Search for: "Securities and Exchange Commission v. Senior et al"
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4 Mar 2024, 5:56 pm
The ABA Business Law Section Backgrounder may be accessed HERE. 1UNITED STATES DISTRICT COURTNORTHERN DISTRICT OF ALABAMANORTHEASTERN DIVISIONNATIONAL SMALL BUSINESS )UNITED, d/b/a the NATIONAL )SMALL BUSINESS )ASSOCIATION, et al., ))Plaintiffs, ))v. ) Case No. 5:22-cv-1448-LCB)JANET YELLEN, in her official )capacity as Secretary of the )Treasury, et al., ))Defendants. )MEMORANDUM OPINIONThe late Justice Antonin Scalia once remarked that federal judges… [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
24 Oct 2023, 9:01 pm
There is also new Commission rulemaking. [read post]
3 Oct 2023, 9:01 pm
Ulrich Kranz et al. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
8 Dec 2022, 6:06 am
And, in turn, that question also drags in the related one of immunity for senior state officials—notably heads of state—for international crimes, especially in the proceedings of international tribunals. [read post]
18 Jul 2022, 2:46 pm
The Fox Williams authors are Andrew Hill, Partner; Anisha Patel, Senior Associate; and Sam Tarrant and Olwen Mair, Associates. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
25 May 2022, 9:01 pm
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
19 May 2022, 12:10 pm
Jarkesy, Jr., et al. v. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
2 Nov 2021, 1:41 pm
FPC American Victory Fund, et al., the Second Amendment Foundation, et al., and the NRA Civil Rights Defense Fund provide interpretations of the amendment’s language. [read post]
19 Jul 2021, 2:45 pm
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
16 Feb 2021, 2:23 pm
In Salzberg v. [read post]
4 Aug 2020, 8:23 am
For purposes of retaliation protection, an individual would be required to report information about possible securities laws violations to the Commission “in writing. [read post]
1 May 2020, 12:14 pm
Chepurko v. e-biofuels, LLP, et al. [read post]
30 Sep 2019, 12:44 pm
Leisner, a Senior Member in the Trenam law firm in Tampa, takes a look at an unusual and interesting recent decision from the Delaware Chancery Court, Stacey Kotler v. [read post]
2 Apr 2019, 6:50 am
In Barrick Gold Corp. v. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]