Search for: "Paul Shafer" Results 1 - 20 of 46
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27 Aug 2023, 3:56 pm by Andrew Warren
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
10 Aug 2022, 6:14 am by The White Law Group
Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL   According to an SEC administrative order, on August 9, 2022 the Securities and Exchange Commission reportedly barred financial advisor Dustin Paul Shafer (CRD # 4198962) from working in the securities industry after charges by the State of Illinois alleged broker misconduct including allegations that he borrowed money from an elderly client. [read post]
5 Nov 2021, 12:59 am by Alan Rosca
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony  FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
5 Nov 2021, 12:59 am by Alan Rosca
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony  FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
5 Nov 2021, 12:59 am by Alan Rosca
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony  FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
7 Jul 2021, 1:06 pm by Silver Law Group
Dustin Shafer (Dustin Paul Shafer CRD# 34198962) is a former registered broker and investment advisor who was registered most recently with Newbridge Securities Corporation from 2019-2020, but spent the previous decade of his career with Money Concepts Capital Corp in Springfield, Illinois. [read post]
8 Jan 2021, 7:34 am by Renae Lloyd
FINRA Bars Dustin Shaffer after Allegations of Borrowing Money from Elderly Client According to a Letter of Acceptance, Waiver and Consent (AWC) on December 3, the regulator has barred Dustin Paul Shafer (CRD # 4198962) in connection with an investigation into whether Shafer borrowed money from a customer. [read post]
22 Sep 2020, 9:01 pm by Sherry F. Colb
James Paul Grigson, Jr., of Texarkana, Texas, known to many as “Dr. [read post]
8 Jul 2020, 7:42 am by Silver Law Group
Dustin Shafer (Dustin Paul Shafer) is a currently-registered broker employed by Newbridge Securities Corporation (CRD# 104065) in Springfield, Illinois. [read post]
26 Apr 2017, 7:56 am by David Strifling
Confirmed participants include: Jerad Bales, Executive Director, Consortium of Universities for the Advancement of Hydrologic Science Paul Block, Department of Civil and Environmental Engineering, University of Wisconsin-Madison Glen Daigger, Professor, University of Michigan Department of Civil and Environmental Engineering Pinakin Desai, Managing Engineer – Energy Conservation, Metropolitan Water Reclamation District of Greater Chicago Sarah Geers, Staff Attorney, Midwest… [read post]
17 Dec 2015, 5:30 am by Kori Shafer-Stack
Nevada Attorney General Adam Paul Laxalt recently reported that Michael Joseph Bricker, 49, of Las Vegas, was sentenced for workers compensation fraud, a category “D” felony. [read post]
22 Jul 2015, 5:30 am by Kori Shafer-Stack
  Paul Mahan, 42, from Athol, pleaded guilty in Suffolk Superior Court to charges of Workers Compensation Fraud and Larceny by False Pretenses. [read post]
1 May 2015, 5:30 am by Kori Shafer-Stack
 Paul Smith (Jackson Center, Shelby County) pleaded and was found guilty Feb. 17 in Franklin County Court of Common Pleas of one count of workers comp fraud, a fifth-degree felony. [read post]
19 Mar 2015, 6:56 am by J. Bradley Smith, Esq.
While the sex offender committed no violation by being present at the business for work, Highland Park police chief Paul Shafer told the Tribune if an incident occurred “that might match what one of these offenders might do,” his agency had no way of checking whether any offenders may be present in the area because of employment. [read post]