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4 Jun 2024, 9:01 pm
Investors complain about them endlessly. [read post]
27 May 2024, 10:00 pm
Issuers Examine the principal U.S. federal income tax consequences that non-U.S. investors in stock and securities of U.S. issuers should consider before making an investment. [read post]
21 May 2024, 9:01 pm
This means that it is possible to render advice to a retirement investor without being a fiduciary, so long as the relationship between the advice provider and the retirement investor is clearly defined and understood by all parties. [read post]
15 May 2024, 5:00 am
Given the complexities involved, including tax considerations, intricate investment vehicles, and corporate structures, an independent corporate Trustee is often necessary. [read post]
4 May 2024, 9:03 am
Receivers of a corporation have standing to bring fraudulent transfer claims against the company’s principals or transfer recipients to claw-back fraudulently transferred funds. [read post]
2 May 2024, 8:34 am
NWC has set up Action Alert calling on whistleblower supports to join them in urging Congress to pass the bill and protect internal corporate whistleblowers. [read post]
1 May 2024, 3:17 am
He notes that the plaintiff’s principal argument “rests on policy” — that is, corporations would treat externality-creating activities differently under a diversified investor model. [read post]
25 Apr 2024, 12:48 pm
Monteleone, Esq, Principal Catamount Services, LLC; and S. [read post]
22 Apr 2024, 1:11 pm
Thus, generally speaking, it is difficult for investor plaintiffs to establish primary liability against a private equity firm and its sponsored funds under Sections 11 or 12 of the Securities Act in connection with a portfolio company’s IPO. [read post]
18 Apr 2024, 9:01 pm
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
10 Apr 2024, 9:01 pm
” Bair and Goodhart provide three principal arguments for the clawback provision. [read post]
10 Apr 2024, 3:45 pm
This is particularly true for large corporate debtors, and this trend has held even during the most recent financial difficulties caused by the COVID-19 pandemic. [read post]
7 Apr 2024, 9:05 pm
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
2 Apr 2024, 6:31 am
In a new article in the Columbia Business Law Review, I advance a novel paradigm for governing corporate ESG that accounts for the principal-agent challenges undermining prevailing proposals. [read post]
2 Apr 2024, 6:31 am
In a new article in the Columbia Business Law Review, I advance a novel paradigm for governing corporate ESG that accounts for the principal-agent challenges undermining prevailing proposals. [read post]
29 Mar 2024, 7:28 pm
While this NAP addresses the full range of RBC issues for U.S. businesses operating and investing abroad, it focuses principally on the business responsibility to respect human rights, including through effective due diligence in a rapidly changing risk environment. . . [read post]
19 Mar 2024, 6:08 pm
Its focus on the corporate governance side is on the development of legal structures for corporate philanthropy, coupled with an increasing emphasis on corporate compliance through systems of oversight and administration. [read post]
18 Mar 2024, 2:05 pm
Among the charges are allegations that one of the principals behind the scheme violated the SEC’s whistleblower protection rules. [read post]
6 Mar 2024, 9:05 pm
To date, that duty has been used principally to limit economic gain from self-interested transactions. [read post]
28 Feb 2024, 9:01 pm
In addition to conducting due diligence, private equity investors should respect the corporate independence of portfolio companies by avoiding involvementin company management. [read post]
