32 am
For limited liability companies (LLCs), the BEA has specified that the percentage of voting interest is not based on the percentage of ownership in the LLC’s equity. [read post]
13 Mar 2023, 11:19 am
According to his broker report, Hobbs was reportedly affiliated with PFS INVESTMENTS INC. [read post]
19 Feb 2023, 12:05 pm
In PF Sunset Plaza, LLC v. [read post]
13 Feb 2023, 5:59 am
[i] The P3 Health Group litigation was commenced by a minority owner of P3 Health Group Holdings, LLC (“P3”), Hudson Vegas Investments, LLC (“Hudson”), which challenged P3’s de-SPAC merger. [read post]
21 Dec 2022, 7:30 am
According to Torrez’s FINRA BrokerCheck Report, a customer filed a complaint on August 23, 2021, alleging Desiderio Torrez “recommended for her to invest into a California LLC name Meso Healthy LLC. [read post]
