Search for: "Brian Dodd"
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3 Oct 2023, 8:44 am
The Division of Enforcement staff responsible for this matter are Amanda Burks, Brian Hunt, Kara Mucha, Erica Bodin, Rick Glaser, as well as former Enforcement staff member Phil Tumminio. [read post]
22 Apr 2008, 10:36 am
State of Indiana (NFP) Brian D. [read post]
15 Feb 2012, 12:17 am
A new book on phone hacking has been published this month (disclosure: I’ve co-authored one of the chapters), The Phone Hacking Scandal: Journalism on Trial, edited by Richard Lance Keeble and John Mair (Arima 2012) and authors include Brian Cathcart, Glenda Cooper, Jackie Newton and Sallyann Duncan, Richard Peppiatt, Alan Rusbridger, John Tulloch, Steven Barnett, Stewart Purvis, Kevin Marsh, Nicholas Jones, John Lloyd and Chris Atkins. [read post]
3 Nov 2011, 9:12 am
” by Professor Brian Fitzpatrick of Vanderbilt Law School. [read post]
17 Jun 2022, 6:27 am
Evidence from Pay Ratio Disclosure Posted by Stephan Siegel (University of Washington), on Wednesday, June 15, 2022 Tags: Capital markets, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, ESG, Executive Compensation, Inequality, Reputation, Stakeholders Policy Insights on Executive Compensation Posted by John Galloway, Vanguard, Inc., on Wednesday, June 15, 2022 Tags: Asset… [read post]
20 Aug 2020, 10:18 am
On June 11, 2020, the FDIC issued its annual report to Congress on “Preservation and Promotion of Minority Depository Institutions,” as required by Section 367 of the Dodd-Frank Act. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Thursday, April 7, 2022 Tags: CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, SEC, SEC rulemaking, Securities regulation, Swaps, Swaps entities [read post]
21 Jul 2017, 6:04 am
Friedman-Boyce and Brian E. [read post]
11 Nov 2010, 9:14 am
The panel features Cravath’s John White, SEC Commissioner Elisse Walter, Skadden’s Brian Breheny (Practice Center Contributor!) [read post]
22 Dec 2017, 6:07 am
Barshay, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, December 18, 2017 Tags: Boards of Directors, Business judgment rule, Delaware cases, Delaware law, DGCL, Disclosure, Materiality, Merger litigation, Mergers & acquisitions, Shareholder suits, Tender offer Designing Cost-Effective Litigation Through Contract Structure Posted by Cathy Hwang (University of Utah), and Matthew Jennejohn (Brigham Young University),… [read post]
29 Sep 2011, 5:53 pm
Brian Riley, a senior research director of bank cards at research group TowerGroup, said the new fees are not a surprise given the amount of revenue on the line for Bank of America and other banks with lots of debit-card customers. [read post]
3 Nov 2017, 6:02 am
., on Saturday, October 28, 2017 Tags: Equity-based compensation, Incentives, Pay for performance, Performance measures, Say on pay, Shareholder value, TSR A Mechanism for LIBOR Posted by Brian Coulter (Western University), Joel Shapiro (University of Oxford), and Peter Zimmerman (University of Oxford), on Sunday, October 29, 2017 Tags: Banks, Benchmarks, Cross-border transactions, Derivatives, Financial… [read post]
12 Jan 2018, 6:08 am
Downes, and Brian D. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Delaware law, Securities regulation Regulating Libra Posted by Ross Buckley (University of New South Wales), Dirk Zetzsche (University of Luxembourg), and Douglas Arner (University of Hong Kong), on Wednesday, July 10, 2019 Tags: Banks, Blockchain, Cryptocurrency, Facebook, Financial institutions, Financial regulation, Financial technology, Money… [read post]
5 Dec 2017, 4:21 am
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]
20 Mar 2020, 6:17 am
Shapiro, Wachtell, Lipton, Rosen & Katz, on Thursday, March 19, 2020 Tags: Compensation committees, Compensation disclosure, Compensation guidelines, Director compensation, Dodd-Frank Act, ERISA, ESG, Form 8-K, Listing standards, Management, NASDAQ, NYSE [read post]
11 May 2018, 6:01 am
Larcker (Stanford University) and Brian Tayan (Stanford University), on Thursday, May 10, 2018 Tags: Accountability, Board independence, Board oversight, Board performance, Boards of Directors, Corporate culture, Information asymmetries, Information environment, Netflix, Transparency Beaches and Bitcoin: Remarks before the Medici Conference Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Thursday, April 7, 2022 Tags: CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, SEC, SEC rulemaking, Securities regulation, Swaps, Swaps entities [read post]
27 Sep 2011, 2:00 am
In 2010, Dodd-Frank imposed a number of new requirements on municipal market participants, most of which are not important here. [read post]
