Search for: "Questar, Inc." Results 1 - 20 of 28
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25 Sep 2022, 10:51 am by Staff Attorney
From August 2010 through February 2011, Nowak was registered with Questar Captial Corporation. [read post]
27 Dec 2021, 7:12 am by Silver Law Group
  Questar Capital Corporation   Gaetano Magarelli   Newbridge Securities Corporation   Ameriprise Financial Services, Inc. [read post]
29 Sep 2019, 5:32 am by Staff Attorney
 From December 2006 to December 2018, Crane was associated with Questar Capital Corporation. [read post]
15 Jan 2018, 9:55 am by Renae Lloyd
Questar Capital Corporation, of Minneapolis, agreed earlier to pay $2.4 million to investors. [read post]
17 Jul 2017, 12:43 pm by Adam Gana
Zito was employed at Woodbury Financial Services, Inc during the alleged misrepresentation. [read post]
29 May 2017, 9:25 am by Adam Weinstein
  From September 2003 until October 2012, Swarbrick was registered with Woodbury Financial Services, Inc. [read post]
4 Apr 2016, 10:30 am by Adam Weinstein
  From September 2013 until July 2014, Hayne was registered with Questar Capital Corporation. [read post]
9 Nov 2015, 7:21 am by Adam Weinstein
From October 2002 until March 2009, Mohlman was associated with MetLife Securities Inc. [read post]
26 Aug 2015, 7:56 am by Adam Weinstein
From 2000, until July 2006, Kosanke was registered with Questar Capital Corporation. [read post]
9 Feb 2015, 10:56 am by D. Daxton White
The claim further alleges that Questar Capital and Centaurus Financial unsuitably invested the client in Core Realty Series A Debenture (2007, 8% Secured), KBS REIT, Strategic Storage Trust, Inc, Dividend Capital, Cornerstone Core Properties REIT, Inc. [read post]
4 Feb 2014, 5:02 am
Questar Capital Corporation and Questar Asset Management, Inc. [read post]
15 Sep 2013, 11:04 am by Adam Weinstein
  Thereafter, from December 2006 until July 2007, Saviano was a registered representative of Questar Capital Corporation. [read post]
8 Jan 2013, 6:31 am by D. Daxton White
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
31 Mar 2012, 8:17 pm
Kim Nazarek, formerly with Questar Capital Corporation, Inc., in Santa Rosa, California, was fined $25,000 and suspended from association with any FINRA member in any capacity for one year in association with findings that he conducted a number of retirement seminars without prior approval that contained false and misleading statements. [read post]
10 Jan 2012, 5:00 am by Greg Diamond
Matschullat sits on the boards of The Walt Disney Company, Inc. and Visa, Inc. [read post]