Search for: "Securities and Exchange Commission"
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13 Jun 2024, 7:42 am
Crypto Exec Do Kwon’s company, Terraform Labs, agreed to settle a civil securities-fraud lawsuit, consenting to pay the Securities and Exchange Commission just under $4.5 billion and wind down its operations. [read post]
13 Jun 2024, 7:17 am
The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection with a three-year scheme to defraud investors of at least $3 million. [read post]
12 Jun 2024, 6:39 am
Cybersecurity measures must be robust to protect sensitive information exchanged during these stages. [read post]
12 Jun 2024, 6:33 am
Most concerning to investors was the company’s flagrant “end run” around the Securities and Exchange Commission (SEC), the federal regulator charged with protecting investor interests and adjudicating proxy disputes. [read post]
12 Jun 2024, 6:33 am
Most concerning to investors was the company’s flagrant “end run” around the Securities and Exchange Commission (SEC), the federal regulator charged with protecting investor interests and adjudicating proxy disputes. [read post]
11 Jun 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
11 Jun 2024, 1:25 pm
The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding investors of at least $21 million by making false and misleading statements about the quantity and quality of Joonko’s customers, the number of candidates on its platform, and the company’s revenue. [read post]
11 Jun 2024, 11:01 am
The Securities and Exchange Commission today announced the appointment of Erica Y. [read post]
11 Jun 2024, 8:05 am
The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding investors of at least $21 million by making false and misleading statements about the…Read the Full Press Release Have a securities law question? [read post]
11 Jun 2024, 6:34 am
Securities and Exchange Commission from 2018 to 2020. [read post]
11 Jun 2024, 6:34 am
Securities and Exchange Commission from 2018 to 2020. [read post]
10 Jun 2024, 8:07 am
Amalgamated Bank, a case in which shareholders of the company then known as Facebook allege that the company defrauded them when it filed a form with the Securities and Exchange Commission indicating that the misuse of its users’ personal data by third parties was a hypothetical risk that could have a negative effect on the company if it actually happened. [read post]
10 Jun 2024, 7:12 am
Securities and Exchange Commission probe by directing a colleague to lie. [read post]
10 Jun 2024, 5:34 am
H.J.Res.109 [118th] Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to “Staff Accounting Bulletin No. 121” 4. [read post]
7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 1:18 pm
On June 10, 2022, the Securities and Exchange Commission (SEC) filed a civil lawsuit against Michael Mooney, Britt Wright, and Penny Flippen, former investment advisers for Southport Capital, in the U.S. [read post]
7 Jun 2024, 10:50 am
The Securities and Exchange Commission charged three persons with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the subject of the Commission’s emergency action in May 2022, and, later, on behalf of Legend Venture Partners LLC, the subject of the Commission’s emergency action in June 2023. [read post]
7 Jun 2024, 9:30 am
The Securities and Exchange Commission today charged three individuals with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the…Read the Full Press Release Have a securities law question? [read post]
7 Jun 2024, 3:30 am
Court of Appeals for the Fifth Circuit vacated the “Private Funds Rules,” which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. [read post]
